Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
American Homeowner Preservation, LLC, Series 2013C See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589687 Filed Document 0001589687-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alphamega Diversified Fund, L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579643 Filed Document 0001579643-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crestview Offshore Holdings III (892), L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd, Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001589488 Filed Document 0000950103-13-006486 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestview Offshore Holdings III (FF), L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd., Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001589487 Filed Document 0000950103-13-006493 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alternative Investments Opportunity Ltd. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590820 Filed Document 0000902664-13-003596 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pointillist Global Macro Series of Pointillist Partners LLC See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570762 Filed Document 0001570762-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpendSmart Payments Co See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001062273 Filed Document 0001140361-13-040689 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Southern Hills, LP See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001590975 Filed Document 0001590975-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NDA XIII, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001590290 Filed Document 0001590290-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Healthcare Real Estate Fund, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $7,927,000 Associated Brokers / Dealers Stephen A. Kohn & Associates, Ltd., Edward Eric Fernandez, and Stephen Alan Kohn CIK Number 0001578151 Filed Document 0001578151-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Runa, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001490218 Filed Document 0001490218-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SR13 2790 Business Park Drive, LLC See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers N/A CIK Number 0001589926 Filed Document 0001589926-13-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
IncludeFitness, Inc. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $2,579,919 Associated Brokers / Dealers N/A CIK Number 0001547741 Filed Document 0000906318-13-000093 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Parkhurst Partners, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $2,720,000 Associated Brokers / Dealers N/A CIK Number 0001590928 Filed Document 0001590928-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Central Ohio Elite Title, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001527538 Filed Document 0001209191-13-050672 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Columbus Brau, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $5,118,000 Associated Brokers / Dealers N/A CIK Number 0001589851 Filed Document 0000892251-13-000145 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANDalyze, Inc. See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001540634 Filed Document 0001540634-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
DRAKES LANDING ASSOCIATES L P See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001075128 Filed Document 0000935836-13-000527 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centre Capital Fund I, LLC See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589753 Filed Document 0001589753-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Algebris Long Only Global Financials Fund L.P. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590859 Filed Document 0000902664-13-003583 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vinik Family Portfolio LP See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585445 Filed Document 0000902664-13-003684 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Algorithmic Lending Research, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590679 Filed Document 0000935836-13-000522 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Straight Flush Broadway Ltd Liability Co See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001590810 Filed Document 0001590810-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Lone Star Real Estate Fund III (Bermuda), L.P. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $6,600,000,000 Associated Brokers / Dealers N/A CIK Number 0001590466 Filed Document 0001181431-13-057624 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
UNITED HEALTHCARE PRACTICE SOLUTIONS, INC. See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001567021 Filed Document 0001567021-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
LED MEDICAL DIAGNOSTICS INC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $2,960,070 Associated Brokers / Dealers N/A CIK Number 0001381955 Filed Document 0001140361-13-041059 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Auto Repair Loan Partners, LLC See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None CIK Number 0001588755 Filed Document 0001588755-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Solari Global, LLC See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001552414 Filed Document 0001552414-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
5704 Spring Valley LP See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001591093 Filed Document 0001591093-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SEELogix, Inc. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001591006 Filed Document 0001591006-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Joust, Inc. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590942 Filed Document 0001590942-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FunnelFire, Inc. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001563374 Filed Document 0001563374-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
GABELLI INTERMEDIATE CREDIT FUND, LTD. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579372 Filed Document 0000919574-13-006101 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FULLERTON PARTNERS See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0000940748 Filed Document 0000935836-13-000526 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U.S. Pacific Capital, Inc. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $750 Associated Brokers / Dealers N/A CIK Number 0001588801 Filed Document 0001588801-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Area 52 Games, Inc. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001590114 Filed Document 0001590114-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Healthcare Real Estate Qualified Purchasers Fund, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $7,482,000 Associated Brokers / Dealers Stephen A. Kohn & Associates, Ltd., Edward Eric Fernandez, and Stephen Alan Kohn CIK Number 0001579784 Filed Document 0001578151-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCM 3001, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001591041 Filed Document 0001591041-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Harvest 4040 Investors, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001553315 Filed Document 0001553315-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blackstream Caledonian Royalty Partners I, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001590722 Filed Document 0001590722-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Armored Textiles Industries, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $307,500 Associated Brokers / Dealers N/A CIK Number 0001591032 Filed Document 0001591032-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AYIN International, Inc. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers AYIN International, Inc. CIK Number 0001540863 Filed Document 0001540863-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OrbiMed Private Investments V, LP See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001589316 Filed Document 0001589316-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RIVS.com, Inc. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $2,026,000 Associated Brokers / Dealers N/A CIK Number 0001590256 Filed Document 0001590256-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Resolute Annex I, L.P. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $10,200,000 Associated Brokers / Dealers N/A CIK Number 0001590165 Filed Document 0001590165-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gain Fitness, Inc. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $2,142,302 Associated Brokers / Dealers N/A CIK Number 0001591083 Filed Document 0001591083-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Major League Gaming Inc. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $5,794,281 Associated Brokers / Dealers N/A CIK Number 0001371551 Filed Document 0001371551-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
Providence Debt Fund III (Non-US) L.P. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MERCURY CAPITAL ADVISORS, LLC CIK Number 0001590855 Filed Document 0001590528-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALJ REGIONAL HOLDINGS INC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001438731 Filed Document 0001438731-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARDEN SAGE CAPITAL INTERNATIONAL, LTD. See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Multiple CIK Number 0001361128 Filed Document 0000919574-13-006102 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund