Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Armor Capital Offshore, Ltd. See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533162 Filed Document 0000919574-13-006072 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avinger Inc See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $28,750,000 Associated Brokers / Dealers N/A CIK Number 0001506928 Filed Document 0001506928-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Oak Ridge SGS Healthcare Fund LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585701 Filed Document 0001585701-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One King Entertainment, Inc See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers CIM Securities, LLC CIK Number 0001587408 Filed Document 0001587408-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Stewardship Investments, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001589701 Filed Document 0001589701-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MWF Financial Ltd See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501059 Filed Document 0001501059-13-000001 Exclusions or Exemptions 504.1 and 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CYPRUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Langford IC Systems, Inc See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001590661 Filed Document 0001590661-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Kane Street Long LP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAR HILLS GROUP, LLC CIK Number 0001579354 Filed Document 0000919574-13-006047 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pista Land Company, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001520716 Filed Document 0001520716-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Page Street Publishing Co See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001555999 Filed Document 0001446933-13-000014 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Plutus Group Holdings LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001590590 Filed Document 0001590590-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
LM2 INVESTMENT GROUP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526923 Filed Document 0001209191-13-050021 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ag Energy Solutions, Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $264,000 Associated Brokers / Dealers N/A CIK Number 0001579485 Filed Document 0001579485-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
NunoErin, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Phillip C. Burnett CIK Number 0001535182 Filed Document 0001535182-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ellington Mortgage Opportunities Partners, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468155 Filed Document 0001012975-13-000502 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CymaBay Therapeutics, Inc. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001042074 Filed Document 0001042074-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Firefly Media, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001589670 Filed Document 0001589670-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
VALOR EQUITY PARTNERS III-A L.P. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001590860 Filed Document 0001590860-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Growth Partners, L.P. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Alliance Affiliated Equities Corporation, AXA Advisors, LLC, Berthel, Fisher & Company Financial Services, Inc., Bryan Funding, Inc., Cadaret, Grant & Co., Inc., Calton & Associates, Inc., Cambridge Investment Research, Inc., Centaurus Financial, Inc., Center Street Securities, Inc., Crown Capital Securities, L.P., Dempsey Lord Smith, LLC, First Tennessee Brokerage Inc., FSC Securities Corporation, Girard Securities, Inc., H. Beck, Inc., Hagen Securities, Inc., Heim, Young & Associates, Inc., Integrated Trading and Investments, Inc., Investment Planners, Inc., J.W. Cole Financial, Inc., Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, LPL Financial LLC, Maitland Securities, Inc., May Capital Group, LLC, McLaughlin Ryder Investments, Inc., Merrimac Corporate Securities, Inc., MetLife Securities Inc., Neidiger, Tucker, Bruner, Inc., New England Securities, Newport Coast Securities, Inc., NFP Securities, Inc., Ni Advisors, The O. N. Equity Sales Company, ProEquities, Inc., Prospera Financial Services, Inc., Purshe Kaplan Sterling Investments, Resource Horizons Group LLC, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Spire Securities, LLC, Summit Brokerage Services, Inc., Tower Square Securities, Inc., Trade-PMR Inc., TransAm Securities, Inc., TransAmerica Financial Advisors, Inc., Triad Advisors, Inc., United Planners' Financial Services of America, Walnut Street Securities, Inc. (c/o Metlife Securities), Wilbanks Securities, Inc., Woodbury Financial Services, Inc., World Equity Group, Inc., Money Concepts Capital Corporation, The Strategic Financial Alliance, Inc., McNally Financial Services Corporation, Whitehall-Parker Securities, Inc., Financial West Group, MidAmerica Financial Services, Inc., and Coastal Equities, Inc. CIK Number 0001572702 Filed Document 0001572702-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AUSTIN CENTER FOR OUTPATIENT SURGERY, L.P. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $54,000 Associated Brokers / Dealers N/A CIK Number 0001427074 Filed Document 0001427074-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DUMA ENERGY CORP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $3,589,567 Associated Brokers / Dealers N/A CIK Number 0001425808 Filed Document 0001183740-13-000411 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Colchester Global Bond Fund (Ireland) See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589879 Filed Document 0001544824-13-000070 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Birchwood Resources Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001541032 Filed Document 0001541032-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Orbimed Healthcare Investments Trust See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $152,680,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001590706 Filed Document 0001590706-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategos Deep Value Fund LP See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Freestone Securities, LLC CIK Number 0001528654 Filed Document 0001528654-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kildare European Partners I, L.P. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001590394 Filed Document 0001590394-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLDBERG PARTNERS, L.P. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001115090 Filed Document 0001095449-13-000122 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
San Simon Estate Land Company, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001544660 Filed Document 0001544660-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Putnam Bridge Funding III, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590677 Filed Document 0001590677-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
U.S. Oil Sands Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $77,368,304 Associated Brokers / Dealers Merriman Capital, Inc. CIK Number 0001551675 Filed Document 0001551675-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Stevens Hotel, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001589850 Filed Document 0001589850-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Pecabu, Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,299,998 Associated Brokers / Dealers N/A CIK Number 0001589965 Filed Document 0001589965-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BULWARKBAY CREDIT OPPORTUNITIES FUND LP See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534302 Filed Document 0000919574-13-006050 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATLAS ENHANCED FUND LP See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426894 Filed Document 0001426894-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cervidae Multi-Strategy LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590175 Filed Document 0001590175-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VR Acquisitions (Investors), LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $7,575,000 Associated Brokers / Dealers N/A CIK Number 0001550027 Filed Document 0001550027-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Cancer Prevention Pharmaceuticals, Inc. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001471002 Filed Document 0001471002-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
RGM VALUE OPPORTUNITY FUND IV, LP See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534196 Filed Document 0000919574-13-006048 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus Partners II, L.P. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477895 Filed Document 0001140361-13-040417 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Colchester Global Real Return Bond Fund See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589880 Filed Document 0001544824-13-000071 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DEVTANGO, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001590608 Filed Document 0001590608-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Vention Medical Holdings, Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $2,499,994 Associated Brokers / Dealers N/A CIK Number 0001496414 Filed Document 0001496414-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BP XXI Mezzanine, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers N/A CIK Number 0001590710 Filed Document 0001546927-13-000223 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Colchester Alpha Fund Ltd See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589890 Filed Document 0001544824-13-000069 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panorama Education, Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590614 Filed Document 0001470831-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Knozen, Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $2,249,964 Associated Brokers / Dealers N/A CIK Number 0001591991 Filed Document 0001591991-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MORGAN STANLEY GALAXY FUND See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. Inc. CIK Number 0001415317 Filed Document 0000945621-13-000329 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Orbimed Healthcare Investments Fund (Offshore), L.P. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $29,575,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001590707 Filed Document 0001590707-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Just Greens, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $7,382,166 Associated Brokers / Dealers N/A CIK Number 0001590624 Filed Document 0001590624-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Capital Group Alternative Strategies Fund, LP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590537 Filed Document 0001181431-13-055960 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity