Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dymon Asia Currency Value Fund See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539743 Filed Document 0001539743-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lark Technologies, Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $3,602,959 Associated Brokers / Dealers N/A CIK Number 0001579188 Filed Document 0001579188-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Model Fund LP See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588325 Filed Document 0001588325-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Larson Capital Fund I, L.P. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588181 Filed Document 0001588181-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
SUVRETTA OFFSHORE FUND, LTD. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557912 Filed Document 0000919574-13-005709 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHANNON RIVER PARTNERS, LTD. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Barclays Capital Inc and Barclays Bank PLC, and Far Hills Group, LLC CIK Number 0001558369 Filed Document 0001013594-13-000495 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lumaqco, Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001581693 Filed Document 0001581693-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ADVANCED INQUIRY SYSTEMS INC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,004,593 Associated Brokers / Dealers N/A CIK Number 0001452747 Filed Document 0001452747-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Kingdon Credit Partners L.P. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474501 Filed Document 0000919574-13-005716 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KUBOO, INC. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001051209 Filed Document 0001051209-13-000015 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Be Care Life Services, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001588195 Filed Document 0001588195-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
MICROrganic Technologies Inc. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $350,005 Associated Brokers / Dealers N/A CIK Number 0001586718 Filed Document 0000904802-13-000015 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Secured Investment High Yield Fund, LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001575597 Filed Document 0001575597-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Karl Strauss Temecula 40868 Winchester Real Estate, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001586793 Filed Document 0001586793-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PBRELF I, LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001500821 Filed Document 0001500821-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ALTRINSIC GLOBAL EQUITY PORTFOLIO, LP See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531937 Filed Document 0000919574-13-005711 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empower Micro Systems Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001559730 Filed Document 0001559730-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
EEC Laramie Cooper Cove Joint Venture See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001588227 Filed Document 0001588227-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Other
Vontobel Holding Ltd. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,831,340 Associated Brokers / Dealers N/A CIK Number 0001588340 Filed Document 0001588340-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Equity
Bank of New York Mellon Corp See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated and BNY Mellon Capital Markets, LLC CIK Number 0001390777 Filed Document 0001181431-13-052319 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Debt
Caymus Energy Fund (QP), L.P. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Access Capital, LLC CIK Number 0001558993 Filed Document 0001315863-13-000460 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BellaCoop Fund, LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Olson, Cross & Alamo Advisors, LLC and Heritage Capital Group, Inc. CIK Number 0001586271 Filed Document 0001586271-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BetterCloud, Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001564970 Filed Document 0001564970-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Point 406 Ventures - Co-Invest LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $3,360,000 Associated Brokers / Dealers N/A CIK Number 0001585340 Filed Document 0001585340-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Brain Synergy Institute, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,505,802 Associated Brokers / Dealers N/A CIK Number 0001571030 Filed Document 0001571030-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TAURASI CAPITAL MASTER FUND, LTD. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587947 Filed Document 0000919574-13-005724 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLEXTRONICS INC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001272317 Filed Document 0001181431-13-052548 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
East Fayette Group, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001588094 Filed Document 0001588094-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Fenway XII, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $5,650,000 Associated Brokers / Dealers N/A CIK Number 0001588406 Filed Document 0001588406-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tamir Biotechnology, Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0000708717 Filed Document 0001437255-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TT Long/Short Focus Fund Feeder Segregated Portfolio of TT International Hedge Funds Feeder SPC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581610 Filed Document 0001140361-13-037709 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PNR Earlsboro North Joint Venture See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001580846 Filed Document 0001580846-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
AREA EF IV Private Investors Offshore 1, L.P. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579322 Filed Document 0001012975-13-000460 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Logo Holdings I Corp See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $3,500,002 Associated Brokers / Dealers N/A CIK Number 0001560161 Filed Document 0000895345-13-000240 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
3VR Security Inc See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001350856 Filed Document 0001350856-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Aukum-Scottsdale Meadows Investors LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001593655 Filed Document 0001593655-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
9SLIDES, INC. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001531212 Filed Document 0001531212-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
eCollect, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588375 Filed Document 0001588375-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BRAND AFFINITY TECHNOLOGIES INC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001443056 Filed Document 0001140361-13-038017 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DOONBEG FUND LP See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Far Hills Group, LLC CIK Number 0001416009 Filed Document 0001013594-13-000496 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DW MultiOp Bakken #11, LP See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001588366 Filed Document 0001588366-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Walton Pointe Tax Credit, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001588138 Filed Document 0001588138-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTMOUNTAIN GOLD, INC. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001421601 Filed Document 0001161697-13-000742 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LAKE UNION CAPITAL TE FUND, LP See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528294 Filed Document 0000919574-13-005712 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Petroleum Resources LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001398978 Filed Document 0001398978-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Banks Island Gold Ltd. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,781,987 Associated Brokers / Dealers N/A CIK Number 0001550031 Filed Document 0001550031-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BFF Biz, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001588241 Filed Document 0001588241-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
ShuttleCloud Corp. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001528845 Filed Document 0001528845-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AREA EF IV Private Investors, LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578314 Filed Document 0001012975-13-000459 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Dymon Asia Macro (US) Fund See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539742 Filed Document 0001539742-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund