Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FastTrack Core Fund, LP See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626924 Filed Document 0001626924-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERI-TAX, LLC See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625853 Filed Document 0001625853-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Arrow Partners, L.P. See All Filings	D/A	2014-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464356 Filed Document 0001464356-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-03 00:00:00 UTC
Amount To Be Raised $8,527,652 Associated Brokers / Dealers Michael Shannon, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-14-000352 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sterling Greyrock Partners, LP See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $34,000,000 Associated Brokers / Dealers N/A CIK Number 0001626915 Filed Document 0001626915-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GREEN DOT CORP See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers N/A CIK Number 0001386278 Filed Document 0001386278-14-000079 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Santana Village Apartments, LLLP See All Filings	D/A	2014-12-03 00:00:00 UTC
Amount To Be Raised $6,675,000 Associated Brokers / Dealers N/A CIK Number 0001613678 Filed Document 0001613678-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Parkifi, Inc. See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $1,548,040 Associated Brokers / Dealers N/A CIK Number 0001626756 Filed Document 0001626756-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Millennia Realty Partners I, LLC See All Filings	D/A	2014-12-03 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001626954 Filed Document 0001626954-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MF Raven Holdings, Inc. See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001626456 Filed Document 0001626456-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Debt
India Horizon Fund Ltd See All Filings	D/A	2014-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531210 Filed Document 0001531210-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Trio Banbridge, LLC See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001626616 Filed Document 0001626616-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
APOS - Medical & Sports Technologies Ltd. See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $18,040,800 Associated Brokers / Dealers N/A CIK Number 0001626824 Filed Document 0001626824-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-03 00:00:00 UTC
Amount To Be Raised $21,449,336 Associated Brokers / Dealers Jennifer Kephart, John S. Fulton, Edward M. Lubell (Ned), and Sara D. Roth CIK Number 0001135856 Filed Document 0001135856-14-000357 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/OZ DP II Fund II LP See All Filings	D/A	2014-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001593095 Filed Document 0001593095-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2014 Saline County Development, L.P. See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001626827 Filed Document 0001626827-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
Great Hill Equity Partners V, L.P. See All Filings	D/A	2014-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593864 Filed Document 0000908662-14-000304 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BANKERS SOUTH HIGH YIELD FUND B, LLC See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001626958 Filed Document 0001626958-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
IR&M Intermediate Treasury Inflation-Protected Securities (TIPS) Fund LLC See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626886 Filed Document 0001626886-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Balius Energy Inc. See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001592630 Filed Document 0001441557-14-000056 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
LockerDome, LLC See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001568286 Filed Document 0001568286-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
CHERIBUNDI, INC. See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $2,838,000 Associated Brokers / Dealers N/A CIK Number 0001432835 Filed Document 0001432835-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CA Vancouver Investors LLC See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001624618 Filed Document 0001624618-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Leafline Labs, LLC See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $15,125,000 Associated Brokers / Dealers N/A CIK Number 0001621013 Filed Document 0001181431-14-037869 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LB Merchant PSMH-3, LLC See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001626802 Filed Document 0001200876-14-000187 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Avi-on Labs, LLC See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001623299 Filed Document 0001623299-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Monashees Capital VII, L.P. See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $140,000,000 Associated Brokers / Dealers N/A CIK Number 0001626835 Filed Document 0001626835-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CPMP I, LLC See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001626819 Filed Document 0001626819-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GoldenTree Structured Products Opportunities Fund 2013, LP See All Filings	D/A	2014-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594160 Filed Document 0001315863-14-000677 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoreCommodity Management - Diversified I Fund, LLC See All Filings	D/A	2014-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491793 Filed Document 0001264128-14-000055 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millennia Realty Partners IV, LLC See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001626957 Filed Document 0001626957-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ZETTA INC See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $6,199,998 Associated Brokers / Dealers N/A CIK Number 0001431933 Filed Document 0001431933-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Millennia Realty Partners III, LLC See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001626956 Filed Document 0001626956-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Arel Funding I LP See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626919 Filed Document 0000902664-14-004499 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECOND CUP LTD. See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $313,294 Associated Brokers / Dealers N/A CIK Number 0001626844 Filed Document 0000899797-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ONTARIO, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Clough Access LLC See All Filings	D/A	2014-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518552 Filed Document 0001518552-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-03 00:00:00 UTC
Amount To Be Raised $5,998,812 Associated Brokers / Dealers John Michael Nash, Kelly Milligan, William Barry, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-14-000360 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pascal Metrics Inc. See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $4,031,334 Associated Brokers / Dealers N/A CIK Number 0001601402 Filed Document 0001601402-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Playlist Media, Inc. See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001617478 Filed Document 0001617478-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SPF Solutions, LLC See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001626690 Filed Document 0001626690-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-03 00:00:00 UTC
Amount To Be Raised $6,912,304 Associated Brokers / Dealers Kirk Penland, Dan Golesh, Ken Prodger, and Troy Hammond CIK Number 0001135856 Filed Document 0001135856-14-000353 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
INTERNMATCH, INC. See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001467518 Filed Document 0001467518-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Brevan Howard Multi-Strategy Participation Fund LLC See All Filings	D/A	2014-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535475 Filed Document 0001535475-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVADIM TECHNOLOGIES INC See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-14-000365 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
root9B Technologies Inc. See All Filings	D/A	2014-12-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001272550 Filed Document 0001140361-14-043999 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Samson Emet Municipal Real Estate Strategy LP See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626710 Filed Document 0000905718-14-000773 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orsus Investments Inc See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001626366 Filed Document 0001626366-14-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Skipta LLC See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001626990 Filed Document 0001626990-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SnagTag, Inc. See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001626966 Filed Document 0001626966-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Arrayent Health, LLC See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001538930 Filed Document 0001538930-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity