Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Next Principles Inc See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $4,230,133 Associated Brokers / Dealers N/A CIK Number 0001589309 Filed Document 0001589309-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Box Group, Inc. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001562061 Filed Document 0001562061-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Wasserstein Debt Opportunities Offshore Fund, Ltd. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589324 Filed Document 0000950142-13-002093 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COVENANT OPPORTUNITY CAPITAL FUND, L.P. See All Filings	D/A	2013-10-14 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001450593 Filed Document 0000935836-13-000508 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cor Pharma, LLC See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001587988 Filed Document 0001587988-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Covenant Income Appreciation Fund, L.P. See All Filings	D/A	2013-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470094 Filed Document 0000935836-13-000510 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edesia Alpha Fund LP See All Filings	D/A	2013-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459089 Filed Document 0000902664-13-003486 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEG Blackwall Fund, L.P. See All Filings	D/A	2013-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548159 Filed Document 0001548159-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kyck.com, Inc. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001532169 Filed Document 0001209191-13-048263 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Edesia Alpha Fund Ltd. See All Filings	D/A	2013-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459091 Filed Document 0000902664-13-003485 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NBD Nanotechnologies Inc. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $2,438,000 Associated Brokers / Dealers N/A CIK Number 0001589304 Filed Document 0001589304-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
COVENANT TOTAL RETURN FUND, L.P. See All Filings	D/A	2013-10-14 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001428056 Filed Document 0000935836-13-000506 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INDURE-NECA DIVERSIFIED UNDERWRITTEN REAL ESTATE FUND, LLC See All Filings	D/A	2013-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503480 Filed Document 0001503480-14-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ShaveLogic, Inc. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001516326 Filed Document 0001162677-13-000103 Exclusions or Exemptions 506c Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ZERO EMISSION ENERGY PLANTS LTD. See All Filings	D/A	2013-10-14 00:00:00 UTC
Amount To Be Raised $1,818,873 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001436598 Filed Document 0001436598-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
City of Frontenac, Kansas See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Central States Capital Markets, LLC CIK Number 0001588168 Filed Document 0001588168-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Edesia Alpha 2X Fund Ltd. See All Filings	D/A	2013-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501267 Filed Document 0000902664-13-003484 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Singerman Real Estate Opportunity Fund I, L.P. See All Filings	D/A	2013-10-14 00:00:00 UTC
Amount To Be Raised $118,260,000 Associated Brokers / Dealers Allegro Securities, LLC CIK Number 0001543060 Filed Document 0001140361-13-038770 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valkyrie Computer Systems, Inc. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001575532 Filed Document 0001575532-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rock Springs Capital Fund LP See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589230 Filed Document 0001589230-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ShaveLogic, Inc. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001516326 Filed Document 0001162677-13-000102 Exclusions or Exemptions 506c Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
G1 Therapeutics, Inc. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $12,597,221 Associated Brokers / Dealers N/A CIK Number 0001560241 Filed Document 0001560241-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Personal, Inc. See All Filings	D/A	2013-10-14 00:00:00 UTC
Amount To Be Raised $14,159,255 Associated Brokers / Dealers N/A CIK Number 0001486516 Filed Document 0001486516-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
eASIC Corp See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001109898 Filed Document 0001109898-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Edesia Dynamic Agriculture Fund LP See All Filings	D/A	2013-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551429 Filed Document 0000902664-13-003483 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
COVENANT GLOBAL ALPHA FUND, L.P. See All Filings	D/A	2013-10-14 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001428058 Filed Document 0000935836-13-000504 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXAGEN DIAGNOSTICS INC See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $5,016,977 Associated Brokers / Dealers N/A CIK Number 0001274737 Filed Document 0001104659-13-075606 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Adelis Equity Partners Fund I, AB See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $550,425,544 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001588952 Filed Document 0001588952-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DETHRONE ROYALTY HOLDINGS, INC. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $32,500 Associated Brokers / Dealers N/A CIK Number 0001504222 Filed Document 0001144204-13-055206 Exclusions or Exemptions 506c Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
BLACKROCK EMERGING FRONTIERS FUND LTD See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589051 Filed Document 0000950172-13-000096 Exclusions or Exemptions 506b Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Grafoid Inc. See All Filings	D/A	2013-10-13 00:00:00 UTC
Amount To Be Raised $6,767,000 Associated Brokers / Dealers BlackWall Capital Markets, Inc. CIK Number 0001570286 Filed Document 0001570286-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-10-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
VelociData, Inc. See All Filings	D	2013-10-13 00:00:00 UTC
Amount To Be Raised $598,145 Associated Brokers / Dealers N/A CIK Number 0001541143 Filed Document 0001014108-13-000174 Exclusions or Exemptions 506b Accepted Date 2013-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
van Biema Global Value Fund, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins Bay Island Securities CIK Number 0001399399 Filed Document 0000919574-13-005835 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPVEST EQUITY PARTNERS III B, L.P. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $528,000,000 Associated Brokers / Dealers LAZARD & CO., LIMITED CIK Number 0001589267 Filed Document 0001589267-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Ohr Pharmaceutical Inc See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $376,915 Associated Brokers / Dealers N/A CIK Number 0001173281 Filed Document 0001387131-13-003788 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Snap Finance LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001588762 Filed Document 0001588762-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Indus Markor Fund, Ltd. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589066 Filed Document 0000919574-13-005830 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClearOne Funding LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised $10,241,004 Associated Brokers / Dealers N/A CIK Number 0001580184 Filed Document 0001580184-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Centri Technology, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $1,550,060 Associated Brokers / Dealers N/A CIK Number 0001488188 Filed Document 0001488188-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PARA PARTNERS LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000798674 Filed Document 0000798674-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pomona Capital VIII, L.P. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised $1,300,000,000 Associated Brokers / Dealers Larrain Vial Investment Inc., UBS AG, KB Investment & Securities Co., LTD., and Vantage Capital Markets HK Limited CIK Number 0001558549 Filed Document 0001558549-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PVF - CCP, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559529 Filed Document 0000919574-13-005847 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PVF - PK, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559530 Filed Document 0000919574-13-005842 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IQ Global Long/Short Equity Select (Offshore) Fund, Ltd. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488686 Filed Document 0001488686-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCM CreditAlpha Market Neutral Premier Offshore Fund, Ltd. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502913 Filed Document 0000902664-13-003437 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HCG Chimneys, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001589077 Filed Document 0001589077-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
California Ethanol & Power, LLC See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001491441 Filed Document 0001491441-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HENGISTBURY FUND LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560196 Filed Document 0000919574-13-005854 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telogis, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $93,000,000 Associated Brokers / Dealers Morgan Stanley & Co. CIK Number 0001462156 Filed Document 0001545280-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Totus Solutions, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $10,453,604 Associated Brokers / Dealers N/A CIK Number 0001555415 Filed Document 0001555415-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity