Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GLOBAL VELOCITY INC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001276487 Filed Document 0001276487-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Nextly, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $1,199,997 Associated Brokers / Dealers N/A CIK Number 0001495214 Filed Document 0001495214-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Captivate Network Holdings, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $18,628,000 Associated Brokers / Dealers N/A CIK Number 0001588940 Filed Document 0001588940-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Traxo, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $6,112,000 Associated Brokers / Dealers N/A CIK Number 0001588545 Filed Document 0001588545-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GPE VII FIS II S.C.A. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588460 Filed Document 0001588460-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Divisar Partners, L.P. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453525 Filed Document 0001095449-13-000108 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLOOM TREE FUND QP, LP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001588541 Filed Document 0000919574-13-005766 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised $6,783,454 Associated Brokers / Dealers Eddie Allen, William MacDonald, and Edmon J Tomes CIK Number 0001135856 Filed Document 0001135856-13-000171 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
IRC Company, Inc. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001579145 Filed Document 0001579145-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
ENVIRONMENTAL SCIENCE & TECHNOLOGIES, INC. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $87,500 Associated Brokers / Dealers N/A CIK Number 0001552743 Filed Document 0001552743-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ORAGENICS INC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $9,900,000 Associated Brokers / Dealers N/A CIK Number 0001174940 Filed Document 0001209191-13-048298 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Daruma Hinoki Fund, LP See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559609 Filed Document 0000919574-13-005761 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOADAPTIVES, INC. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001575142 Filed Document 0001262463-13-000661 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
TYHEE GOLD CORP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $621,902 Associated Brokers / Dealers N/A CIK Number 0001178428 Filed Document 0001183740-13-000373 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Evolent Health LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers RBC Capital Markets, LLC CIK Number 0001530865 Filed Document 0001530865-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Cofe Properties Fund 1 LLC See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Beta Capital Management, L.P. and Executive Office Pte Ltd. CIK Number 0001539555 Filed Document 0001539555-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
HIGHSPOT, INC. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001577481 Filed Document 0001577481-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
BOW STREET PARTNERS, LP See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524811 Filed Document 0000919574-13-005759 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cozad Small Cap Value Fund I, LP See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486349 Filed Document 0001486349-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton International (BVI) Ltd. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457060 Filed Document 0000950103-13-005865 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Fortress Holdings, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $2,173,337 Associated Brokers / Dealers N/A CIK Number 0001588323 Filed Document 0001588323-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Quixey, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001550951 Filed Document 0001550951-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LUMINA PARTNERS LP See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001274668 Filed Document 0001274668-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Generation Capital Partners Captivate LP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001588482 Filed Document 0001588482-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Quovo, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001588634 Filed Document 0001588634-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orchard Makira LP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588554 Filed Document 0001588554-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Reconstruction Experts, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $212,500 Associated Brokers / Dealers N/A CIK Number 0001588243 Filed Document 0001588243-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Rainey Ridge, LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $1,971,682 Associated Brokers / Dealers WRSequence, LLC CIK Number 0001588369 Filed Document 0001588369-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Healthbox Nashville I LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $1,059,017 Associated Brokers / Dealers N/A CIK Number 0001587949 Filed Document 0001587949-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
T2 ASSET OPPORTUNITY FUND III, LP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588824 Filed Document 0000913849-13-000277 Exclusions or Exemptions 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised $16,650,123 Associated Brokers / Dealers Eddie Allen and William MacDonald CIK Number 0001135856 Filed Document 0001135856-13-000172 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TWIN LAKE TOTAL RETURN PARTNERS QP L.P. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263633 Filed Document 0001263633-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NO MARGIN FUND LP See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000884674 Filed Document 0000884674-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RUDGEAR CONSUMER FUND, L.P. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443164 Filed Document 0001095449-13-000109 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eastside Commercial Bank, N.A. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $600,003 Associated Brokers / Dealers N/A CIK Number 0001462961 Filed Document 0001462961-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Oomba, Inc. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001558230 Filed Document 0001558230-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Highlands Place on 38th, LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001588454 Filed Document 0001588454-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
RUDGEAR CONSUMER FUND, L.P. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443164 Filed Document 0001095449-13-000111 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREI Manager, LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001588622 Filed Document 0001588622-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton Global Credit Opportunities Fund (BVI) Ltd. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455680 Filed Document 0000950103-13-005866 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALTERNATIVE RE HOLDINGS LTD See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001070324 Filed Document 0001140361-13-038005 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
ADDISON LANDING APARTMENTS, LLC See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised $6,558,000 Associated Brokers / Dealers N/A CIK Number 0001583514 Filed Document 0001583514-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN KENTUCKY LITHOTRIPTERS LTD PARTNERSHIP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $127,969 Associated Brokers / Dealers N/A CIK Number 0001103479 Filed Document 0001103479-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BOW STREET INTERMEDIATE FUND, LP See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524812 Filed Document 0000919574-13-005762 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAR-Park Grove, LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $12,625,000 Associated Brokers / Dealers None CIK Number 0001588540 Filed Document 0001588540-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AetherPal Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001588860 Filed Document 0001140361-13-038276 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Mediafly, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001468214 Filed Document 0001468214-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
PETRICHOR ENERGY INC. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $3,197,365 Associated Brokers / Dealers N/A CIK Number 0001587001 Filed Document 0001183740-13-000375 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
One True Holding Co See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587540 Filed Document 0001587540-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LAKE FOREST INCOME PARTNERS LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588433 Filed Document 0001588433-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund