Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RCG Alno, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575539 Filed Document 0001575539-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CUBIC ENERGY INC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $66,000,000 Associated Brokers / Dealers Imperial Capital, LLC CIK Number 0000319156 Filed Document 0001104659-13-075883 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CWD OC 522 Master Fund, Ltd. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528342 Filed Document 0001012975-13-000475 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wheelock Street Real Estate Fund II, L.P. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588220 Filed Document 0001588220-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
A.R.T. INTERNATIONAL INVESTORS (BVI) LTD. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588336 Filed Document 0001140361-13-038812 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHEM NUT INC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0000019572 Filed Document 0000019572-13-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Equity
SurClean, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001588683 Filed Document 0001588683-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
LIMANI FUND, L.P. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533101 Filed Document 0001533101-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Victory Medical Center Mid-Cities, LP See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001589355 Filed Document 0001589355-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Domestic Land Group, L.P. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hershey's Investments, LLC, General Partner CIK Number 0001589380 Filed Document 0001589380-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DEFINITIVE SENTINEL PARTNERS, LP See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Corestone Distributors, LLC CIK Number 0001560396 Filed Document 0000919574-13-005897 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KFG Large-Cap Equal Weight, LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559964 Filed Document 0001181431-13-053948 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
20th St. TC, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001589320 Filed Document 0001589320-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
AMBIENT CONTROL SYSTEMS INC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers None CIK Number 0001145050 Filed Document 0001145050-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Miro Cliveden LP See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001589254 Filed Document 0001589254-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
COMMITTED CAPITAL ACQUISITION Corp See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001399520 Filed Document 0001144204-13-057179 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Xcede Technologies, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001589501 Filed Document 0001589501-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
DISTRICT LINE PARTNERS LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001589297 Filed Document 0001589297-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andalusian Corporate Opportunities Fund, LP See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464562 Filed Document 0001315863-13-000478 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECG Melrose, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,365,000 Associated Brokers / Dealers N/A CIK Number 0001589303 Filed Document 0001589303-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
DES USVI, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589449 Filed Document 0001589449-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Ashland Surgical Services, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $268,500 Associated Brokers / Dealers N/A CIK Number 0001500735 Filed Document 0001500735-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AmeriGO RV Club, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589069 Filed Document 0001589069-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Total Return Fund, L.P. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson and Gregory A. Reid CIK Number 0001589065 Filed Document 0001589065-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PDQ Tennessee Real Estate Holdings, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001588821 Filed Document 0001200876-13-000072 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Qspex Technologies Inc See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001418588 Filed Document 0001418588-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Highbridge Long Short Equity Fund Ltd See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001302764 Filed Document 0001505172-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SoapBox Soaps LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001562929 Filed Document 0001562929-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Strangers, London, Ltd Liability Co See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001589438 Filed Document 0001589438-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silver Spirit LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $87,500 Associated Brokers / Dealers N/A CIK Number 0001589411 Filed Document 0001589411-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BELLICUM PHARMACEUTICALS, INC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001358403 Filed Document 0001358403-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CS LAS CRUCES INVESTCO LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers THE ENTERPRISE SECURITIES CO CIK Number 0001589305 Filed Document 0001589305-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
KFG Mid-Cap, LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559905 Filed Document 0001181431-13-053944 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Retail Co-Invest Holdings 4, LP See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589525 Filed Document 0001589525-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
5AM Ventures IV, L.P. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $240,000,000 Associated Brokers / Dealers N/A CIK Number 0001589315 Filed Document 0001589314-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VELTEX CORP See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers NONE CIK Number 0001085040 Filed Document 0001511164-13-000477 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Tyrian Global Opportunities Fund, LP See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479305 Filed Document 0001140361-13-038905 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOWER EAST MAVERICK FUND LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001243631 Filed Document 0001243631-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
LD Hotel Group I, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001589217 Filed Document 0001589217-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Cicayda, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001548450 Filed Document 0001548450-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
KFG International Markets, LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560127 Filed Document 0001181431-13-053949 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontaura Global Frontier Fund Offshore Ltd See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588800 Filed Document 0000897069-13-000376 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIBREMAX VALUE OFFSHORE FUND, LTD. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589237 Filed Document 0000919574-13-005898 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DEEP IMAGING TECHNOLOGIES, INC. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001549058 Filed Document 0001549058-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aqua Vitea LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001551459 Filed Document 0001551459-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Blue Cloud Renewable Energy Project, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $4,148,000 Associated Brokers / Dealers N/A CIK Number 0001589410 Filed Document 0001589410-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Elite Sinus Spine & Ortho LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001589322 Filed Document 0001589322-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Female Founders Fund, L.P. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001588914 Filed Document 0001588914-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Petro Waste Environmental Partners, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001589136 Filed Document 0001589136-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Local Food Systems, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001516481 Filed Document 0001516481-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt