Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Discount Retail Venture II DST See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised $6,592,296 Associated Brokers / Dealers Inland Securities Corporation, Samuel J. Angelo, Jr., Christoper E. Krejci, Terrill M. Jannsen, Stuart W. Benjamin, Justin C. Lowy, Gary L. Chapman, Susan J. Gitt, Eric J. Schindler, Robert H. Chapman, Robert L. Lincoln, and Brian D. Vosberg CIK Number 0001587776 Filed Document 0001587776-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Techneed, Inc See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001589652 Filed Document 0001589652-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
UMT Home Finance, LP See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587666 Filed Document 0001587666-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Vinci Zafferano Emerging Markets Opportunities Fund, L.P. See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589646 Filed Document 0001589646-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Footbridge Partners, LLC See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $9,887,500 Associated Brokers / Dealers N/A CIK Number 0001549602 Filed Document 0001549602-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Citadel EFT, Inc. See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $2,972,000 Associated Brokers / Dealers none CIK Number 0001473971 Filed Document 0001091818-13-000414 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PineBridge Senior Secured Loan Sub-Trust 2, a sub-trust of PineBridge Senior Secured Loan Trust See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589548 Filed Document 0001589548-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
SpeedPay Capital, LLC See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001589636 Filed Document 0001589636-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Empire State Realty OP, L.P. See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $813,303,959 Associated Brokers / Dealers N/A CIK Number 0001553079 Filed Document 0001209191-13-048936 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Real Estate Partners IX-T, L.P. See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560466 Filed Document 0000919574-13-005954 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ombitron, Inc. See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001571887 Filed Document 0001571887-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
March Healthcare Development, LLC See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001588563 Filed Document 0001588563-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Loomis Sayles Alpha Opportunities Fund, L.P. See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531411 Filed Document 0000898432-13-001337 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Services of America CORP See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001357971 Filed Document 0001140361-13-039239 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
COLCHESTER COMBINED GLOBAL & LOCAL MARKETS (UNHEDGED) BOND FUND See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559738 Filed Document 0001544824-13-000067 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raike Real Estate Income Fund LLC See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers William J Raike III CIK Number 0001382999 Filed Document 0001382999-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
TechShop See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001505247 Filed Document 0001505247-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Sagil Latin American Opportunities Fund See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589182 Filed Document 0000902664-13-003469 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-BAY VISTA APARTMENTS I, LP See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $5,660,583 Associated Brokers / Dealers Michael C. Ihrie CIK Number 0001587892 Filed Document 0001587892-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RUSSELL INSTITUTIONAL FUNDS LLC - RUSSELL CORE BOND FUND See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Russell Financial Services, Inc. part of Russell Investments CIK Number 0001440835 Filed Document 0001440914-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRA Growth & Income Fund VIII, LLC See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589682 Filed Document 0000902664-13-003476 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Futurelytics Inc. See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $1,040,012 Associated Brokers / Dealers N/A CIK Number 0001589716 Filed Document 0001589716-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
EQUILIBRIA JAPAN FUND See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437520 Filed Document 0000919574-13-005961 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IONTERA, INC. See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001413427 Filed Document 0001413427-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
LIFEISTRY LLC See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001583996 Filed Document 0001583996-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Telly, Inc. See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $8,420,553 Associated Brokers / Dealers N/A CIK Number 0001531143 Filed Document 0001531143-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dental Implant Holdings, LLC See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001532602 Filed Document 0001532602-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
COLCHESTER LOCAL MARKETS DEBT FUND See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453704 Filed Document 0001544824-13-000062 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WF1, LLC See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $680,000 Associated Brokers / Dealers N/A CIK Number 0001575279 Filed Document 0001575279-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Columbia Pacific China Healthcare Fund, L.P. See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589740 Filed Document 0001589740-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
2455 Investors LLC See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001520677 Filed Document 0001520677-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Democracy Ventures, Inc. See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547418 Filed Document 0001547418-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Tensorcom, Inc. See All Filings	D	2013-10-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001517030 Filed Document 0001517030-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brittany Sponsor, LLC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $9,600,000 Associated Brokers / Dealers N/A CIK Number 0001588445 Filed Document 0001588445-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LionHedge Platform Fund, Ltd.-Series U See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547154 Filed Document 0000919574-13-005936 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parche Investors, L.P. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560923 Filed Document 0000935836-13-000515 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smart Imaging Systems Inc. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $1,299,144 Associated Brokers / Dealers N/A CIK Number 0001589611 Filed Document 0001589611-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
LionHedge Platform Fund, L.P.-Series O See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520031 Filed Document 0000919574-13-005929 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategos Offshore, Ltd. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473586 Filed Document 0000919574-13-005943 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LionHedge Platform Fund, L.P.-Series N See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donald K. Gross CIK Number 0001496485 Filed Document 0000919574-13-005924 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StarMobile, Inc. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $2,499,999 Associated Brokers / Dealers N/A CIK Number 0001589625 Filed Document 0001589625-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Surgical Caregivers of Fort Worth, L.P. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $137,060 Associated Brokers / Dealers n/a CIK Number 0001463790 Filed Document 0001463790-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
LionHedge Platform Fund, Ltd.-Series P See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529712 Filed Document 0000919574-13-005931 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Entrepreneur Choice Fund II, LLC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Ray Spencer CIK Number 0001589430 Filed Document 0001589430-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MEDPLAST HOLDINGS INC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001433931 Filed Document 0001393725-13-000093 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Managed Futures Premier Rotterdam L.P. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001544741 Filed Document 0001428042-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Aurum Options Fund L.P. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588789 Filed Document 0001588789-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton Global Natural Resources Partners II, L.P. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482652 Filed Document 0000950103-13-006083 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVENTINE RENEWABLE ENERGY HOLDINGS INC See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised $31,044,874 Associated Brokers / Dealers Houlihan Lokey Capital, Inc. ("HL") CIK Number 0001285043 Filed Document 0001315863-13-000480 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Air Ion Devices Inc See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised $2,880,000 Associated Brokers / Dealers N/A CIK Number 0001384903 Filed Document 0001384903-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity