Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Teak Hill Fund LP See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385865 Filed Document 0001385865-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Marine Drive Mobile Corp. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001391798 Filed Document 0001448051-13-000019 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Axsome Therapeutics, Inc. See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001579428 Filed Document 0001579428-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GLG European Long-Short Offshore Fund Ltd. See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001520116 Filed Document 0000902664-13-003530 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Becoming Dr. Ruth Ltd Liability Co See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001585639 Filed Document 0001585639-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Akkadian Entrepreneurs III, LP See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC CIK Number 0001590390 Filed Document 0001590389-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sprott Capital, LP See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001285484 Filed Document 0000919574-13-006015 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLORACKS CORP See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001590559 Filed Document 0001214659-13-006022 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Red Ivy Partners, LP See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589903 Filed Document 0001013594-13-000525 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
G 4 FILM PARTNERS, L.P. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001590206 Filed Document 0001065949-13-000141 Exclusions or Exemptions 506c Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MV Liquidity Fund II Series 2 See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001588035 Filed Document 0001588035-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Lilypad LP See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573379 Filed Document 0001573379-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IG COPPER LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,116,000 Associated Brokers / Dealers N/A CIK Number 0001533588 Filed Document 0001534122-13-000027 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RUSSIAN FEDERATION Revenue or Assets Decline to Disclose Type of Security Option To Acquire
4Cable TV International, Inc. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001421901 Filed Document 0001588194-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MUSIC DEALERS LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001590508 Filed Document 0001590508-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
TEXLARK EXPLORATION CO INC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,040,000 Associated Brokers / Dealers N/A CIK Number 0000853789 Filed Document 0000853789-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Substrate, Inc. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,219,269 Associated Brokers / Dealers N/A CIK Number 0001590428 Filed Document 0001590428-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pegasus Cactus Investors, LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001590188 Filed Document 0001590188-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deadly Codes Productions LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001529754 Filed Document 0001529754-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Novogy, Inc. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001463939 Filed Document 0001463939-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
KLONDEX MINES LTD See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $3,488,395 Associated Brokers / Dealers GMP Securities L.P., MGI Securities Inc., Mackie Research Capital Corporation, M Partners Inc., Euro Pacific Canada Inc., Jones, Gable & Company Limited, and PI Financial Corp. CIK Number 0001311605 Filed Document 0001140361-13-039861 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Black Hawk Royalty IV LP See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590365 Filed Document 0001590365-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Valore Fund, LP See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590461 Filed Document 0001590461-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackbird Financial Group, LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001578461 Filed Document 0001578461-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CASTLE CREEK FUND LP /IL See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001051886 Filed Document 0001051886-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Short Vincent Partners III, L.P. See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised $46,270,000 Associated Brokers / Dealers N/A CIK Number 0001560099 Filed Document 0001560099-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HCM PIN II, LLC See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001590200 Filed Document 0001590200-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PHX Energy Services Corp. See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $252,746 Associated Brokers / Dealers Peters & Co. Limited CIK Number 0001590028 Filed Document 0001140361-13-039670 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
WLR Recovery Investors IV, LLC See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531466 Filed Document 0000943663-13-000201 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRI-BEAR INDUSTRIES LLC See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589975 Filed Document 0001589975-13-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
XSA-THNI April 2013 LLC See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised $43,100 Associated Brokers / Dealers N/A CIK Number 0001575055 Filed Document 0001575055-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CLAROS REAL ESTATE SECURITIES FUND LP See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290963 Filed Document 0001290963-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RREAF PetroStay, LLC See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001590356 Filed Document 0001590356-13-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Global Biosciences LLC See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588558 Filed Document 0001588558-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
Altegris Emerging Markets Fund LP See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, and more than 5 CIK Number 0001503750 Filed Document 0001566114-13-000054 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FEGA, LLC See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001533959 Filed Document 0001533959-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Game Play Network, Inc. See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001560325 Filed Document 0001560325-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
APHENA PHARMA SOLUTIONS HOLDINGS, INC. See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $1,072,027 Associated Brokers / Dealers N/A CIK Number 0001398669 Filed Document 0001398669-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Altegris Willowbridge Macro Fund LP See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5 and more than 5 CIK Number 0001573839 Filed Document 0001566114-13-000066 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sequitur Labs Inc. See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001498575 Filed Document 0001498575-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BLENHEIM GLOBAL MARKETS FUND LTD See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Indian Harbor, LLC and Monitor Capital, LLC CIK Number 0001460528 Filed Document 0001460528-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Altegris Millennium Fund, Ltd. See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, and more than 5 CIK Number 0001536107 Filed Document 0001566114-13-000061 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
DEFENDER HOMES, INC. See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001560039 Filed Document 0001117768-13-000535 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Altegris Long Short Alpha Fund, Ltd. See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised $10,960,328 Associated Brokers / Dealers N/A CIK Number 0001504484 Filed Document 0001566114-13-000059 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Realington LLC See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001590042 Filed Document 0001590042-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Medallion International Ltd. See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561000 Filed Document 0001561000-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Orga Pharma Corp See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001544750 Filed Document 0001544750-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
US-MBS LLC See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Colony Park Financial Services LLC CIK Number 0001590202 Filed Document 0001590202-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
WLR Recovery V Investors, LLC See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515343 Filed Document 0000943663-13-000202 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pat's Backcountry Beverages Inc. See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001484286 Filed Document 0001484286-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity