Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
12 West Capital Fund Ltd. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589327 Filed Document 0001140361-13-038783 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COMMITTED CAPITAL ACQUISITION Corp See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $15,656,695 Associated Brokers / Dealers N/A CIK Number 0001399520 Filed Document 0001144204-13-057184 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OBLONG INDUSTRIES, INC. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $8,781,638 Associated Brokers / Dealers N/A CIK Number 0001420890 Filed Document 0001420890-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Total Pharma, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001587990 Filed Document 0001587990-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Royalty Capital Corp See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001589271 Filed Document 0001589271-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Querium Corp See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001571655 Filed Document 0001571655-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lionstone Insurance Fund, LP See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Manor House Capital LLC CIK Number 0001413463 Filed Document 0000943663-13-000196 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NCP GP V, L.P. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers CMS Investment Resources, LLC and Farrell Marsh & Co. CIK Number 0001560236 Filed Document 0001560236-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MACKENZIE NORTHSTAR FUND 3, LP See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers BROOKE BUCKLEY CIK Number 0001588688 Filed Document 0001588688-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Long Short Institutional Fund Ltd See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001459882 Filed Document 0001505172-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lifetone Technology, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001589379 Filed Document 0001140361-13-038807 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Debt
Monica & Andy, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001589222 Filed Document 0001589222-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Prosperity Energy Corp See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001503380 Filed Document 0001503380-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Wolverine Liquid Opportunity Fund Ltd See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530810 Filed Document 0001393725-13-000091 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001565437 Filed Document 0001448947-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KFG Emerging Markets, LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560265 Filed Document 0001181431-13-053953 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Charter Bridge Capital Partners (Cayman), Ltd See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001502831 Filed Document 0001566114-13-000051 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Payplant Investment Fund LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589274 Filed Document 0001589274-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarisond, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $525 Associated Brokers / Dealers N/A CIK Number 0001588388 Filed Document 0001588388-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
BioAnalytix, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001588526 Filed Document 0001140361-13-038775 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Aristeia International Ltd See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001078762 Filed Document 0001315863-13-000475 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innova Hospital San Antonio, LP See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001589351 Filed Document 0001589351-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ADVISORS HEDGE FUND LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094544 Filed Document 0001094544-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
First Reserve Energy Infrastructure Fund II, L.P. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001589338 Filed Document 0001589338-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Victory Medical Center Beaumont, LP See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001589354 Filed Document 0001589354-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
REDWOOD CITY INCOME PARTNERS LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589334 Filed Document 0001589334-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global One Promenade Co-Investment LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers N/A CIK Number 0001589246 Filed Document 0001589246-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCP CORE MACRO FUND LP See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568342 Filed Document 0001140361-13-038787 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Firewurst Holdings, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589024 Filed Document 0001589024-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Dollar Shave Club, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $11,999,961 Associated Brokers / Dealers N/A CIK Number 0001588865 Filed Document 0001588865-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UNIFY SQUARE, INC. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $9,322,160 Associated Brokers / Dealers N/A CIK Number 0001517057 Filed Document 0001517057-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NORTH CASTLE PARTNERS V, L.P. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers CMS Investment Resources, LLC and Farrell Marsh & Co. CIK Number 0001560219 Filed Document 0001560219-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pharmaco-Kinesis Corp See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers Suzanne L. Bond and David Kramer CIK Number 0001402360 Filed Document 0001402360-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TASER INTERNATIONAL INC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,436,303 Associated Brokers / Dealers N/A CIK Number 0001069183 Filed Document 0001209191-13-048621 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Oxriver Capital, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589415 Filed Document 0001589415-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highbridge Leveraged Loan Partners Fund III, L.P. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001505172 Filed Document 0001505172-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PERFECT SEARCH CORP See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001395791 Filed Document 0001395791-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PIMCO Tail Risk Hedging September Onshore Fund LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001589071 Filed Document 0001448947-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SoundWall, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001589193 Filed Document 0001589193-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pondfield Capital Advantage, LP See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001589319 Filed Document 0001589319-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TORIE & HOWARD, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001588459 Filed Document 0001209191-13-048900 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Peak 9 Capital Partners, LP See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589450 Filed Document 0001589450-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECOND SELF, LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001552988 Filed Document 0001552988-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NewRoad Ventures, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers None CIK Number 0001588142 Filed Document 0001588142-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CWD OC 522 Offshore Fund, Ltd. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528311 Filed Document 0001012975-13-000474 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Concord Aztec TTC CY LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001589205 Filed Document 0001589205-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
LANDMARK DIVIDEND GROWTH FUND - G LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers UBS Financial Services, Inc. CIK Number 0001589496 Filed Document 0001140361-13-038894 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEXAKOMA EXPLORATION & PRODUCTION LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $11,400,000 Associated Brokers / Dealers TEXAKOMA FINANCIAL INC. CIK Number 0001312331 Filed Document 0001312331-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Highbridge Leveraged Loan Partners Fund III, L.P. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001505172 Filed Document 0001505172-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hale Community Energy, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $4,416,000 Associated Brokers / Dealers N/A CIK Number 0001589407 Filed Document 0001589407-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity