Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Source Industries, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589075 Filed Document 0001589075-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Matchbox Investco LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588480 Filed Document 0001588480-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stratex Oil & Gas Holdings, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482361 Filed Document 0001213900-13-005665 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sky Harvest Energy Corp. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001332445 Filed Document 0001165527-13-000867 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Strategic Value Restructuring Fund, Ltd. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets, Inc. CIK Number 0001470395 Filed Document 0000798674-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PVF - PG, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559527 Filed Document 0000919574-13-005843 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Praesideo Prosper Fund, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCLLOYD KILLPACK JENSEN, BENJAMIN ENGLAND MANN, MICHAEL BURROUGH MANN, JASON ROBERT GALBRAITH, and GERALD RAYMOND NOWOTNY CIK Number 0001559315 Filed Document 0000919574-13-005829 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maximum Diversification Fund II, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers James Lee CIK Number 0001588961 Filed Document 0001588945-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Skylar Capital Energy Fund LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559753 Filed Document 0000902664-13-003429 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
COMMUNITY BANK MORTGAGE LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $54,000 Associated Brokers / Dealers N/A CIK Number 0001446874 Filed Document 0001446874-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pamplona Credit Opportunities Fund, L.P. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530213 Filed Document 0000902664-13-003431 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IQ Absolute Return Select Fund, L.P. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451656 Filed Document 0001451656-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund IV, L.P. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560003 Filed Document 0001172661-13-001346 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Palladium Value Fund, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559059 Filed Document 0000919574-13-005850 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ecovative Design LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521458 Filed Document 0001521458-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lake Hylia Fund, L.P. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588671 Filed Document 0000935836-13-000502 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Investment Partners III, L.P. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001566427 Filed Document 0001566427-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InvestCloud, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers STONEPINE ADVISORS, LLC CIK Number 0001499458 Filed Document 0001499458-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-13-000027 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Invenergy Prairie Breeze Holdings LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $60,285,000 Associated Brokers / Dealers N/A CIK Number 0001588996 Filed Document 0001393725-13-000087 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
Bakken Frontier, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001587087 Filed Document 0001181431-13-053742 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
DSM ALL WORLD GROWTH TRUST See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502521 Filed Document 0000943663-13-000194 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOREAL GENOMICS INC. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $17,999,997 Associated Brokers / Dealers N/A CIK Number 0001505963 Filed Document 0001505963-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CymaBay Therapeutics, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001042074 Filed Document 0001042074-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NB Secondary Opportunities Fund III LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001544583 Filed Document 0001544583-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AMP, Ltd. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588878 Filed Document 0001140361-13-038694 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
van Biema Asia Value Fund, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486942 Filed Document 0000919574-13-005837 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund III, L.P. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532434 Filed Document 0001172661-13-001345 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
TabGen F&F LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588373 Filed Document 0001588480-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAPTHERE, INC. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $1,236,640 Associated Brokers / Dealers N/A CIK Number 0001586874 Filed Document 0001586874-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PVF - AB, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559505 Filed Document 0000919574-13-005849 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portsmouth Regional Ambulatory Surgery Center, LLC See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised $250,326 Associated Brokers / Dealers Not applicable CIK Number 0001517567 Filed Document 0001517567-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
IAM Credit Opportunities Master Fund, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559571 Filed Document 0001559571-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IAM Credit Opportunities Offshore Fund, Ltd. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557409 Filed Document 0001557409-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flipboard, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $50,499,975 Associated Brokers / Dealers Code Advisors LLC CIK Number 0001588774 Filed Document 0001588774-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kendall Sustainable Infrastructure I, L.P. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589048 Filed Document 0001144204-13-055169 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TheDodo.com, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001588534 Filed Document 0001588534-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Klabzuba Partners - Rosemary Beach, Ltd. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $10,925,000 Associated Brokers / Dealers N/A CIK Number 0001589288 Filed Document 0001589288-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IQ Global Long/Short Equity Select Fund, L.P. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451498 Filed Document 0001451498-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCM Global EquityAlpha Offshore Fund, Ltd. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532363 Filed Document 0000902664-13-003435 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PATHEOS INC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $314,734 Associated Brokers / Dealers N/A CIK Number 0001453907 Filed Document 0001453907-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pura Vida Onshore Fund One, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan Russell Darnell CIK Number 0001560175 Filed Document 0000919574-13-005851 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weatherlow Long-Short Equity Fund L.P. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC CIK Number 0001364444 Filed Document 0001364444-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PVF - JJ, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559503 Filed Document 0000919574-13-005844 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPORTSBLOGS INC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001440746 Filed Document 0001440746-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
J Scott Chemicals, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001588983 Filed Document 0001588983-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Yiliame Corp See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001563635 Filed Document 0001563635-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Seelio, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001559335 Filed Document 0001559335-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lakeside Endoscopy Center, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $452,800 Associated Brokers / Dealers N/A CIK Number 0001380247 Filed Document 0001380247-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEBRASKA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TIGER GLOBAL LONG OPPORTUNITIES, L.P. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588773 Filed Document 0000919574-13-005825 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund