Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GMI-ORLANDO, LP See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised $4,182,359 Associated Brokers / Dealers Joseph A Ondris, Robert E Burns, and Charles Geraci CIK Number 0001624147 Filed Document 0001624147-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Merger Capital Management See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001628114 Filed Document 0001628114-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SI MB Investor, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $352,500 Associated Brokers / Dealers N/A CIK Number 0001628092 Filed Document 0001628093-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
XRpro Sciences, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $7,875,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001518520 Filed Document 0001213900-14-008936 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CookBrite Inc. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001589445 Filed Document 0001589445-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
RUSSELL INSTITUTIONAL FUNDS, LLC - RUSSELL GLOBAL EQUITY PLUS FUND See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Financial Services, Inc. CIK Number 0001627919 Filed Document 0001627919-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RUBICON Technology Partners L.P. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CSP Securities, LP CIK Number 0001587894 Filed Document 0001587894-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brandywine Private Equity Partners (2014), LP See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627308 Filed Document 0000919574-14-007015 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon Multi-Strategy Corporate Credit Cayman Fund Ltd. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625541 Filed Document 0000945621-14-000325 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Move Energy Systems, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608006 Filed Document 0001608006-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NPC III, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Capital 8 RPMV, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $2,950,000 Associated Brokers / Dealers N/A CIK Number 0001628105 Filed Document 0001628105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Health: ELT, LLC See All Filings	D	2014-12-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594011 Filed Document 0001140361-14-045409 Exclusions or Exemptions 506b Accepted Date 2014-12-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
blispay inc. See All Filings	D	2014-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628083 Filed Document 0001628083-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Oregon Angel Fund 2015, LLC See All Filings	D	2014-12-13 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001627253 Filed Document 0001627253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
FUNDTECH HOLDINGS, LLC See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised $180,148,372 Associated Brokers / Dealers N/A CIK Number 0001529477 Filed Document 0001529477-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PAN CARIBBEAN AIRLINES Ltd. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers GILLEAD & ASSOCIATES CIK Number 0001627823 Filed Document 0001627823-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Playrific,Inc. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001564716 Filed Document 0001564716-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AQR Offshore Multi-Strategy Fund VII Ltd. See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548562 Filed Document 0001548562-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loomis Sayles US High Yield Bond Trust See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468442 Filed Document 0001468442-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Onex York Holdings Corp. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $37,818,210 Associated Brokers / Dealers N/A CIK Number 0001619513 Filed Document 0000895345-14-000309 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $4,900 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000052 Exclusions or Exemptions 506c Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
III SELECT CREDIT FUND LP See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Anchor Asset Management LLC, Norfolk Markets, LLC, James River Securities Corp., and Frontier Solutions, LLC CIK Number 0001426147 Filed Document 0001426147-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Diversified Arbitrage Fund L.P. See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC CIK Number 0001216245 Filed Document 0000902664-14-004577 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GABELLI CAPITAL STRUCTURE ARBITRAGE, L.P. See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564460 Filed Document 0000919574-14-006984 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CDK FUND, LTD See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545677 Filed Document 0001545677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EELCO, LLC See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001627523 Filed Document 0001140361-14-045005 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
CEF Total Return Opportunity Fund LP See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490996 Filed Document 0001490996-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stellus Credit Master Fund I, LLC See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc. CIK Number 0001588956 Filed Document 0001140361-14-045149 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Stellus Credit VCOC Fund I, LLC See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC CIK Number 0001588903 Filed Document 0001140361-14-045151 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
DASH FINANCIAL HOLDINGS, LLC See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627129 Filed Document 0001627129-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Asia Alternatives Capital Partners IV, LP See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606269 Filed Document 0001606269-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street 2015 Non-US Fund LP See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623364 Filed Document 0001012975-14-000790 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
JANA Nirvana Offshore Fund, Ltd. See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459638 Filed Document 0000902664-14-004565 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wellgreen Platinum Ltd. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $241,830 Associated Brokers / Dealers N/A CIK Number 0001535652 Filed Document 0001535652-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
3G1V, Inc. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628514 Filed Document 0001477932-14-007141 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KKR Special Situations (TE) Feeder II L.P. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628000 Filed Document 0000950142-14-002476 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EverBlue Water Technologies, LLC See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001627380 Filed Document 0001627380-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
Convergence Equity Partners, LP See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627476 Filed Document 0001627476-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockefeller Opportunistic Credit Fund, LLC See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472631 Filed Document 0000945621-14-000329 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street 2015 Global Fund (EU Investors) LP See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623363 Filed Document 0001012975-14-000788 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Brown Advisory Investors 2014 - Riverstone VI, LLLP See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001625974 Filed Document 0001610403-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Campus Job, Inc. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001616685 Filed Document 0001616685-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MEP Equine Solutions, LLC See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001628142 Filed Document 0001628142-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Knew Deal, Inc. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $2,968,290 Associated Brokers / Dealers N/A CIK Number 0001560199 Filed Document 0001560199-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
OCM CONVERTIBLE TRUST See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461251 Filed Document 0001181431-14-038925 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPANISH MAIN CRUISE SHIP Co Ltd. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers GILLEAD & ASSOCIATES CIK Number 0001627826 Filed Document 0001627826-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HCPE II, LP See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626780 Filed Document 0001626780-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PAN AFRICA AIRLINES Ltd. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers GILLEAD & ASSOCIATES CIK Number 0001627789 Filed Document 0001627789-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AJO Emerging Markets All-Cap Fund, L.P. See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565448 Filed Document 0001565448-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund