Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
JH NETWORKING INSURANCE AGENCY INC See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $53,000,000 Associated Brokers / Dealers N/A CIK Number 0000937914 Filed Document 0001181431-14-037350 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
PEAK MANAGEMENT GROUP, LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $512,000 Associated Brokers / Dealers N/A CIK Number 0001626111 Filed Document 0001140361-14-043524 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Fightball Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001624292 Filed Document 0001624292-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire
Grove Instruments, Inc. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001541288 Filed Document 0001541288-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
New York Pooled PRI Fund, LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624950 Filed Document 0000950103-14-008310 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Opternative, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001626434 Filed Document 0001626434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
MicroVest Plus Offshore Fund Ltd. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Theodore Jones Gillman CIK Number 0001533871 Filed Document 0000919574-14-006790 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Echelon LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $7,550,000 Associated Brokers / Dealers N/A CIK Number 0001626443 Filed Document 0000897069-14-000478 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Third Eye Capital Partners, LP See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626486 Filed Document 0001626486-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sanguine BioSciences, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $6,975,288 Associated Brokers / Dealers N/A CIK Number 0001626185 Filed Document 0001626185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
One Dalton Offshore Feeder Fund, Ltd. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001625947 Filed Document 0001625947-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOCRATA, INC. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001578775 Filed Document 0001578775-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PicoBrew, Inc. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $2,820,000 Associated Brokers / Dealers N/A CIK Number 0001608539 Filed Document 0001608539-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Term Fund 2018 See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626615 Filed Document 0001140361-14-043593 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRSTS 2014 LP See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001626424 Filed Document 0001140361-14-043416 Exclusions or Exemptions 506c Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MG Bella Vista Apartments L.P. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $4,395,000 Associated Brokers / Dealers N/A CIK Number 0001626063 Filed Document 0001626063-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Symphony Long-Short Credit Fund L.P. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001091232 Filed Document 0000935836-14-000641 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACCUDIAL Pharmaceutical INC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001430234 Filed Document 0001430234-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
AssetAvenue 104, LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001626178 Filed Document 0001626178-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Forsake, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001577301 Filed Document 0001577301-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Vida Cannabis Corp. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601130 Filed Document 0001601130-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DW BBX Magnum Force #1, LP See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001626354 Filed Document 0001626354-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
163 St. Nicholas Associates LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001626476 Filed Document 0001626476-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Loaha-Oe-Fund, a Series of AngelList-BW-Funds, LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $699,973 Associated Brokers / Dealers N/A CIK Number 0001626441 Filed Document 0001626441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSOP 3 REIT MD, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001626208 Filed Document 0001626208-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VAPOR CORP. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0000844856 Filed Document 0001181431-14-037387 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Triple Ventures, L.P. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001624864 Filed Document 0001624864-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000071 Exclusions or Exemptions 506c Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Juice Served Here, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $673,001 Associated Brokers / Dealers N/A CIK Number 0001623538 Filed Document 0001181431-14-037382 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $45,691,492 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000337 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Exploration Labs, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625212 Filed Document 0001625212-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Madrigal Fund, LP See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625996 Filed Document 0001012975-14-000757 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beze Ventures, Ltd. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers None CIK Number 0001518565 Filed Document 0001518565-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Grayson Fund (Cayman) Ltd. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532971 Filed Document 0001615812-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Low Volatility Fund, LLC See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299872 Filed Document 0001299872-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Elevation charcuterie & artisan meats LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001626453 Filed Document 0001626453-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sentrian, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $8,091,000 Associated Brokers / Dealers N/A CIK Number 0001560149 Filed Document 0001560149-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bee Partners II, L.P. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001625894 Filed Document 0001625894-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Achievement Fund Ltd. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. CIK Number 0001557550 Filed Document 0001557550-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI Wheeling Memory, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $7,229,114 Associated Brokers / Dealers N/A CIK Number 0001626183 Filed Document 0001626183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LaunchKey, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $4,072,444 Associated Brokers / Dealers N/A CIK Number 0001563971 Filed Document 0001563971-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
LAUREL BIOCOMPOSITE LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001446917 Filed Document 0001446917-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Private Investment Fund IV, L.P. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619599 Filed Document 0001181431-14-037267 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TRAIL CREEK CROSSING LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001423128 Filed Document 0001423128-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
EF VC3, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $282,500 Associated Brokers / Dealers N/A CIK Number 0001626018 Filed Document 0001626018-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MML Capital Partners Fund VI LP See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M2O Private Fund Advisors LLC CIK Number 0001626191 Filed Document 0001626191-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mortar & Mash One, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001623461 Filed Document 0001623461-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lindbergh Technology Fund, LP See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626373 Filed Document 0001626373-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
LUMERITY CAPITAL PARTNERS, L.P. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001626338 Filed Document 0001626338-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonant Systems, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001518041 Filed Document 0001165527-14-000686 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity