Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Precise Light Surgical, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $8,053,546 Associated Brokers / Dealers N/A CIK Number 0001524514 Filed Document 0001524514-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LM Value Investors II, LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588786 Filed Document 0001588786-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Central Park Group Global Distressed Fund, LLC See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James and Associates, Inc., LPL Financial LLC, Essex Financial Services, Inc., Stiffel, Nicolaus and Company, Inc., NFP Securities Inc., Raymond James Financial Services, Inc., and CBIZ Financial Solutions, Inc. CIK Number 0001461558 Filed Document 0001140361-13-038243 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Duncan Park Holdings Corp See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001527587 Filed Document 0001527587-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
WASH.IO, INC. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $4,335,680 Associated Brokers / Dealers N/A CIK Number 0001588822 Filed Document 0001588822-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fibroblast, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001587278 Filed Document 0000897069-13-000374 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ExchangeRight Net Leased Portfolio 4 DST See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $8,650,000 Associated Brokers / Dealers Sandlapper Securities LLC CIK Number 0001588872 Filed Document 0001588793-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EIG Energy Fund XVI Feeder, L.P. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588908 Filed Document 0001181431-13-053327 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Phrixus Pharmaceuticals Inc See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001408693 Filed Document 0001408693-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Quikserve Restaurants, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001588575 Filed Document 0001588575-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Muzico International, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001588735 Filed Document 0001376474-13-000492 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TUMMY COMPANY, INC. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001525789 Filed Document 0001525789-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
Songstand, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $500 Associated Brokers / Dealers N/A CIK Number 0001588255 Filed Document 0001588255-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Ad Hoc Labs, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $2,423,642 Associated Brokers / Dealers N/A CIK Number 0001588687 Filed Document 0001588687-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Conquest Distressed Real Estate Fund I, LLC See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Liberty Tree Advisors, LLC CIK Number 0001555845 Filed Document 0001555845-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
HARVEST NATURAL RESOURCES, INC. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $2,000,700 Associated Brokers / Dealers N/A CIK Number 0000845289 Filed Document 0001209191-13-047713 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MacKay Shields High Yield Active Core Fund LP See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kirk Kashevaroff, Therese Hernandez, and Jeffrey Anderson CIK Number 0001502130 Filed Document 0001181431-13-053253 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Goldeneye Ventures LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001588660 Filed Document 0001588660-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
2013-1 Blumhouse Fund Series, a series of PubVest Fund Complex, LP See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001580214 Filed Document 0001580214-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FAIRWAY BREEZE, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $6,483,586 Associated Brokers / Dealers NONE CIK Number 0001588423 Filed Document 0001588423-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Iris Mobile Corp See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $485,295 Associated Brokers / Dealers N/A CIK Number 0001586261 Filed Document 0001586261-13-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
enimai, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001588690 Filed Document 0001588690-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgeline Digital, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Taglich Brothers Inc CIK Number 0001378590 Filed Document 0001567353-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ENGAGED CAPITAL I LP See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559851 Filed Document 0001144204-13-054649 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Engaged Capital I Offshore Ltd See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559940 Filed Document 0001144204-13-054651 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cypress Capital Master, LP See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545269 Filed Document 0001545269-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTEGRA HEALTH MANAGEMENT INC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001445484 Filed Document 0001445484-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ANAPTYSBIO INC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001370053 Filed Document 0001370053-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Dysonics Corp See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001547477 Filed Document 0001586906-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TriMed Equipment, L.P. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001588492 Filed Document 0001588492-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LF George Holdings, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001580676 Filed Document 0001580676-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CALHOUN VISION INC See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Brockett Tamny & Co. Incorporated CIK Number 0001111485 Filed Document 0001140361-13-038165 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zarbee's, Inc See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001524690 Filed Document 0001524690-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
PLATINUM ENERGY SOLUTIONS, INC. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $89,300,000 Associated Brokers / Dealers N/A CIK Number 0001503636 Filed Document 0001503636-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
FVP International Feeder Fund L.P. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588404 Filed Document 0001588404-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MCCARTHY INVESTMENT COMPANY, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586327 Filed Document 0001586327-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
Tolera Therapeutics Inc See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451072 Filed Document 0001451072-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
WOODLANDS FINANCIAL SERVICES INC See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised $9,567,000 Associated Brokers / Dealers CHRIS MOSS, ROBERT TELFORD, MORRIS MONROE, LAURA HENDRICKS, JIM HARRIS, and DAVID VAUGHAN CIK Number 0000915832 Filed Document 0000915832-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
MacKay Shields Core Plus / Opportunities Fund LP See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffrey Anderson CIK Number 0001502131 Filed Document 0001181431-13-053254 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TRIMAST REAL ESTATE FUND, L.P. See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001559889 Filed Document 0001559889-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ENGAGED CAPITAL II LP See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559850 Filed Document 0001144204-13-054650 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WhoPlusYou Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $356,148 Associated Brokers / Dealers N/A CIK Number 0001547360 Filed Document 0001547360-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
ASPEN GROUP, INC. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $2,240,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001487198 Filed Document 0001553350-13-000757 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Stellus Capital Energy (XCXP) Fund, LP See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588232 Filed Document 0001588232-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Burl Capital Offshore Fund Ltd See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Race Rock Capital LLC CIK Number 0001385960 Filed Document 0001385960-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iris Mobile Corp See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $30,000,006 Associated Brokers / Dealers N/A CIK Number 0001586261 Filed Document 0001586261-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mamma Mia Las Vegas Limited Partnership See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001588713 Filed Document 0001588713-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Cryoport, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $4,127,202 Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001124524 Filed Document 0001144204-13-054814 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Franklin Financial Network Inc. See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised $15,000,011 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001407067 Filed Document 0001407067-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ZERONINES TECHNOLOGY INC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001163941 Filed Document 0001163941-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity