Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MISSION INVESTMENT PARTNERS, LLC See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001499198 Filed Document 0000919574-13-005989 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,617,613 Associated Brokers / Dealers Robert H. Leeper CIK Number 0001135856 Filed Document 0001135856-13-000178 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-13-000811 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Silverline Global, Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $765,000 Associated Brokers / Dealers N/A CIK Number 0001589846 Filed Document 0000897069-13-000380 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GSO CDCG III Feeder Trust See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589852 Filed Document 0000902664-13-003491 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AETOS CAPITAL LONG/SHORT STRATEGIES CAYMAN FUND II See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001589367 Filed Document 0001589363-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $19,439,998 Associated Brokers / Dealers Michael Corry, Robert Scharff, Paul Flotken, Laurence Celniker, and Gwen Middeke CIK Number 0001135856 Filed Document 0001135856-13-000180 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $10,726,995 Associated Brokers / Dealers Richard Kimbrough CIK Number 0001135856 Filed Document 0001135856-13-000185 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HarbourVest Partners Cleantech Fund II L.P. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560954 Filed Document 0001181431-13-054906 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rhodes Holdings, L.P. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $15,000,006 Associated Brokers / Dealers N/A CIK Number 0001589678 Filed Document 0001589678-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leland Forest Holdings, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $9,344,200 Associated Brokers / Dealers N/A CIK Number 0001589882 Filed Document 0001589882-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CounterTack Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $14,999,775 Associated Brokers / Dealers N/A CIK Number 0001462440 Filed Document 0001462440-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-13-000809 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Balance Sheet Company, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001589758 Filed Document 0001589758-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
LionHedge Paulson Recovery Fund, L.P. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donald K. Gross CIK Number 0001464346 Filed Document 0000919574-13-005984 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton Oaks Phase 1 State Credit, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $696,206 Associated Brokers / Dealers N/A CIK Number 0001560624 Filed Document 0001560624-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WALTON VILLAGE SENIOR STATE CREDIT LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $555,343 Associated Brokers / Dealers N/A CIK Number 0001424314 Filed Document 0001424314-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goji Food Solutions Ltd. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,792,736 Associated Brokers / Dealers N/A CIK Number 0001535986 Filed Document 0001535986-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
iVantage Health Analytics, Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001528502 Filed Document 0001192482-13-000183 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
3i US Senior Loan Fund, L.P. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448947 Filed Document 0001588839-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soft Landing Labs, Ltd. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $7,920,000 Associated Brokers / Dealers N/A CIK Number 0001518165 Filed Document 0001511164-13-000487 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Option To Acquire
Kennady Diamonds Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $361,404 Associated Brokers / Dealers N/A CIK Number 0001562370 Filed Document 0001562370-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
White Rock Investment Partners LP - Series II See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533244 Filed Document 0001506986-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERFICIENT INC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001085869 Filed Document 0001085869-13-000033 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
LionHedge Platform Fund, Ltd.- Series F See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589610 Filed Document 0000919574-13-005980 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peeppl Media Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $48,096 Associated Brokers / Dealers N/A CIK Number 0001589924 Filed Document 0001140361-13-039474 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $41,860 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-13-000193 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $53,469 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-13-000808 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Outbrain Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $35,800,000 Associated Brokers / Dealers N/A CIK Number 0001454938 Filed Document 0001144204-13-056398 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $9,110,011 Associated Brokers / Dealers Mark Maizel and Mark Fulton CIK Number 0001135856 Filed Document 0001135856-13-000179 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Wave Accounting Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001496076 Filed Document 0001140361-13-039335 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND II See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001589368 Filed Document 0001589363-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ALIGNMED, INC. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001575696 Filed Document 0001140361-13-039328 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FUZEBOX SOFTWARE Corp See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $24,999,988 Associated Brokers / Dealers N/A CIK Number 0001115091 Filed Document 0001288320-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
EastBay Onshore Fund LP See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578528 Filed Document 0000919574-13-005985 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chameleon Collective Inc. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001557751 Filed Document 0001557880-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Kiromic, LLC See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001588511 Filed Document 0001588511-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Qualified Investors Fund III, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $3,425,000 Associated Brokers / Dealers N/A CIK Number 0001586295 Filed Document 0001586295-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $3,659,921 Associated Brokers / Dealers Robert Leeper CIK Number 0001135856 Filed Document 0001135856-13-000181 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HarbourVest Partners Cayman Cleantech Fund II L.P. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560955 Filed Document 0001181431-13-054907 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Series 1 of RMB Real Estate Opportunities QP LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587304 Filed Document 0001587304-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSC Thomson Reuters VC Index Partners, L.P. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559325 Filed Document 0001315863-13-000486 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $23,938,486 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-13-000186 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $57,500 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-13-000810 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Walton Ridge State Credit LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $476,971 Associated Brokers / Dealers N/A CIK Number 0001312136 Filed Document 0001312136-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Packet Photonics, Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $7,999,998 Associated Brokers / Dealers N/A CIK Number 0001561453 Filed Document 0001561453-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR MRP Offshore Fund, L.P. See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559220 Filed Document 0001559220-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Preferling LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001589529 Filed Document 0001589529-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PASSPORT SPECIAL OPPORTUNITIES FUND LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435879 Filed Document 0001435879-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schuyler Hotel Group, LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Schuyler Hotel Group, LLC CIK Number 0001589655 Filed Document 0001589655-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity