Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Apex Clean Energy Holdings, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001461303 Filed Document 0001015325-13-000044 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Fork, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $7,337,500 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001590512 Filed Document 0001590512-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Essex Climate Change Fund, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485885 Filed Document 0000945621-13-000336 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creature Equity Group, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590993 Filed Document 0001590993-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Collier Ridge, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $13,425,000 Associated Brokers / Dealers NMS Capital Securities, LLC CIK Number 0001589816 Filed Document 0001589816-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
American Broadband, Inc. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $608,668 Associated Brokers / Dealers N/A CIK Number 0001393593 Filed Document 0001393593-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
KANJOYA, INC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $6,999,999 Associated Brokers / Dealers N/A CIK Number 0001428287 Filed Document 0001168404-13-000015 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Northwest Urological Services, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $216,522 Associated Brokers / Dealers N/A CIK Number 0001479532 Filed Document 0001479532-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Three Arch Opportunity Fund, LP See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528091 Filed Document 0001528091-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sky View Holdings, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $2,422,819 Associated Brokers / Dealers N/A CIK Number 0001590954 Filed Document 0001590954-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Quantopian Inc. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $6,700,019 Associated Brokers / Dealers N/A CIK Number 0001589635 Filed Document 0001589635-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
North Tide Capital Offshore, Ltd. See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532495 Filed Document 0001140361-13-040460 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kili Technology Corp See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001591259 Filed Document 0001140361-13-041052 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SPARK Experience Design LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001588129 Filed Document 0001140361-13-040528 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GMI-BAY VISTA APARTMENTS I, LP See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $5,660,583 Associated Brokers / Dealers Michael C. Ihrie, Russ Huffington, and Madison K Mooney CIK Number 0001587892 Filed Document 0001587892-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Auto Loan Repair Partners, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None CIK Number 0001588755 Filed Document 0001588755-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Pinterest, Inc. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $224,999,956 Associated Brokers / Dealers N/A CIK Number 0001506293 Filed Document 0001506293-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lake Boeuf Field Development Joint Venture See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $2,580,000 Associated Brokers / Dealers N/A CIK Number 0001591186 Filed Document 0001354488-13-006019 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Blenheim Diversified Dynamic Alpha Fund, Ltd. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers Indian Harbor, LLC and Monitor Capital, LLC CIK Number 0001590745 Filed Document 0001590745-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Forty4 Fund Ltd. See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557764 Filed Document 0001557764-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hastings Affiliates 2013, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587036 Filed Document 0001587036-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Common Sense Long-Biased, L.P. See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031437 Filed Document 0001140361-13-040458 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
China Senior Housing LP See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001591281 Filed Document 0001591281-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GLUMETRICS INC See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $6,705,894 Associated Brokers / Dealers N/A CIK Number 0001323678 Filed Document 0001323678-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
7017 Milton Properties, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590957 Filed Document 0001590957-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FORTY4 FUND LLC See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506103 Filed Document 0001506103-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Essex Flexport Fund, L.P. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461594 Filed Document 0000945621-13-000335 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liv Foods, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001529690 Filed Document 0001529690-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Infrastructure Networks, Inc. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $10,600,000 Associated Brokers / Dealers N/A CIK Number 0001590956 Filed Document 0001590956-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ogee Group LLC See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587611 Filed Document 0001587611-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Kumu Networks, Inc. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $15,199,996 Associated Brokers / Dealers N/A CIK Number 0001558708 Filed Document 0001558708-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CallMiner, Inc. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $2,583,260 Associated Brokers / Dealers N/A CIK Number 0001300640 Filed Document 0001300640-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
RP Woodview Investors, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $6,977,000 Associated Brokers / Dealers N/A CIK Number 0001590347 Filed Document 0001590347-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
SUNWIND ENERGY GROUP LLLP See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers ARLEON INTERNATIONAL CORPORATION, GREENSTONE GROUP CORPORATION, and OAKLEAF CONSULTING SERVICES INC CIK Number 0001581647 Filed Document 0001581647-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Symphony CLO XII, Ltd. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $832,500,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001590821 Filed Document 0001140361-13-040488 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Outski, Inc. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001591080 Filed Document 0001591080-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Pantheon Global Co-Investment Opportunities Fund II, L.P. See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560235 Filed Document 0001560235-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
CF Special Situation Fund II, LP See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Safeguard Securities Inc., and Raymond James Financial Services CIK Number 0001510505 Filed Document 0001315863-13-000501 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHASHI HOSPITALITY FUND 1, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001589631 Filed Document 0001140361-13-040527 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
High Growth Fund, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers None CIK Number 0001588669 Filed Document 0001588755-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
TherOx, Inc. See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $5,620,000 Associated Brokers / Dealers N/A CIK Number 0001442217 Filed Document 0001442217-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
683 Capital Partners, LP See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001380126 Filed Document 0000919574-13-006077 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantopian Inc. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001589635 Filed Document 0001589635-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GMI-164 CORPUS, LP See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $3,777,117 Associated Brokers / Dealers Michael C. Ihrie, Russ Huffington, and Madison K Mooney CIK Number 0001587891 Filed Document 0001587891-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FENTRESS COUNTY PROSPECT See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001580834 Filed Document 0001580834-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Essex Micro Cap Growth Fund, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461638 Filed Document 0000945621-13-000334 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dallas MSA Multifamily DST See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $40,298,164 Associated Brokers / Dealers Inland Securities Corporation, DFPG Investments Inc., Peter Fisher, Sandlapper Securities, LLC, 1st Global Capital Corp., Harry R. Tyler, Eric Kuchel, Susan Gitt, and Tomas J. Velken CIK Number 0001587696 Filed Document 0000950138-13-000476 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LemonStand eCommerce Inc. See All Filings	D	2013-11-02 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001590767 Filed Document 0001590767-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Owlstone Inc. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001505801 Filed Document 0001505801-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SaLaurMor Capital LP See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560892 Filed Document 0001019056-13-001215 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund