|
|
D |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589423
- Filed Document
- 0001589423-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001429393
- Filed Document
- 0001077048-13-000170
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567336
- Filed Document
- 0001567336-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
|
|
|
D/A |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560534
- Filed Document
- 0001560534-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589557
- Filed Document
- 0001589557-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484251
- Filed Document
- 0000919574-13-005911
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001469139
- Filed Document
- 0001469139-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial Banking
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- $20,075,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001388954
- Filed Document
- 0001388954-13-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525835
- Filed Document
- 0001315863-13-000479
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589360
- Filed Document
- 0001589360-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- $2,400,000
- Associated Brokers / Dealers
- Eric Rader
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000174
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484254
- Filed Document
- 0000919574-13-005909
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Franklin Templeton Global Multisector Plus (Cayman) Fund, Ltd.
See All Filings
|
D/A |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- William J. Makris, Brian Zeiler, John Carter Bailey, Jr., and Tom Dickson
- CIK Number
- 0001476350
- Filed Document
- 0001476350-13-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- $5,605,736
- Associated Brokers / Dealers
- Peters & Co. Limited, Scotia Capital Inc., FirstEnergy Capital Corp., CIBC World Markets Inc., National Bank Financial Inc., TD Securities Inc., and RBC Dominion Securities Inc.
- CIK Number
- 0001451357
- Filed Document
- 0001140361-13-038914
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589097
- Filed Document
- 0001589097-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
STANDARD INVESTMENT RESEARCH HEDGED EQUITY OVERSEAS FUND LTD
See All Filings
|
D/A |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001425370
- Filed Document
- 0001140361-13-038933
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- $2,161,962
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001507965
- Filed Document
- 0001507965-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Hermes Global Investment Funds (Cayman) Master, SPC - Hermes Emerging Asia Equity Fund S.P.
See All Filings
|
D |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589245
- Filed Document
- 0000943663-13-000197
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001493482
- Filed Document
- 0000919574-13-005916
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- $3,400,000
- Associated Brokers / Dealers
- American Independent Securities Group, LLC, Newport Coast Securities, Inc., VFG Securiteis, Inc., Oak Tree Securities, Inc., and Crown Capital Securities, L.P.
- CIK Number
- 0001578694
- Filed Document
- 0001578694-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001589467
- Filed Document
- 0001589467-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- $37,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589567
- Filed Document
- 0001144204-13-055768
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001098881
- Filed Document
- 0001161697-13-000769
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- $3,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589539
- Filed Document
- 0001589539-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-10-17 00:00:00 UTC |
- Amount To Be Raised
- $5,336,750
- Associated Brokers / Dealers
- Gentry Securities LLC
- CIK Number
- 0001589720
- Filed Document
- 0001140361-13-039164
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589402
- Filed Document
- 0000947871-13-000699
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589210
- Filed Document
- 0001589210-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- OHIO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
Hedge Fund Select: Brigade Leveraged Capital Structures Fund LLC
See All Filings
|
D/A |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001559645
- Filed Document
- 0001140361-13-038898
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001496185
- Filed Document
- 0001496185-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001379227
- Filed Document
- 0001379227-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC ("JPM") and JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS")
- CIK Number
- 0001302661
- Filed Document
- 0001505172-13-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589418
- Filed Document
- 0001589418-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- CMS Investment Resources, LLC and Farrell Marsh & Co.
- CIK Number
- 0001560174
- Filed Document
- 0001560174-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Highland Information Services Inc.
- CIK Number
- 0001400285
- Filed Document
- 0001565908-13-000093
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001575539
- Filed Document
- 0001575539-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- $66,000,000
- Associated Brokers / Dealers
- Imperial Capital, LLC
- CIK Number
- 0000319156
- Filed Document
- 0001104659-13-075883
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001528342
- Filed Document
- 0001012975-13-000475
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588220
- Filed Document
- 0001588220-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588336
- Filed Document
- 0001140361-13-038812
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000019572
- Filed Document
- 0000019572-13-000002
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588683
- Filed Document
- 0001588683-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001533101
- Filed Document
- 0001533101-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589355
- Filed Document
- 0001589355-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hershey's Investments, LLC, General Partner
- CIK Number
- 0001589380
- Filed Document
- 0001589380-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Corestone Distributors, LLC
- CIK Number
- 0001560396
- Filed Document
- 0000919574-13-005897
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559964
- Filed Document
- 0001181431-13-053948
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589320
- Filed Document
- 0001589320-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001145050
- Filed Document
- 0001145050-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- $425,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589254
- Filed Document
- 0001589254-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001399520
- Filed Document
- 0001144204-13-057179
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|