Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Highbridge Leveraged Loan Partners Fund III, L.P. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001505172 Filed Document 0001505172-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PERFECT SEARCH CORP See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001395791 Filed Document 0001395791-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PIMCO Tail Risk Hedging September Onshore Fund LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001589071 Filed Document 0001448947-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SoundWall, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001589193 Filed Document 0001589193-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pondfield Capital Advantage, LP See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001589319 Filed Document 0001589319-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TORIE & HOWARD, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001588459 Filed Document 0001209191-13-048900 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Peak 9 Capital Partners, LP See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589450 Filed Document 0001589450-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECOND SELF, LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001552988 Filed Document 0001552988-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NewRoad Ventures, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers None CIK Number 0001588142 Filed Document 0001588142-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CWD OC 522 Offshore Fund, Ltd. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528311 Filed Document 0001012975-13-000474 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Concord Aztec TTC CY LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001589205 Filed Document 0001589205-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
LANDMARK DIVIDEND GROWTH FUND - G LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers UBS Financial Services, Inc. CIK Number 0001589496 Filed Document 0001140361-13-038894 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEXAKOMA EXPLORATION & PRODUCTION LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $11,400,000 Associated Brokers / Dealers TEXAKOMA FINANCIAL INC. CIK Number 0001312331 Filed Document 0001312331-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Highbridge Leveraged Loan Partners Fund III, L.P. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001505172 Filed Document 0001505172-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hale Community Energy, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $4,416,000 Associated Brokers / Dealers N/A CIK Number 0001589407 Filed Document 0001589407-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Solena Fuels Corp See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $18,348,702 Associated Brokers / Dealers N/A CIK Number 0001589328 Filed Document 0001589328-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Wolverine Liquid Opportunity Fund LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530809 Filed Document 0001393725-13-000092 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Victory Medical Center Plano, LP See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001589353 Filed Document 0001589351-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Danbury Hospitality, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001589257 Filed Document 0001589257-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Discover Coinvestment, L.P. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588727 Filed Document 0001140361-13-038832 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fashion Playtes, Inc. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001460219 Filed Document 0001460219-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Inside Track Tickets, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001589300 Filed Document 0001589300-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
West Texas Surgical Services, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $676,000 Associated Brokers / Dealers N/A CIK Number 0001589504 Filed Document 0001589504-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
K2 MASTER FUND LP See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324275 Filed Document 0001565908-13-000094 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cirro, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $8,192,032 Associated Brokers / Dealers N/A CIK Number 0001532921 Filed Document 0001532921-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AZ MULTIFAMILY INVESTCO LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THE ENTERPRISE SECURITIES CO CIK Number 0001589301 Filed Document 0001589301-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Little Eagle Prospect See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001589072 Filed Document 0001589072-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Pine River China Fund L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588616 Filed Document 0001503141-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SoftTech VC IV, L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001580481 Filed Document 0001580481-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rocksure Property Capital Fund See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553410 Filed Document 0001553410-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Really Strategies, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001467574 Filed Document 0001467574-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Global Event Driven Fund LLC See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503377 Filed Document 0001503377-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melford Realty Investors II LP See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $297,509,625 Associated Brokers / Dealers N/A CIK Number 0001588885 Filed Document 0001192482-13-000181 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boxer Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $3,089,398 Associated Brokers / Dealers N/A CIK Number 0001589031 Filed Document 0001589031-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mesirow Equity Opportunity Fund III, L.P. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Inc. CIK Number 0001503312 Filed Document 0001503312-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mode Analytics, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001588695 Filed Document 0001588695-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated Series See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559454 Filed Document 0001559454-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
HUB MONKEY LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $17,500 Associated Brokers / Dealers N/A CIK Number 0001588679 Filed Document 0001588679-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pathogenetix, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $9,100,000 Associated Brokers / Dealers N/A CIK Number 0001138318 Filed Document 0001138318-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Silverleaf Finance 2013-UA, LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers N/A CIK Number 0001589187 Filed Document 0001589187-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Grafoid Inc. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised $631,557 Associated Brokers / Dealers N/A CIK Number 0001570286 Filed Document 0001570286-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
TWM INTERNATIONAL EQUITIES 2006 L P See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373866 Filed Document 0001373866-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Resolution Energy, LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001588572 Filed Document 0001588572-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
JH NETWORKING INSURANCE AGENCY INC See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0000937914 Filed Document 0001181431-13-055538 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Masters Fund Ltd. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588267 Filed Document 0001588267-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin Sector Investors Segregated Series See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559520 Filed Document 0001559520-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
AQR Multi-Asset Class Fund, L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584006 Filed Document 0001584006-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACEJET LOGISITICS INC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $5,315,000 Associated Brokers / Dealers N/A CIK Number 0001259786 Filed Document 0001259786-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Mobiquity Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $1,631,805 Associated Brokers / Dealers N/A CIK Number 0001517068 Filed Document 0001517068-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559517 Filed Document 0001559517-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund