|
|
D |
2013-10-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588911
- Filed Document
- 0001588911-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-15 00:00:00 UTC |
- Amount To Be Raised
- $3,672,684
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001432360
- Filed Document
- 0001181431-13-053966
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-15 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584039
- Filed Document
- 0001584039-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-15 00:00:00 UTC |
- Amount To Be Raised
- $24,030,350
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001335168
- Filed Document
- 0001288649-13-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588875
- Filed Document
- 0001588875-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532646
- Filed Document
- 0000919574-13-005889
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-15 00:00:00 UTC |
- Amount To Be Raised
- $29,856,496
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589239
- Filed Document
- 0001140361-13-038907
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001435986
- Filed Document
- 0001095449-13-000113
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-15 00:00:00 UTC |
- Amount To Be Raised
- $2,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589140
- Filed Document
- 0001589140-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-15 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588291
- Filed Document
- 0001588291-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-10-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589088
- Filed Document
- 0001589088-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-15 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588883
- Filed Document
- 0000898822-13-000390
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001452472
- Filed Document
- 0000897069-13-000375
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589037
- Filed Document
- 0000902664-13-003449
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588963
- Filed Document
- 0000902664-13-003451
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $4,230,133
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589309
- Filed Document
- 0001589309-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562061
- Filed Document
- 0001562061-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589324
- Filed Document
- 0000950142-13-002093
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001450593
- Filed Document
- 0000935836-13-000508
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $260,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587988
- Filed Document
- 0001587988-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001470094
- Filed Document
- 0000935836-13-000510
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459089
- Filed Document
- 0000902664-13-003486
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001548159
- Filed Document
- 0001548159-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532169
- Filed Document
- 0001209191-13-048263
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459091
- Filed Document
- 0000902664-13-003485
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $2,438,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589304
- Filed Document
- 0001589304-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001428056
- Filed Document
- 0000935836-13-000506
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503480
- Filed Document
- 0001503480-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001516326
- Filed Document
- 0001162677-13-000103
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $1,818,873
- Associated Brokers / Dealers
- International Assets Advisory, LLC
- CIK Number
- 0001436598
- Filed Document
- 0001436598-13-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- Central States Capital Markets, LLC
- CIK Number
- 0001588168
- Filed Document
- 0001588168-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001501267
- Filed Document
- 0000902664-13-003484
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $118,260,000
- Associated Brokers / Dealers
- Allegro Securities, LLC
- CIK Number
- 0001543060
- Filed Document
- 0001140361-13-038770
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $60,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001575532
- Filed Document
- 0001575532-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589230
- Filed Document
- 0001589230-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001516326
- Filed Document
- 0001162677-13-000102
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $12,597,221
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560241
- Filed Document
- 0001560241-13-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $14,159,255
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001486516
- Filed Document
- 0001486516-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $390,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001109898
- Filed Document
- 0001109898-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551429
- Filed Document
- 0000902664-13-003483
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001428058
- Filed Document
- 0000935836-13-000504
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $5,016,977
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001274737
- Filed Document
- 0001104659-13-075606
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $550,425,544
- Associated Brokers / Dealers
- PARK HILL GROUP LLC
- CIK Number
- 0001588952
- Filed Document
- 0001588952-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SWEDEN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- $32,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504222
- Filed Document
- 0001144204-13-055206
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2013-10-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589051
- Filed Document
- 0000950172-13-000096
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-13 00:00:00 UTC |
- Amount To Be Raised
- $6,767,000
- Associated Brokers / Dealers
- BlackWall Capital Markets, Inc.
- CIK Number
- 0001570286
- Filed Document
- 0001570286-13-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-10-13 00:00:00 UTC |
- Amount To Be Raised
- $598,145
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541143
- Filed Document
- 0001014108-13-000174
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Collins Bay Island Securities
- CIK Number
- 0001399399
- Filed Document
- 0000919574-13-005835
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-11 00:00:00 UTC |
- Amount To Be Raised
- $528,000,000
- Associated Brokers / Dealers
- LAZARD & CO., LIMITED
- CIK Number
- 0001589267
- Filed Document
- 0001589267-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-11 00:00:00 UTC |
- Amount To Be Raised
- $376,915
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001173281
- Filed Document
- 0001387131-13-003788
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|