Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hartford Funds Management Group, Inc. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $72,900,000 Associated Brokers / Dealers N/A CIK Number 0001586998 Filed Document 0001586998-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SQUADRA EQUITY FUND LP See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443620 Filed Document 0001589033-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
215-219 West 28th Street Mazal LLC See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589000 Filed Document 0001589000-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aquarius Biotechnologies, Inc. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001588794 Filed Document 0001588794-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MedCare Management, LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001560230 Filed Document 0001560230-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PharmAkea, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $12,939,999 Associated Brokers / Dealers N/A CIK Number 0001560523 Filed Document 0001560523-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Solus Opportunities Fund 2 LP See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588484 Filed Document 0000902664-13-003393 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magna Umbrella Fund plc/Magna Latin American Fund See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447206 Filed Document 0000943663-13-000193 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Origin International Equity Fund LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital LLC CIK Number 0001585658 Filed Document 0000898432-13-001312 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nanoscale Components Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $1,503,000 Associated Brokers / Dealers N/A CIK Number 0001405724 Filed Document 0001405724-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
CSSAF Private Investors, LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001587135 Filed Document 0000950103-13-005946 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Real Property Income Fund, L.P. See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001531454 Filed Document 0001140361-13-038273 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pointer Offshore II, Ltd. See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560086 Filed Document 0001560086-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Pointer (QP) II, L.P. See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560047 Filed Document 0001560047-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Reven Housing REIT, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $25,902,176 Associated Brokers / Dealers Ernst & Young Capital Advisors, LLC CIK Number 0001487782 Filed Document 0001487782-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Investment Club of Oregon Limited Partnership See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588753 Filed Document 0001588753-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHEEX, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $3,000,032 Associated Brokers / Dealers N/A CIK Number 0001499057 Filed Document 0001181431-13-053347 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Xolve, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001508682 Filed Document 0001508682-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
AIP Global Macro Fund (Cayman) L.P. See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479477 Filed Document 0000945621-13-000314 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Partners Credit Fund II, L.P. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001583984 Filed Document 0001583984-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sterling SC Seven, LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001588770 Filed Document 0001140361-13-038689 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quintium Wealth Preservation Fund, L.P. See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467860 Filed Document 0001467860-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPRING CAPITAL PARTNERS III, L.P. See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised $58,500,000 Associated Brokers / Dealers N/A CIK Number 0001586334 Filed Document 0001586334-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xtium, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001530759 Filed Document 0001530759-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ALPHAKEYS MILLENNIUM FUND III, L.L.C. See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001557747 Filed Document 0001588262-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zebra Biologics, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $450 Associated Brokers / Dealers N/A CIK Number 0001588698 Filed Document 0001588698-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Constellation Fund,SPC - Equities Segregated Portfolio See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001490086 Filed Document 0001490086-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banyan Rail Services Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0000764897 Filed Document 0001181431-13-053260 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Purple Hands, LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001588843 Filed Document 0001588843-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Rim Entertainment Group, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001588835 Filed Document 0001588835-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HIPCRICKET, INC. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001137204 Filed Document 0001137638-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sweetwater Multifamily Investment Partners II, LP See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588368 Filed Document 0001588368-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Universa BSPP Equity & Fixed Income Fund, L.P. See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549583 Filed Document 0000935836-13-000499 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONST BRAZIL US FEEDER FUND LP See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001502925 Filed Document 0001502925-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shyp Inc See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised $2,116,650 Associated Brokers / Dealers N/A CIK Number 0001588363 Filed Document 0001588363-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PLATO FUND LP See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460961 Filed Document 0001405086-13-000350 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HealthPark, L.L.C. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001588853 Filed Document 0001588853-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AIP Global Macro Fund LP See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479476 Filed Document 0000945621-13-000313 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOBILE IRON, INC. See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001470099 Filed Document 0001288320-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Summit Partners Credit Offshore Fund II, L.P. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001583982 Filed Document 0001583982-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CIQ Labs, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $94,000 Associated Brokers / Dealers N/A CIK Number 0001588915 Filed Document 0001588915-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Burl Capital Fund, L.P. See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569023 Filed Document 0001569023-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boardman Bay Offshore, Ltd. See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553129 Filed Document 0001013594-13-000503 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Triumph Oil & Gas Operating Co LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001588772 Filed Document 0001588772-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
REESIO, INC. See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers William Clark CIK Number 0001557412 Filed Document 0001557412-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DR. TATTOFF, INC. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001294157 Filed Document 0001188112-13-002877 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Fusion Resources, LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001585079 Filed Document 0001440724-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Mineral Property
Guggenheim Private Debt Fund, LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $1,400,000,000 Associated Brokers / Dealers N/A CIK Number 0001588219 Filed Document 0001588219-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CENTRAL PARK GROUP LIGHTHOUSE GLOBAL LONG/SHORT FUND LLC See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc, Stifel, Nicolaus and Company, Inc., NFP Securities Inc., RBC Capital Markets Corporation, Triad Advisors, Inc., LPL Financial LLC, and Raymond James and Associates, Inc. CIK Number 0001449393 Filed Document 0001140361-13-038241 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COATUE LONG ONLY OFFSHORE FUND, LTD. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588830 Filed Document 0000919574-13-005780 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund