Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VS FX Volatility Fund, LP See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476694 Filed Document 0001476694-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LakeWater Total Return Opportunity Fund, L.P. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490162 Filed Document 0001490162-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AREA EF IV Private Investors Offshore 2, L.P. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579320 Filed Document 0001012975-13-000461 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TITAN COTTONWOOD, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $9,957,000 Associated Brokers / Dealers N/A CIK Number 0001588348 Filed Document 0001588348-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Jacobs Levy 130-30 Large 1 Fund, LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532403 Filed Document 0000919574-13-005720 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2013 Bayou City Mississippian Development Program, L.P. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $3,607,500 Associated Brokers / Dealers Kevin Cline CIK Number 0001587276 Filed Document 0001587276-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
KTR INDUSTRIAL FUND III LP See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,200,000,000 Associated Brokers / Dealers Park Hill Real Estate Group LLC CIK Number 0001558952 Filed Document 0000919574-13-005725 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oakley Capital Private Equity II-B L.P. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palmer Capital LLP and Palmer Capital Associates Limited CIK Number 0001587444 Filed Document 0001587444-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONVENTUS ORTHOPAEDICS INC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $24,575,000 Associated Brokers / Dealers N/A CIK Number 0001456304 Filed Document 0001456304-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bakken Drilling Fund IV LP See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Vestech Securities Inc., Sandlapper Securities, LLC, Thomas M. Nixon and Associates, Inc., Ausdal Financial Partners, Inc., Edwin C. Blitz Investments, Inc., Landolt Securities, Inc., Harbor Light Securities, LLC, Concorde Investment Services, LLC, Oak Tree Securities, Inc., Resource Horizons Group LLC, Dynasty Capital Partners, Inc., IBN Financial Services, Inc, MidAmerica Financial Services, Inc., Sunbelt Securities, Inc., Watermark Advisors, LLC, Capital Financial Services, Inc., WFG Investments, Inc., Detwiler Fenton & Co, RM Duncan Securities, Inc., and American Trust Investment Services, Inc. CIK Number 0001577257 Filed Document 0001577256-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Group Client Access 9, L.P. Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588284 Filed Document 0001588284-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belize Agricultural Enterprises, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $567,000 Associated Brokers / Dealers N/A CIK Number 0001543221 Filed Document 0001543221-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Try Bitcoin, Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001588158 Filed Document 0001588158-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Farmstead Offshore Fund, Ltd. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587737 Filed Document 0000919574-13-005713 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Doonbeg Fund, Ltd. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Far Hills Group, LLC CIK Number 0001562271 Filed Document 0001013594-13-000497 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ALTUS STRATEGIES Ltd See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,555,510 Associated Brokers / Dealers N/A CIK Number 0001555616 Filed Document 0001555616-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
E-Line Ventures LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $8,026,347 Associated Brokers / Dealers N/A CIK Number 0001587856 Filed Document 0001587856-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SHANNON RIVER PARTNERS LP See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC CIK Number 0001214044 Filed Document 0001013594-13-000493 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kinky Boots Tour Ltd Liability Co See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001588371 Filed Document 0001588371-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Red Leopard Holdings PLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $906,000 Associated Brokers / Dealers N/A CIK Number 0001588314 Filed Document 0001441557-13-000079 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Rockland Power Partners II, LP See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers BerchWood Partners, LLC and Harpeth Securities LLC CIK Number 0001588257 Filed Document 0001588257-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rampart III Oil & Gas Limited Partnership See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001588361 Filed Document 0001588361-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Olympus Games, Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers None CIK Number 0001563351 Filed Document 0000927087-13-000014 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN PETRO-HUNTER INC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $81,626 Associated Brokers / Dealers N/A CIK Number 0001040482 Filed Document 0001586906-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
LARIAT PARTNERS FUND I, LP See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588392 Filed Document 0001140361-13-037733 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TerrAvion LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001586450 Filed Document 0001584634-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Fore Multi Strategy Offshore Fund, Ltd. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001459928 Filed Document 0000919574-13-005726 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FlowBelow Aero, Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $408,000 Associated Brokers / Dealers N/A CIK Number 0001553530 Filed Document 0001553530-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KNOWLEDGE DELIVERY SYSTEMS INC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,675,000 Associated Brokers / Dealers N/A CIK Number 0001225818 Filed Document 0001181431-13-052350 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AMGIC VC Direct II, LLLP See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001588329 Filed Document 0001588329-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Human Dx, Ltd. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $2,803,634 Associated Brokers / Dealers N/A CIK Number 0001588134 Filed Document 0001588134-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Balboa II, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $9,721,630 Associated Brokers / Dealers N/A CIK Number 0001588475 Filed Document 0001461373-13-000041 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Assure-BC-Fund, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $131,500 Associated Brokers / Dealers N/A CIK Number 0001588425 Filed Document 0001588425-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$1 - $5,000,000 Type of Security Debt
Farmstead Partners, LP See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587735 Filed Document 0000919574-13-005714 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SATMETRIX SYSTEMS INC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $16,750,001 Associated Brokers / Dealers N/A CIK Number 0001092387 Filed Document 0001092387-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3 Percent The Movie, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001587601 Filed Document 0001587601-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Eckard Global, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $788,565 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cocomama Foods Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001556799 Filed Document 0001556799-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Comr.se Corp. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,131,458 Associated Brokers / Dealers N/A CIK Number 0001574382 Filed Document 0001574382-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
WINDHORSE PARTNERS, LP See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214704 Filed Document 0001214704-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Startup Fund III Series 3 See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised $103,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001585341 Filed Document 0001585341-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TRAVELBEAUTY.COM LLC See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587155 Filed Document 0001587155-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund IV Series 1 See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised $214,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001586356 Filed Document 0001586356-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TIDEWATER FUTURES FUND LP See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Richard Zinman, ANTHONY A. DERTOUZOS, and JOHN D. MORENO CIK Number 0001140509 Filed Document 0001140509-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nat G CNG Solutions LLC See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Memorial Capital Partners LLC CIK Number 0001588250 Filed Document 0001588250-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PC Willow Creek Fund, LLC See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $3,776,000 Associated Brokers / Dealers N/A CIK Number 0001588165 Filed Document 0001588150-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trancoso Partners L.P. See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587827 Filed Document 0000935836-13-000483 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKB-CO Investors, LLC See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers SKB Securities and Robert R. Walker, Jr. CIK Number 0001588170 Filed Document 0001588170-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Platinum Japan Fund Ltd See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001504295 Filed Document 0001165158-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpinalMotion Inc See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised $25,551,137 Associated Brokers / Dealers N/A CIK Number 0001320454 Filed Document 0001320454-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity