Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
United Insurance Company, USA, Ltd See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001526621 Filed Document 0001140361-13-038769 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
SI HWODS INVESTOR, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $2,751,000 Associated Brokers / Dealers N/A CIK Number 0001589268 Filed Document 0001589268-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PDQ Tennessee Restaurant Holdings, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001588826 Filed Document 0001200876-13-000071 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MCRT REIT HOLDING LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L EQUITIES, LLC CIK Number 0001589296 Filed Document 0001589296-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CONCORDIA COFFEE CO INC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001383816 Filed Document 0001383816-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Javelin Venture Partners III, L.P. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001589276 Filed Document 0001589276-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NCP GP V-A, L.P. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers CMS Investment Resources, LLC and Farrell Marsh & Co. CIK Number 0001560238 Filed Document 0001560238-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pondfield Capital, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001589313 Filed Document 0001589313-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHBRIDGE LONG TERM EQUITY PARTNERS LP See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432726 Filed Document 0001505172-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SoapBox Soaps LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001562929 Filed Document 0001562929-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
ATMOSFERIQ, INC. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001584605 Filed Document 0001584605-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ARISTEIA PARTNERS, L.P. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001066766 Filed Document 0001315863-13-000476 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTAURA GLOBAL FRONTIER FUND LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Uhlmann Price Securities, LLC CIK Number 0001423188 Filed Document 0000897069-13-000377 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEDGE STRATEGY FUND LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053423 Filed Document 0001053423-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
KFG Large-Cap Market Weight, LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559897 Filed Document 0001181431-13-053945 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Villa Fund, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $5,020,809 Associated Brokers / Dealers N/A CIK Number 0001589112 Filed Document 0001589112-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
CAMDEN PARTNERS STRATEGIC FUND V-A, L.P. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wilmington Trust Company CIK Number 0001555451 Filed Document 0001555451-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $335,000 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
KFG Equity Dividend, LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559926 Filed Document 0001181431-13-053952 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERNATIONAL STRATEGIES FUND LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094533 Filed Document 0001094533-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Victory Medical Center Houston, LP See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001589356 Filed Document 0001589356-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
FJ CAPITAL LONG SHORT EQUITY FUND LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453695 Filed Document 0001453695-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
EBH HOLDING COMPANY, INC. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $82,500 Associated Brokers / Dealers N/A CIK Number 0001556494 Filed Document 0001556494-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Charter Bridge Capital Partners, LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001502832 Filed Document 0001566114-13-000052 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitefield Asian Opportunities Fund See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589076 Filed Document 0001589076-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bambeco, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $4,648,762 Associated Brokers / Dealers N/A CIK Number 0001588331 Filed Document 0001588331-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Innova Hospital San Antonio, LP See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001589351 Filed Document 0001589354-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Alaska Financial Co III LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001501560 Filed Document 0001501560-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ALASKA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
10GEN INC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $149,999,922 Associated Brokers / Dealers N/A CIK Number 0001441816 Filed Document 0001441816-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ziPede Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589216 Filed Document 0001589216-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Debt
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533444 Filed Document 0001533444-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
12 West Capital Fund Ltd. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589327 Filed Document 0001140361-13-038783 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COMMITTED CAPITAL ACQUISITION Corp See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $15,656,695 Associated Brokers / Dealers N/A CIK Number 0001399520 Filed Document 0001144204-13-057184 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OBLONG INDUSTRIES, INC. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $8,781,638 Associated Brokers / Dealers N/A CIK Number 0001420890 Filed Document 0001420890-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Total Pharma, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001587990 Filed Document 0001587990-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Royalty Capital Corp See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001589271 Filed Document 0001589271-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Querium Corp See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001571655 Filed Document 0001571655-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lionstone Insurance Fund, LP See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Manor House Capital LLC CIK Number 0001413463 Filed Document 0000943663-13-000196 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NCP GP V, L.P. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers CMS Investment Resources, LLC and Farrell Marsh & Co. CIK Number 0001560236 Filed Document 0001560236-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MACKENZIE NORTHSTAR FUND 3, LP See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers BROOKE BUCKLEY CIK Number 0001588688 Filed Document 0001588688-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Long Short Institutional Fund Ltd See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001459882 Filed Document 0001505172-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lifetone Technology, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001589379 Filed Document 0001140361-13-038807 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Debt
Monica & Andy, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001589222 Filed Document 0001589222-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Prosperity Energy Corp See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001503380 Filed Document 0001503380-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Wolverine Liquid Opportunity Fund Ltd See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530810 Filed Document 0001393725-13-000091 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001565437 Filed Document 0001448947-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KFG Emerging Markets, LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560265 Filed Document 0001181431-13-053953 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Charter Bridge Capital Partners (Cayman), Ltd See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001502831 Filed Document 0001566114-13-000051 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Payplant Investment Fund LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589274 Filed Document 0001589274-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarisond, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $525 Associated Brokers / Dealers N/A CIK Number 0001588388 Filed Document 0001588388-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity