Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alydar Fund Ltd See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448887 Filed Document 0001625257-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neurodyn Life Sciences Inc. See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised $896,380 Associated Brokers / Dealers N/A CIK Number 0001568852 Filed Document 0001140361-14-044465 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hop Flower Brewing Company, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627229 Filed Document 0001627229-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Arosa Investment Partners LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627145 Filed Document 0001546927-14-000211 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Addvocate, Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $7,197,534 Associated Brokers / Dealers N/A CIK Number 0001627415 Filed Document 0001627415-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spare5, Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $3,249,988 Associated Brokers / Dealers N/A CIK Number 0001626650 Filed Document 0001626650-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hedgy, Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001627389 Filed Document 0001627389-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lanoir Fund See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001627026 Filed Document 0001627026-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
ICG Strategic Secondaries Carbon Fund LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626979 Filed Document 0001626979-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artis US Holdings II, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001626479 Filed Document 0001626479-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Instabrand, Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001627271 Filed Document 0001627271-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CloudOne Corp See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001598980 Filed Document 0001140361-14-044383 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
LOST LAKE THANK YOU, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001627386 Filed Document 0001627386-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Ashmore Greater China Fixed Income Sub-Fund, a sub-fund of Ashmore Greater China Fund Ltd See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001566881 Filed Document 0001566881-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
180 Group West, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $2,594,733 Associated Brokers / Dealers N/A CIK Number 0001627345 Filed Document 0001627345-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Savile Row Frontier Opportunities T, LLC See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602545 Filed Document 0001602545-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row SP Hedged Equity, LLC See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553728 Filed Document 0001553728-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Ashmore Emerging Markets Debt & Currency Fund Ltd See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001566884 Filed Document 0001566884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cognotion, Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625233 Filed Document 0001625233-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Bison Pro Joint Venture See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001627378 Filed Document 0001627378-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
ROC Multifamily & Commercial Office Fund III LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001627352 Filed Document 0001627352-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROC Multifamily & Commercial Office Fund III-A LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001627353 Filed Document 0001627353-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Investable Fund See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593878 Filed Document 0001593876-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Local Currency Bond Fund See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001582481 Filed Document 0001582481-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prosensa Holding N.V. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $50,488,095 Associated Brokers / Dealers N/A CIK Number 0001574111 Filed Document 0000950103-14-008670 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NETHERLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
ThreatConnect, Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001506379 Filed Document 0001506379-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ROC Debt Strategies Fund-A LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001627351 Filed Document 0001627351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROC Multifamily & Commercial Office Fund III International Master LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001627396 Filed Document 0001627396-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aligne Health Holdings, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001627481 Filed Document 0001192482-14-000250 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Addvocate, Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627415 Filed Document 0001627415-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIBROGEN INC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0000921299 Filed Document 0001288649-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pheasant Ridge Townhomes LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $11,300,000 Associated Brokers / Dealers N/A CIK Number 0001626542 Filed Document 0001019687-14-004636 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Awarepoint Corp See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $5,966,035 Associated Brokers / Dealers N/A CIK Number 0001358551 Filed Document 0001602471-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beers Enterprises Inc See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $5,263,154 Associated Brokers / Dealers N/A CIK Number 0001343610 Filed Document 0001343610-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Downing Investment Partners, LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001626425 Filed Document 0001626425-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1893 Fund, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626927 Filed Document 0001140361-14-044692 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore Local Currency Debt Portfolio See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566891 Filed Document 0001566891-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Corporate Debt Fund See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001582459 Filed Document 0001582482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RiskIQ, Inc. See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised $27,499,997 Associated Brokers / Dealers N/A CIK Number 0001565618 Filed Document 0001565618-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRECIPITATE GOLD CORP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $202,464 Associated Brokers / Dealers N/A CIK Number 0001577583 Filed Document 0001183740-14-000374 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Terrum Royalty Fund III LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001627388 Filed Document 0001627388-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
RCP Fund IX, LP See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers PTP Securities, LLC, Cato Capital LLC, and Haydon Hill Advisors Ltd. CIK Number 0001599547 Filed Document 0001599556-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CommonWealth Opportunity Capital LP See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458269 Filed Document 0001458269-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARDIOKINETIX INC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $37,709,453 Associated Brokers / Dealers N/A CIK Number 0001437412 Filed Document 0001437412-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ASHMORE EMERGING MARKETS DEBT FUND See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001267160 Filed Document 0001267160-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore Emerging Markets Liquid Investment Portfolio See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566882 Filed Document 0001566882-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEXICON PHARMACEUTICALS, INC. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001062822 Filed Document 0001062822-14-000061 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AMP/CPL-THP Property, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001626918 Filed Document 0001626918-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Onslow Macro Fund L.P. See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001503346 Filed Document 0001503346-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WebPsychology, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001626581 Filed Document 0001626581-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity