Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
INFINITY CORE ALTERNATIVE FUND See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001588474 Filed Document 0001588474-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
CORMATRIX CARDIOVASCULAR INC See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001434206 Filed Document 0001434206-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ASF V Messenger Acquisition L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587767 Filed Document 0001587767-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - G. Appel Investors Segregated Series See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559472 Filed Document 0001559472-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Traditional Trust, LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587536 Filed Document 0001587536-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
500 Startups III-A, L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001588104 Filed Document 0001588078-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
2013 Seabreeze Field Development, L.P. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised $4,039,200 Associated Brokers / Dealers Kevin Cline CIK Number 0001580618 Filed Document 0001580618-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
Triumfant, Inc. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised $6,700,000 Associated Brokers / Dealers N/A CIK Number 0001458324 Filed Document 0001458324-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Hedge Fund Select: Dymon Asia Macro Fund Ltd See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001588472 Filed Document 0001140361-13-038632 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin U.S. Equities Segregated Series See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559455 Filed Document 0001559455-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Prosight Fund, LP See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453938 Filed Document 0001453938-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Essential Cabinetry Holdings, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $2,337,619 Associated Brokers / Dealers N/A CIK Number 0001487912 Filed Document 0001487912-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Proterra Inc See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $40,000,002 Associated Brokers / Dealers N/A CIK Number 0001492739 Filed Document 0001492739-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
iPropertyz Inc See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569915 Filed Document 0001569915-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
RED MOUNTAIN RESOURCES, INC. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $462,584 Associated Brokers / Dealers N/A CIK Number 0001483496 Filed Document 0000798674-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ping Emerging Markets Macro Fund, LP See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001531360 Filed Document 0001019056-13-001154 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRE U.S. Property Fund L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524439 Filed Document 0001524439-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bastiat Global Opportunities Fund See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589225 Filed Document 0001589225-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Constellation Fund, SPC, for & on behalf of its Equities III Segregated Portfolio See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588829 Filed Document 0001588829-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Athena Victory Fund L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589208 Filed Document 0001589208-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
o9 Solutions, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001562915 Filed Document 0001562915-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gold Street Capital Fund, LP See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587572 Filed Document 0001587572-13-000001 Exclusions or Exemptions 504, 505, 504.1, and 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Woodward, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC and Wells Fargo Securities, LLC CIK Number 0000108312 Filed Document 0000108312-13-000014 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $Over $100,000,000 Type of Security Debt
KonaRed Corp See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $19,237,500 Associated Brokers / Dealers N/A CIK Number 0001527355 Filed Document 0001085037-13-000150 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Smith Breeden Securitized Credit Opportunities Ltd. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587360 Filed Document 0000919574-13-005869 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINTON FUTURES FUND LTD See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities, LLC and Altegris Investments, Inc. CIK Number 0001388465 Filed Document 0001388465-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Appel Equity Associates Segregated Series See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559453 Filed Document 0001559453-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Owl Creek Asia Fund, Ltd. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. (Barclays Wealth Americas) and Barclays Bank PLC CIK Number 0001528994 Filed Document 0000902664-13-003460 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
African Queen Mines Ltd. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479755 Filed Document 0001250853-13-000108 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
500 Startups III, L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001588078 Filed Document 0001588078-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mesirow Alternative Strategies Fund II, L.P. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Inc. CIK Number 0001503313 Filed Document 0001503313-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWM HIGH YIELD 2008 PARTNERSHIP LP See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456738 Filed Document 0001456738-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRE U.S. Property Fund L.P. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524439 Filed Document 0001524439-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Brewing & Distilling Company, LLC See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001531125 Filed Document 0001531125-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Scan, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $6,499,998 Associated Brokers / Dealers N/A CIK Number 0001561461 Filed Document 0001561461-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Crestline Offshore Recovery Fund II, L.P. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510003 Filed Document 0000902664-13-003441 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUEMAR OFFSHORE FUND, LTD. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560354 Filed Document 0000919574-13-005888 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Raven Energy, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $26,883,898 Associated Brokers / Dealers N/A CIK Number 0001299966 Filed Document 0001299966-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Debt
Lyxor Emerging Opportunities Fund See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001589091 Filed Document 0001588889-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2119 Greensboro Investor, LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $1,925,000 Associated Brokers / Dealers Not Applicable CIK Number 0001588576 Filed Document 0001588576-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Hedge Fund Select: Corsair Capital Investors Flagship Fund Ltd See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001588473 Filed Document 0001140361-13-038631 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZoomCar, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $1,021,613 Associated Brokers / Dealers N/A CIK Number 0001588864 Filed Document 0001588864-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Equity
Anchor Investment Income Fund, LLC See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589088 Filed Document 0001589088-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin Associates Segregated Series See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559470 Filed Document 0001559470-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Renuvix LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001588552 Filed Document 0001181431-13-053819 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
T-Bird Partners, LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001588741 Filed Document 0001019056-13-001150 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Chanticleer Holdings, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001106838 Filed Document 0001144204-13-055120 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Biocycle, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001561260 Filed Document 0001561260-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Crestline Opportunity Fund II, L.P. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562671 Filed Document 0000902664-13-003439 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ZAIS Atlas Fund, LP See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584764 Filed Document 0001584764-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund