Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Morgan Stanley Private Equity Asia IV TE, L.P. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001562677 Filed Document 0001181431-13-052843 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MICROMEM TECHNOLOGIES INC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001085921 Filed Document 0001062993-13-004928 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
PA Veritas RE Fund, L.P. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588577 Filed Document 0000902664-13-003387 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PINC SOLUTIONS See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised $8,451,156 Associated Brokers / Dealers N/A CIK Number 0001302027 Filed Document 0001302027-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Impala P2 Fund Ltd. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588678 Filed Document 0001140361-13-038192 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NETCO SILVER INC. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $62,966 Associated Brokers / Dealers N/A CIK Number 0001115672 Filed Document 0001085037-13-000147 Exclusions or Exemptions 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Aregua Investors (Cayman), Ltd. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588221 Filed Document 0000919574-13-005757 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KPG IMW Investors, L.P. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001588574 Filed Document 0001588574-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVM RANGER FUND, LP See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529647 Filed Document 0001566114-13-000050 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Chilton Global Balanced, L.P. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480964 Filed Document 0000950103-13-005863 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.E.P. Capital, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $1,121,000 Associated Brokers / Dealers N/A CIK Number 0001587064 Filed Document 0001587064-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CEP INVESTORS IN METROPOLITAN LP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001436116 Filed Document 0001436116-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALLEN GLOBAL PARTNERS OFFSHORE See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Allen & Company LLC CIK Number 0001290452 Filed Document 0000950142-13-002070 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Captivate Holdings, LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $18,628,000 Associated Brokers / Dealers N/A CIK Number 0001588938 Filed Document 0001588938-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
RIT TECHNOLOGIES LTD See All Filings	D	2013-10-06 00:00:00 UTC
Amount To Be Raised $2,007,004 Associated Brokers / Dealers N/A CIK Number 0001041844 Filed Document 0001178913-13-002804 Exclusions or Exemptions 506b Accepted Date 2013-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NoWait, Inc See All Filings	D	2013-10-06 00:00:00 UTC
Amount To Be Raised $2,999,969 Associated Brokers / Dealers N/A CIK Number 0001508455 Filed Document 0001508455-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Gastronome Ventures LLC See All Filings	D	2013-10-06 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001588697 Filed Document 0001588697-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Kiromic, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001588511 Filed Document 0001588511-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
HydroNovation, Inc. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $6,500,800 Associated Brokers / Dealers N/A CIK Number 0001466182 Filed Document 0001466182-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PO Investor, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $264,232 Associated Brokers / Dealers N/A CIK Number 0001527226 Filed Document 0001527226-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Skoop, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001588432 Filed Document 0001588432-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Drilling Partners III-B, LP See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Berthel Fisher & Company Financial Services, Inc., and VSR Financial Services, Inc. CIK Number 0001582679 Filed Document 0001582679-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
THRIVE CAPITAL FUND I, LP See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588330 Filed Document 0001588330-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GreenHunter Resources, Inc. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $3,181,255 Associated Brokers / Dealers MLV & Co. LLC CIK Number 0001410056 Filed Document 0001209191-13-047535 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Brookfield Infrastructure Fund II-A, L.P. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC CIK Number 0001575108 Filed Document 0001575108-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silver Creek Credit Opportunities IV Fund A, L.P. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587818 Filed Document 0001587818-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRC Capital Residential, Ltd. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587370 Filed Document 0001587370-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hudson Bay Fund LP See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354129 Filed Document 0000902664-13-003362 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZUMA BEACH ENTERTAINMENT INC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Mark Savoy, David Goldman, Steve Hall, Susan Harback, Walter Price, and Javier Salas CIK Number 0001439508 Filed Document 0001019687-13-003814 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PowerCoco, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001531852 Filed Document 0001531852-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BVIP FUND VIII, L.P. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001558086 Filed Document 0001588262-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G4Bakken, LP See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001588321 Filed Document 0001588321-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bruxie, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001588145 Filed Document 0001588145-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bitcoin Investment Trust See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588489 Filed Document 0001588489-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intuity Medical, Inc. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $4,000,003 Associated Brokers / Dealers N/A CIK Number 0001484074 Filed Document 0001484074-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Artis Bracket Computing, L.P. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001587358 Filed Document 0001587358-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
COVENANT SURGICAL PARTNERS INC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $2,368,734 Associated Brokers / Dealers N/A CIK Number 0001439789 Filed Document 0001439789-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Deep Blue Performance Fund I, L.P. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588017 Filed Document 0000935836-13-000490 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Bay International Fund Ltd. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497679 Filed Document 0000902664-13-003361 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urigen Pharmaceuticals, Inc. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $856,000 Associated Brokers / Dealers N/A CIK Number 0000932352 Filed Document 0000932352-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Murder for Two Ltd Liability Co See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001588756 Filed Document 0001588756-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Rock.com Group, Inc. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001588244 Filed Document 0001588244-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ROC SENIORS HOUSING & MEDICAL PROPERTIES FUND LP See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers None CIK Number 0001588333 Filed Document 0001588333-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCIP Riverhill Series See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $2,687,500 Associated Brokers / Dealers N/A CIK Number 0001591965 Filed Document 0001591966-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Prentice Capital Long/Short Equity Fund, LP See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473698 Filed Document 0000902664-13-003359 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Hedge Fund Ltd See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354160 Filed Document 0001354160-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Appian Natural Resources Fund LP See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Appian Natural Resources Fund LP CIK Number 0001586780 Filed Document 0001586780-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kansas Lithotripsy, LLP See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $111,000 Associated Brokers / Dealers N/A CIK Number 0001513737 Filed Document 0001513737-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
StepStone Tactical Growth Fund, L.P. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588269 Filed Document 0001140361-13-037988 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEOS Energy Fund LP See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586863 Filed Document 0001586863-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund