Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GoldenTree High Yield Value Fund Offshore II, Ltd. See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479138 Filed Document 0001315863-13-000482 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tremblant Global Growth LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533970 Filed Document 0000919574-13-005973 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EUCLIDEAN FUND I LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SWORD SECURITIES CORPORATION and WM SMITH & CO. CIK Number 0001452332 Filed Document 0000919574-13-005978 Exclusions or Exemptions 506c Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Remington Oil & Gas LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers Weslie Johnson CIK Number 0001587099 Filed Document 0001587099-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
SVN DALLAS POOL A SOLE MEMBER LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $2,041,004 Associated Brokers / Dealers N/A CIK Number 0001431950 Filed Document 0001431950-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sorrento Therapeutics, Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0000850261 Filed Document 0001209191-13-048897 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PWP EIV LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589721 Filed Document 0000902664-13-003616 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OLD MAC SANDTON FUND I LP See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $73,150,000 Associated Brokers / Dealers N/A CIK Number 0001589345 Filed Document 0001589345-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
TATARIAN GLOBAL CHANGE FUND LLC See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449110 Filed Document 0001449110-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLDMAN SACHS FUNDAMENTAL CURRENCY FUND PLC See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001459666 Filed Document 0001140361-13-039258 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUTH PLAINS FINANCIAL INC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $28,300,000 Associated Brokers / Dealers N/A CIK Number 0001163668 Filed Document 0001163668-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Revance Therapeutics, Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001479290 Filed Document 0001479290-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ascendiant Focus Fund, LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589692 Filed Document 0001589692-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Passport Long Short Fund, L.P. See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567050 Filed Document 0001567050-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCH Mortgage Fund VI Investors, LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers RAYMOND JAMES & ASSOCIATES CIK Number 0001589609 Filed Document 0001589609-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Game Plan Holdings, Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $99,000 Associated Brokers / Dealers N/A CIK Number 0001456090 Filed Document 0001393905-13-000569 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Passport Global Long Short Fund LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496845 Filed Document 0001496845-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARBOR LIGHT DIRECT HOLDINGS LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452817 Filed Document 0001452817-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
INCENTONE INC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $1,150,671 Associated Brokers / Dealers N/A CIK Number 0001449762 Filed Document 0001181431-13-054899 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ovuline, Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001565532 Filed Document 0001565532-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Amiigo, Inc. See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001586881 Filed Document 0001586881-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
AT MLP Fund, LLC See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476333 Filed Document 0000943663-13-000200 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APS Vietnam Alpha Fund, a sub-fund of APS Fund See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised $558,631 Associated Brokers / Dealers N/A CIK Number 0001580183 Filed Document 0001580183-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Basswood Tarp Fund, LP - Series 14 See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589899 Filed Document 0001405086-13-000353 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Enhanced RAFI Global All Country, LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499224 Filed Document 0000898432-13-001363 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENIAC Ventures II, L.P. See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558622 Filed Document 0001558622-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Driven Digital Ads, LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001589440 Filed Document 0001589440-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Zipz, Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $2,214,992 Associated Brokers / Dealers N/A CIK Number 0001563757 Filed Document 0001563757-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Anchorage Short Credit Offshore Fund Ltd See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387271 Filed Document 0001360677-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
26th Street Building LLC See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001560632 Filed Document 0001315863-13-000481 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arlington Tower, LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers n/a CIK Number 0001589847 Filed Document 0001589847-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BIJA GLOBAL MACRO FUND LP See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588205 Filed Document 0001588205-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEARTLAND FINANCIAL USA INC See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $38,776,522 Associated Brokers / Dealers N/A CIK Number 0000920112 Filed Document 0000920112-13-000067 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business IOWA Revenue or Assets $Over $100,000,000 Type of Security Equity
IntelliWheels, Inc. See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $73,253 Associated Brokers / Dealers N/A CIK Number 0001548924 Filed Document 0001548924-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
MenuSpring Ltd. See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $60,441 Associated Brokers / Dealers N/A CIK Number 0001589730 Filed Document 0001589730-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
RUSSELL INSTITUTIONAL FUNDS LLC - RUSSELL INTERNATIONAL EQUITY FUND See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Russell Financial Services, Inc., part of Russell Investments CIK Number 0001440913 Filed Document 0001440914-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exeter - Core Industrial REIT II, LLC See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001589347 Filed Document 0001589347-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SILVERCREST INTERNATIONAL FUND, L.P. See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458459 Filed Document 0001140361-13-039428 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLCHESTER GLOBAL BOND LOW DURATION FUND See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580792 Filed Document 0001544824-13-000068 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROMETHEAN UK OPPORTUNITIES FUND II, LP See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Profor Securities, LLC CIK Number 0001589080 Filed Document 0001589080-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Treatsie LLC See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001584688 Filed Document 0001584688-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Paystar Inc. See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $193,500 Associated Brokers / Dealers N/A CIK Number 0001589562 Filed Document 0001589562-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
PWG PRIME LP See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392275 Filed Document 0001019056-13-001176 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $20,376 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-13-000799 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ARROWHEAD RESEARCH CORP See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $64,000,000 Associated Brokers / Dealers Jonathan Fassberg, Jefferies LLC, and Piper Jaffray & Co. CIK Number 0000879407 Filed Document 0001181431-13-054655 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SILVERCREST INTERNATIONAL FUND, L.P. See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458459 Filed Document 0001140361-13-039430 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sneakz, LLC See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001560069 Filed Document 0001560069-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
COLCHESTER LOCAL MARKETS DEBT FUND (BERMUDA) Ltd See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494316 Filed Document 0001544824-13-000063 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARBON CAPITAL V, INC. See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001579983 Filed Document 0000950172-13-000097 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity