Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mesirow Equity Opportunity Fund III, L.P. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Inc. CIK Number 0001503312 Filed Document 0001503312-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mode Analytics, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001588695 Filed Document 0001588695-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated Series See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559454 Filed Document 0001559454-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
HUB MONKEY LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $17,500 Associated Brokers / Dealers N/A CIK Number 0001588679 Filed Document 0001588679-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pathogenetix, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $9,100,000 Associated Brokers / Dealers N/A CIK Number 0001138318 Filed Document 0001138318-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Silverleaf Finance 2013-UA, LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers N/A CIK Number 0001589187 Filed Document 0001589187-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Grafoid Inc. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised $631,557 Associated Brokers / Dealers N/A CIK Number 0001570286 Filed Document 0001570286-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
TWM INTERNATIONAL EQUITIES 2006 L P See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373866 Filed Document 0001373866-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Resolution Energy, LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001588572 Filed Document 0001588572-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
JH NETWORKING INSURANCE AGENCY INC See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0000937914 Filed Document 0001181431-13-055538 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Masters Fund Ltd. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588267 Filed Document 0001588267-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin Sector Investors Segregated Series See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559520 Filed Document 0001559520-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
AQR Multi-Asset Class Fund, L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584006 Filed Document 0001584006-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACEJET LOGISITICS INC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $5,315,000 Associated Brokers / Dealers N/A CIK Number 0001259786 Filed Document 0001259786-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Mobiquity Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $1,631,805 Associated Brokers / Dealers N/A CIK Number 0001517068 Filed Document 0001517068-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559517 Filed Document 0001559517-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Qubit Fund, L.P. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530829 Filed Document 0001530829-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elihuu, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589100 Filed Document 0001589100-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Lema21, Ltd. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001589060 Filed Document 0001589059-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Forge Tech, Inc. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised $1,340,117 Associated Brokers / Dealers Summit Trust Company CIK Number 0001500819 Filed Document 0001209191-13-048280 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TIMBERLINE FINANCIAL PARTNERS, L.P. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001078680 Filed Document 0000919574-13-005861 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
V TRACK ID, INC. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $2,199,999 Associated Brokers / Dealers none CIK Number 0001589144 Filed Document 0001589144-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Guepardo Master Fund LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574436 Filed Document 0001507943-13-000076 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Energy Ohio Holdings, LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $1,354,739,064 Associated Brokers / Dealers Jefferies LLC CIK Number 0001589215 Filed Document 0001589215-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
DEVELOPMENT CAPITAL AFRICA OFFSHORE FUND, LTD. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581519 Filed Document 0001584764-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AAM ABSOLUTE RETURN FUND PLC See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455083 Filed Document 0001455083-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners, L.P. (Class B & Class C limited partnership interests) See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and J.P. Morgan Securities LLC CIK Number 0001473605 Filed Document 0000902664-13-003444 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspect FuturesAccess LLC See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001309132 Filed Document 0001309132-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARDIAC DIMENSIONS INC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $555,000 Associated Brokers / Dealers N/A CIK Number 0001285829 Filed Document 0001285829-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Miromatrix Medical Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001527096 Filed Document 0001288230-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
VORBECK MATERIALS CORP. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $500,214 Associated Brokers / Dealers N/A CIK Number 0001462568 Filed Document 0001462568-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Fiera USA Global Equities Fund LP See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588995 Filed Document 0000950103-13-006007 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BGI Resources LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001376753 Filed Document 0001376753-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Thinking Phone Networks, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $16,346,317 Associated Brokers / Dealers N/A CIK Number 0001559210 Filed Document 0001559210-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rockdale Resources Corp See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001368637 Filed Document 0001368637-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Philadelphia Financial Life Assurance Co Separate Account VA104 See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. and Summit Equities, Inc. CIK Number 0001568166 Filed Document 0001568166-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TransLattice Inc See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001419130 Filed Document 0001419130-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mercator Fund (DE) L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589067 Filed Document 0001589067-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWM EQUITY INCOME PARTNERSHIP L P See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373863 Filed Document 0001373863-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWM Select Equity Partnership LP See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409839 Filed Document 0001409839-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Poconos Equity Investors, LLC See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Poconos Equity Investors, LLC CIK Number 0001587007 Filed Document 0001587007-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Other
SAM Risk Managed Fund LLC - Marin International Opportunities Segregated Series See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559519 Filed Document 0001559519-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CommonWealth Opportunity (Cayman) Fund Ltd. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505165 Filed Document 0001505165-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PATHEOS INC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001453907 Filed Document 0001453907-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
ULTIMATE SOFTWARE GROUP INC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $2,649,878 Associated Brokers / Dealers N/A CIK Number 0001016125 Filed Document 0001140361-13-038676 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Equity
Raptor Evolution Fund Ltd. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479621 Filed Document 0000902664-13-003443 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets Decline to Disclose Type of Security Equity
Everspring Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001589306 Filed Document 0001589306-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pitzi, Ltd. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $2,958,824 Associated Brokers / Dealers N/A CIK Number 0001589059 Filed Document 0001589059-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor Emerging Opportunities Fund See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001589091 Filed Document 0001589091-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund