Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Peppertree Capital Fund IV, LP See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588006 Filed Document 0001588006-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TUMMY COMPANY, INC. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001525789 Filed Document 0001525789-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
Miramar Digital Ventures, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001585052 Filed Document 0001585052-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NSA OP, LP See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001587624 Filed Document 0001587624-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Prism Jade Fund, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486371 Filed Document 0001486371-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Arcturus Therapeutics, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001573745 Filed Document 0001573745-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVRUPA MINERALS LTD. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $582,807 Associated Brokers / Dealers N/A CIK Number 0001445467 Filed Document 0001445467-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
L2 MEDICAL DEVELOPMENT CO See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $30,676,096 Associated Brokers / Dealers Roth Capital Partners LLC CIK Number 0001495899 Filed Document 0001316178-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Pamlico Capital III, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001572763 Filed Document 0001461373-13-000042 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
DR. TATTOFF, INC. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001294157 Filed Document 0001188112-13-002829 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ACUSTREAM, INC. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,980,000 Associated Brokers / Dealers N/A CIK Number 0001589352 Filed Document 0001589352-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LUCENA MEDICINES, INC. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,000,550 Associated Brokers / Dealers N/A CIK Number 0001587877 Filed Document 0001587877-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Whitehall Corners Retail Group, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001588039 Filed Document 0001588039-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Innovative Sales Solutions, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,944,946 Associated Brokers / Dealers N/A CIK Number 0001587794 Filed Document 0001587794-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Redrock Capital Fund II, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,820,000 Associated Brokers / Dealers N/A CIK Number 0001584811 Filed Document 0001584811-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Yorktown University See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Richard Jack Bishirjian CIK Number 0001587998 Filed Document 0001587998-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MX Orthopedics, Corp. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,420,000 Associated Brokers / Dealers N/A CIK Number 0001533910 Filed Document 0001533910-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EcoSense Lighting Inc. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $14,992,842 Associated Brokers / Dealers N/A CIK Number 0001490135 Filed Document 0001490135-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prism Amber Fund, LP See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486375 Filed Document 0001486375-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Fort Washington High Yield Investors II, LLC See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555668 Filed Document 0001555668-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Marine Exploration, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Pennaluna & Company Inc CIK Number 0001542218 Filed Document 0001542218-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Real Assets Access Fund, LLC See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556021 Filed Document 0001556021-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DEL MAR ENERGY INC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $998,000 Associated Brokers / Dealers Del Mar Energy, Inc. CIK Number 0001436535 Filed Document 0001436535-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
WILLOWBROOK FUND, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373446 Filed Document 0001373446-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AppNeta, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $7,999,998 Associated Brokers / Dealers N/A CIK Number 0001211221 Filed Document 0001140361-13-041671 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Luminate Health Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001588399 Filed Document 0001588399-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hancock Timberland XII LP See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers John Hancock Distributors LLC CIK Number 0001587541 Filed Document 0001587541-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ACUSTREAM, INC. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,980,000 Associated Brokers / Dealers N/A CIK Number 0001589352 Filed Document 0001589352-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Evergreen Eagle Partners, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588020 Filed Document 0001588020-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Woodbine Ridge Joint Venture See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001579414 Filed Document 0001579414-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
MYOSCIENCE INC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $24,813,813 Associated Brokers / Dealers N/A CIK Number 0001363104 Filed Document 0001363104-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 17, LP See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587761 Filed Document 0001587761-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 16, LP See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587760 Filed Document 0001587760-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zubie, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $10,360,190 Associated Brokers / Dealers N/A CIK Number 0001587292 Filed Document 0001014108-13-000172 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Step Ahead Innovations, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $816,000 Associated Brokers / Dealers N/A CIK Number 0001559971 Filed Document 0001559971-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Equity
Oberland Capital Healthcare LP See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001582253 Filed Document 0001582253-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Southern Tier Region Rural Broadband Company, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers n/a CIK Number 0001587999 Filed Document 0001587999-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
PEER Ventures Group IV, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PVG MANAGEMENT III, L.L.C. CIK Number 0001587813 Filed Document 0001587813-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Internet Marketing Business International Inc. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers IMBI Inc. CIK Number 0001534115 Filed Document 0001534115-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intrinsiq Materials, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $4,050,008 Associated Brokers / Dealers N/A CIK Number 0001588046 Filed Document 0001588046-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RUBICON Technology Partners L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587894 Filed Document 0001587922-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melody Special Situations Offshore Credit Fund, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587956 Filed Document 0000950142-13-002032 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
THINK Communications, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001588029 Filed Document 0001588029-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RCG Linkem, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575528 Filed Document 0001575528-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECOMMHUB, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $2,706,083 Associated Brokers / Dealers N/A CIK Number 0001586410 Filed Document 0001586410-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NanoMech, Inc. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers None CIK Number 0001495678 Filed Document 0001495678-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DEL MAR ENERGY INC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $998,000 Associated Brokers / Dealers Del Mar Energy, Inc. CIK Number 0001436535 Filed Document 0001436535-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
FORT WASHINGTON HIGH YIELD INVESTORS LLC See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001114342 Filed Document 0001114342-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Washington Active Fixed Income LLC See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555669 Filed Document 0001555669-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bay Head Yacht Club See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588062 Filed Document 0001588062-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt