Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
R.C. Temme Corp. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $69,400 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
TLF Partners, LP See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499944 Filed Document 0000919574-13-005710 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Persimplify Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Harry Singer CIK Number 0001574740 Filed Document 0001574740-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Bakken Drilling Fund IVB LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Vestech Securities Inc., Sandlapper Securities, LLC, Thomas M. Nixon and Associates, Inc., Ausdal Financial Partners, Inc., Edwin C. Blitz Investments, Inc., Landolt Securities, Inc., Harbor Light Securities, LLC, Concorde Investment Services, LLC, Oak Tree Securities, Inc., Resource Horizons Group LLC, Dynasty Capital Partners, Inc., IBN Financial Services, Inc, MidAmerica Financial Services, Inc., Sunbelt Securities, Inc., Watermark Advisors, LLC, Capital Financial Services, Inc., WFG Investments, Inc., Detwiler Fenton & Co, RM Duncan Securities, Inc., and American Trust Investment Services, Inc. CIK Number 0001577256 Filed Document 0001577256-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THRIVE CAPITAL PARTNERS, INC. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001588065 Filed Document 0001588065-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Franklin Financial Network Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $17,509,011 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001407067 Filed Document 0001407067-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Balmoral Pallet Partners L.P. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001587348 Filed Document 0000950138-13-000451 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MacArthur Partners, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,280,000 Associated Brokers / Dealers N/A CIK Number 0001588280 Filed Document 0001588280-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Shannon River Partners II, LP See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Barclays Capital Inc and Barclays Bank PLC, and Far Hills Group, LLC CIK Number 0001301840 Filed Document 0001013594-13-000494 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GUGGENHEIM HIGH-YIELD FUND, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588407 Filed Document 0001144204-13-053850 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caymus Energy Fund, L.P. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Access Capital, LLC CIK Number 0001558994 Filed Document 0001315863-13-000459 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton Oaks Family 2 Tax Credit, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,890,000 Associated Brokers / Dealers N/A CIK Number 0001588140 Filed Document 0001588140-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caymus Energy Fund Offshore, Ltd. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Access Capital, LLC CIK Number 0001560750 Filed Document 0001315863-13-000461 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E-Line Ventures LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $8,026,347 Associated Brokers / Dealers N/A CIK Number 0001587856 Filed Document 0001587856-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Delpor, Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001494224 Filed Document 0001494224-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Eckard Global, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $147,500 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Climb N'at, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers N/A CIK Number 0001589573 Filed Document 0001589573-13-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HEVO Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NO RECIPIENT CIK Number 0001587317 Filed Document 0001587317-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fenway Camelback Investor, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001588405 Filed Document 0001588405-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
eCollect, LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588375 Filed Document 0001588375-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lincor, Inc. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers GrowthPoint Technology Partners, LLC CIK Number 0001572798 Filed Document 0001572798-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Enright Roosevelt Tech, LP See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001588359 Filed Document 0001588359-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MyYearLook Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001588294 Filed Document 0001588294-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Other
SLIPSTREAM, LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001568881 Filed Document 0000892712-13-000629 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Dymon Asia Currency Value Fund See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539743 Filed Document 0001539743-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lark Technologies, Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $3,602,959 Associated Brokers / Dealers N/A CIK Number 0001579188 Filed Document 0001579188-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Model Fund LP See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588325 Filed Document 0001588325-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Larson Capital Fund I, L.P. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588181 Filed Document 0001588181-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
SUVRETTA OFFSHORE FUND, LTD. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557912 Filed Document 0000919574-13-005709 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHANNON RIVER PARTNERS, LTD. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Barclays Capital Inc and Barclays Bank PLC, and Far Hills Group, LLC CIK Number 0001558369 Filed Document 0001013594-13-000495 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lumaqco, Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001581693 Filed Document 0001581693-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ADVANCED INQUIRY SYSTEMS INC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,004,593 Associated Brokers / Dealers N/A CIK Number 0001452747 Filed Document 0001452747-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Kingdon Credit Partners L.P. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474501 Filed Document 0000919574-13-005716 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KUBOO, INC. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001051209 Filed Document 0001051209-13-000015 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Be Care Life Services, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001588195 Filed Document 0001588195-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
MICROrganic Technologies Inc. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $350,005 Associated Brokers / Dealers N/A CIK Number 0001586718 Filed Document 0000904802-13-000015 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Secured Investment High Yield Fund, LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001575597 Filed Document 0001575597-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Karl Strauss Temecula 40868 Winchester Real Estate, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001586793 Filed Document 0001586793-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PBRELF I, LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001500821 Filed Document 0001500821-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ALTRINSIC GLOBAL EQUITY PORTFOLIO, LP See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531937 Filed Document 0000919574-13-005711 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empower Micro Systems Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001559730 Filed Document 0001559730-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
EEC Laramie Cooper Cove Joint Venture See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001588227 Filed Document 0001588227-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Other
Vontobel Holding Ltd. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,831,340 Associated Brokers / Dealers N/A CIK Number 0001588340 Filed Document 0001588340-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Equity
Bank of New York Mellon Corp See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated and BNY Mellon Capital Markets, LLC CIK Number 0001390777 Filed Document 0001181431-13-052319 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Debt
Caymus Energy Fund (QP), L.P. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Access Capital, LLC CIK Number 0001558993 Filed Document 0001315863-13-000460 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BellaCoop Fund, LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Olson, Cross & Alamo Advisors, LLC and Heritage Capital Group, Inc. CIK Number 0001586271 Filed Document 0001586271-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BetterCloud, Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001564970 Filed Document 0001564970-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Point 406 Ventures - Co-Invest LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $3,360,000 Associated Brokers / Dealers N/A CIK Number 0001585340 Filed Document 0001585340-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Brain Synergy Institute, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,505,802 Associated Brokers / Dealers N/A CIK Number 0001571030 Filed Document 0001571030-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TAURASI CAPITAL MASTER FUND, LTD. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587947 Filed Document 0000919574-13-005724 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund