Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pantheon USA Small Funds Program IX, L.P. See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551959 Filed Document 0001560235-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Centice Corp See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001415617 Filed Document 0001415617-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
CF SPECIAL SITUATION FUND I, LP See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Safeguard Securities Inc., and Raymond James Financial Services CIK Number 0001380480 Filed Document 0001315863-13-000500 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUE CALYPSO, INC. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001399587 Filed Document 0001513162-13-000795 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
View, Inc See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $110,468,467 Associated Brokers / Dealers N/A CIK Number 0001416655 Filed Document 0001416655-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Talson Global Opportunities Fund, LP See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534061 Filed Document 0000919574-13-006080 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rembrandt Venture Partners Fund Three, L.P. See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PETER FOGARTY, WESLEY GORDON, and GORDON FALLONE CIK Number 0001526288 Filed Document 0001526288-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edge Brewing Co Inc See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001590936 Filed Document 0001590936-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
ESSEX PERFORMANCE FUND, LP See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000792807 Filed Document 0000945621-13-000333 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chord Partners Fund I, LP See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586920 Filed Document 0000919574-13-006078 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1214 Griswold Apartments LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001590915 Filed Document 0001104659-13-081227 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
AC AUTOPAY LLC Series 2013 A-30 See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers GAP Managers, Inc. and Douglas Karpf, CPA CIK Number 0001592287 Filed Document 0001592287-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TAG Fund I, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers None CIK Number 0001590555 Filed Document 0001590555-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
East Coast Cultures, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $780,000 Associated Brokers / Dealers N/A CIK Number 0001588463 Filed Document 0001588463-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Yates Electrospace Corp See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers None CIK Number 0001559607 Filed Document 0001559607-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Oricula Therapeutics LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001590934 Filed Document 0001590934-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SK Philly Airport Holdings LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $158,950 Associated Brokers / Dealers N/A CIK Number 0001590730 Filed Document 0001590730-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VICTORIA ENERGY CORP See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001329327 Filed Document 0001329327-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Providence Debt III Private Investors Offshore, L.P. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001590282 Filed Document 0000950103-13-006368 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eating Establishment-West Point, L.L.C. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $471,360 Associated Brokers / Dealers N/A CIK Number 0001591509 Filed Document 0001591509-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
NATURALLY SPLENDID ENTERPRISES LTD. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $205,210 Associated Brokers / Dealers CANACCORD GENUITY CORP. CIK Number 0001590875 Filed Document 0001534122-13-000029 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Forty4 Institutional Fund LLC See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557767 Filed Document 0001557767-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Offshore Multi-Strategy Fund VI Ltd. See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527884 Filed Document 0001527884-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talson Partners, LP See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466354 Filed Document 0000919574-13-006081 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U S Real Estate Investment Fund LLC See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CHERRY TREE & ASSOCIATES CIK Number 0001379462 Filed Document 0001379462-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Essex Scout Fund, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461637 Filed Document 0000945621-13-000332 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Futuro Espresso LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001406369 Filed Document 0001406369-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LOOMIS SAYLES WORLD BOND TRUST See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424666 Filed Document 0001424666-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Cardinal Point Fund I LP See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292869 Filed Document 0000919574-13-006079 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
World View Enterprises Inc. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001590472 Filed Document 0001590472-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
BIOZONE PHARMACEUTICALS, INC. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers None CIK Number 0001412486 Filed Document 0001521536-13-000902 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Essex Global Life Sciences Fund, LP See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505786 Filed Document 0000945621-13-000337 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eckard Global, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $160,922 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-13-000014 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Claros Real Estate Securities Fund II, Ltd. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590570 Filed Document 0001590570-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arbor Venture Fund I, L.P. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001623978 Filed Document 0001623978-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RIGHTSCORP, INC. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $22,673,355 Associated Brokers / Dealers N/A CIK Number 0001506270 Filed Document 0001493152-13-002168 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SK Philly Airport Investors LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,286,050 Associated Brokers / Dealers N/A CIK Number 0001590736 Filed Document 0001590730-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PING IDENTITY CORP See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $576,739 Associated Brokers / Dealers N/A CIK Number 0001217320 Filed Document 0001217320-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
U.S. RARE EARTHS, INC See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001098881 Filed Document 0001161697-13-000817 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hastings Equity Fund III, L.P. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587034 Filed Document 0000908662-13-000275 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Private Market Opportunities VI, L.P. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001590297 Filed Document 0001590297-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Immy Inc. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers John Marxer CIK Number 0001512992 Filed Document 0001512992-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Yield/Capital Appreciation Partners (Y/CAP), L.P. See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475270 Filed Document 0001475270-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascend Access LLC See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001504732 Filed Document 0001504732-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APS Asia-Pacific Hedge Fund See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $54,986,694 Associated Brokers / Dealers N/A CIK Number 0001523164 Filed Document 0001523164-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Liztic LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001590996 Filed Document 0001590996-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Blu Meridian, LLC See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001582023 Filed Document 0001582023-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Debt
Ethika Opps Domestic Feeder, L.P. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589676 Filed Document 0001589676-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Envision Rx Options Holdings, Inc. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $140,992,280 Associated Brokers / Dealers N/A CIK Number 0001591198 Filed Document 0001591198-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Aloha Santa, LLC See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers Charles Edward Bush, Jr. CIK Number 0001574897 Filed Document 0001574897-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity