Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Frazier Healthcare VII, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001553071 Filed Document 0001553071-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Decathlon Alpha II, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001587725 Filed Document 0001587725-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SOCIAL YANTRA, INC. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001535364 Filed Document 0001535364-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Altimeter Private SPV I, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001587499 Filed Document 0001587499-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MyNetwork, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001587970 Filed Document 0001587970-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
AQR Gibraltar Offshore Fund, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584543 Filed Document 0001584543-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspen Mountain Real Estate LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001588022 Filed Document 0001588022-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Alternative Premia Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GAM Services Inc. CIK Number 0001588052 Filed Document 0001588052-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
House of Auth, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $292,000 Associated Brokers / Dealers 0 CIK Number 0001647199 Filed Document 0000909012-15-000296 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Soft Health Technologies, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $752,000 Associated Brokers / Dealers N/A CIK Number 0001588236 Filed Document 0001588236-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
My Senior Portal, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers My Web Portal, Inc. CIK Number 0001588025 Filed Document 0001588025-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ResiModel, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $2,223,000 Associated Brokers / Dealers N/A CIK Number 0001531354 Filed Document 0001531354-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Templeton Strategic Emerging Markets Fund IV, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Daniel R. Veddern, Sr. CIK Number 0001553524 Filed Document 0001553524-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Solar Mosaic, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $294,775 Associated Brokers / Dealers N/A CIK Number 0001523221 Filed Document 0001523221-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Molecular Imaging, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001519705 Filed Document 0001519705-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
NAKED BRAND GROUP INC. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $759,750 Associated Brokers / Dealers N/A CIK Number 0001383097 Filed Document 0001085037-13-000140 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HighVista Liquid Multi-Asset Fund - Moderate (Cayman), Ltd. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588164 Filed Document 0001588164-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garrett Field 3-D Joint Venture See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,452,000 Associated Brokers / Dealers n/a CIK Number 0001588073 Filed Document 0001354488-13-005594 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
HUNTRISE GLOBAL PARTNERS LTD See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214043 Filed Document 0001214043-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DragonTech International, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001587261 Filed Document 0001587261-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
NEWLANS, INC. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001528324 Filed Document 0001528324-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CCM Small Cap Value Fund, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001102681 Filed Document 0000919574-13-005672 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICQ Investments 11, LP See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587757 Filed Document 0001587757-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICQ Investments 12, LP See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587758 Filed Document 0001587758-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'REILLY'S ZIONSVILLE, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001588033 Filed Document 0001588033-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
TUMMY COMPANY, INC. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001525789 Filed Document 0001525789-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
Celsus Therapeutics Plc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $12,516,232 Associated Brokers / Dealers MTS Securities, LLC and Oppenheimer & Co. Inc. CIK Number 0001541157 Filed Document 0001541157-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
NETSOCKET INC See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers NONE CIK Number 0001378857 Filed Document 0001378857-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CARBONDALE SOLAR, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001587202 Filed Document 0001587202-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
BEECKEN PETTY O'KEEFE FUND IV-A, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers LAZARD & CO., LIMITED, LAZARD FRERES & CO. LLC, OPPENHEIMER & CO. INC., and STIFFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001558933 Filed Document 0001558932-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BLACKROCK PRIVATE EQUITY PARTNERS VI US FEEDER, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581907 Filed Document 0001587877-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galton Onshore Mortgage Recovery Fund III, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001588032 Filed Document 0001588032-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aerial Technologies HC, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001587951 Filed Document 0001587951-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Uintah Gateway Holdings, LLC See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $10,300,104 Associated Brokers / Dealers Sunrise Securities Corporation CIK Number 0001586181 Filed Document 0001586181-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
PCIP Cape House See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001591966 Filed Document 0001591966-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Iroquois Lexford Partners I, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001587803 Filed Document 0001587803-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Other
Sport Endurance, Inc. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001471727 Filed Document 0001185185-13-002126 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HUNTRISE CAPITAL PARTNERS LLC See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138872 Filed Document 0001214043-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WC 8120 Research, LP See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001588131 Filed Document 0001588131-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ICONIQ Access 15, LP See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587759 Filed Document 0001587759-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookfield Fairfield U.S. Multifamily Value Add Fund II L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alan Bear CIK Number 0001582975 Filed Document 0001582975-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Grosvenor Portfolio Completion Strategies Fund FBO MCG Clients, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558873 Filed Document 0001558873-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DragonTech International, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $835,000 Associated Brokers / Dealers N/A CIK Number 0001587261 Filed Document 0001587261-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Algaeon, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers N/A CIK Number 0001560376 Filed Document 0001560376-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
DR. TATTOFF, INC. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001294157 Filed Document 0001188112-13-002828 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Natural Food Works, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001582933 Filed Document 0001582933-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Zindigo, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587996 Filed Document 0001587996-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Personal BlackBox Company, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001470815 Filed Document 0001470815-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Learners Edge Acquisition, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $5,375,000 Associated Brokers / Dealers N/A CIK Number 0001587456 Filed Document 0001181431-13-051045 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CCM Small Cap Value Qualified Fund, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001285048 Filed Document 0000919574-13-005673 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund