Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DLLRG, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers Fourth Dimension Real Estate, Inc CIK Number 0001590337 Filed Document 0001590337-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BOOM ENTERTAINMENT INC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $3,702,640 Associated Brokers / Dealers N/A CIK Number 0001406132 Filed Document 0001181431-13-055709 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DCM Middle Market Opportunities Fund II, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $8,750,000 Associated Brokers / Dealers N/A CIK Number 0001590455 Filed Document 0001590455-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PC Wrangler Fund, LP See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590052 Filed Document 0000902664-13-003537 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKRC Investments, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590429 Filed Document 0000902664-13-003544 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Centre Capital Fund I, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589753 Filed Document 0001589753-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Opry One LP See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590289 Filed Document 0001013594-13-000527 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HEART PHYSICIANS LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $2,232,000 Associated Brokers / Dealers N/A CIK Number 0001438547 Filed Document 0001144204-13-057623 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business INDIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WWA GROUP INC See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001036478 Filed Document 0001551163-13-000130 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
SCS High Income Strategies Fund, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588797 Filed Document 0001588797-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kaiwu Walden Capital, L.P. See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001556407 Filed Document 0001556407-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protea Biosciences Group, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001335103 Filed Document 0001335103-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
US Industrial Fund II, LP See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590642 Filed Document 0001590642-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MentorTech Ventures III L.P. See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001524124 Filed Document 0001144204-13-057995 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Immy Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers John A. Marxer CIK Number 0001512992 Filed Document 0001512992-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
hyperfund, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001590237 Filed Document 0001590237-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
LoopPay, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $10,314,220 Associated Brokers / Dealers N/A CIK Number 0001590342 Filed Document 0001590342-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EUROPEAN INVESTORS WORLD GROUP TRUST - EII WORLD FUND See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440839 Filed Document 0001440839-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saxena Capital Fund I, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001590556 Filed Document 0001213900-13-006024 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Naples Multifamily DST See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $7,868,793 Associated Brokers / Dealers Inland Securities Corporation, Gregory Block, Eric Bricknese, Concorde Investment Services, LLC, National Securities Corporation, and John S. Weiss CIK Number 0001587701 Filed Document 0000950138-13-000474 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Arrowstreet Global Minimum Volatility Fund VI, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590094 Filed Document 0001590094-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bodmas Capital Partners, LP See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310910 Filed Document 0000919574-13-006024 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/OZ OF II Offshore Fund Ltd. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001590431 Filed Document 0001590431-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Handstand Innovations, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001590510 Filed Document 0001590510-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Managed Futures Custom Solutions Fund LP See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590482 Filed Document 0001590482-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cottonwood Square LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers 000 CIK Number 0001590490 Filed Document 0001590490-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BET Information Systems, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001423995 Filed Document 0001423995-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
KE2 Therm Solutions, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,999,834 Associated Brokers / Dealers N/A CIK Number 0001479618 Filed Document 0001014108-13-000175 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Hot Creek Investors Limited Partnership See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534470 Filed Document 0001354488-13-005912 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Westfield-Harmony, LLLP See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $14,680,000 Associated Brokers / Dealers None CIK Number 0001590617 Filed Document 0001590617-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Bolt Fund I LP See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $3,815,000 Associated Brokers / Dealers N/A CIK Number 0001569841 Filed Document 0001569841-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HALT Medical, Inc See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $3,799,995 Associated Brokers / Dealers N/A CIK Number 0001321077 Filed Document 0001321077-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Aleph-Aleph, L.P. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001588089 Filed Document 0001589444-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NORD RESOURCES CORP See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0000072316 Filed Document 0001183740-13-000406 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Q Tonic LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001416092 Filed Document 0001416092-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mercury Fund Ventures III, L.P. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Bradley Woods & Co. Ltd. CIK Number 0001589444 Filed Document 0001589444-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OpenPage Labs Inc. See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001586200 Filed Document 0001586200-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
NG Advantage LLC See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,752,000 Associated Brokers / Dealers N/A CIK Number 0001571671 Filed Document 0001571671-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Osprey Medical Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers Canaccord Genuity (Australia) Limited CIK Number 0001590687 Filed Document 0001590687-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
BH Capital Strategic Debt Investment Fund I LLC See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Behringer Securities LP CIK Number 0001532302 Filed Document 0001532302-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
INCEPTION 4, INC. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001590156 Filed Document 0001590156-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/GSO Special Situations Offshore Fund Ltd. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001590467 Filed Document 0001590467-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trafinity Ventures, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001590552 Filed Document 0001590552-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Rethink Robotics, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $11,500,002 Associated Brokers / Dealers N/A CIK Number 0001470418 Filed Document 0001470418-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Coastal Carolina Healthcare Associates, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001582118 Filed Document 0001582118-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
14-22 KEEWAYDIN DRIVE, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers None CIK Number 0001587888 Filed Document 0001587888-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
UBIQUITY BROADCASTING CORP See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $4,704,250 Associated Brokers / Dealers N/A CIK Number 0001427392 Filed Document 0001427392-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COLUMBUS CAPITAL PARTNERS, L.P. See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001042107 Filed Document 0001405086-13-000356 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
America Net Lease Portfolio I, DST See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $10,533,632 Associated Brokers / Dealers Jeffrey S. Cederberg, William S. Sheehan, Corbin S. Thomas, Warren Wee Lin Woon, Michael A. Bendix, John P. Harvey, Robert L. Boggess, Steven D. Meahan, Dwight K. Kay, and Robert L. Lincoln CIK Number 0001566683 Filed Document 0001566683-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Consilium Frontier Equity Fund, L.P. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590408 Filed Document 0001192482-13-000184 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund