|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H & L EQUITIES, LLC, CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD
- CIK Number
- 0001593350
- Filed Document
- 0001593348-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SILVER LEAF PARTNERS, LLC and SILVER LEAF PARTNERS, LLC
- CIK Number
- 0001564543
- Filed Document
- 0000919574-13-006917
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Andrew A Goldman, Brent Kinetz, Clune J Walsh III, Clune J Walsh Jr, David D Ehlert, David J Carroll, David J Taylor, David W Goldberg, Don E Garlikov, Donald Friedman, Donald Mehlig, Ezra Ripple, Gary Sitzmann, Guy Richard Thomas, H Richard Wehmeier, H Thomas Hollinger, Harry Levitt, J Davis Hunter, James A Cheney, James Davis, James E Cleary, James Kornreich, James Roberson, Jim Clary, John D Becker, John M Barry, John M Barry, John Meisenbach, Jordon R Katz, Lawton Nease, Luther Lockwood, Michael J Kiley, Milton H Cohn, Morey H Goldberg, Paul Silberberg, Peter S Miller, Richard F Swider, Stephen C Brown, Todd Mezrah, Tom Provow, Vernon Holleman III, Brad Morgan, Daniel J Wagner, David W Freely, Stephen Karp, Paul MacCaskill, Gerald I Applefield, Patrick Trammell, David Byers, William Wood, Michael Corrigan, and Richard Snipes
- CIK Number
- 0001132213
- Filed Document
- 0001181431-13-062600
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC
- CIK Number
- 0001323454
- Filed Document
- 0000902664-13-003947
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001087823
- Filed Document
- 0001087823-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $1,118,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584039
- Filed Document
- 0001584039-13-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $1,080,000
- Associated Brokers / Dealers
- SKB Securities, LLC and Robert R. Walker, Jr.
- CIK Number
- 0001594037
- Filed Document
- 0001594037-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OREGON
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Laura Rhoads and John Combias
- CIK Number
- 0001139678
- Filed Document
- 0001095449-13-000130
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a and Julien Dargent
- CIK Number
- 0001578127
- Filed Document
- 0001181431-13-062674
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593858
- Filed Document
- 0001593858-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- North Creek Butler
- CIK Number
- 0001594059
- Filed Document
- 0000919574-13-006924
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593685
- Filed Document
- 0001140361-13-045980
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SOUTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $180,148,372
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001529477
- Filed Document
- 0001529477-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AVM, L.P., Anchor Asset Management LLC, Norfolk Markets, LLC, James River Securities Corp., and Frontier Solutions, LLC
- CIK Number
- 0001426147
- Filed Document
- 0001426147-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $3,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594056
- Filed Document
- 0001594056-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579633
- Filed Document
- 0001579633-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $40,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593033
- Filed Document
- 0001593033-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Neuberger Berman LLC
- CIK Number
- 0001594155
- Filed Document
- 0001594155-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC
- CIK Number
- 0001216470
- Filed Document
- 0000902664-13-003946
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $32,057,334
- Associated Brokers / Dealers
- J. Michael Nash, Robert Bracco, and Sean Devlin
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000255
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565539
- Filed Document
- 0001565539-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $1,000,160
- Associated Brokers / Dealers
- CircleUp
- CIK Number
- 0001563170
- Filed Document
- 0001563170-13-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593972
- Filed Document
- 0001593972-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $225,000,000
- Associated Brokers / Dealers
- Various Agents and John Schmitt
- CIK Number
- 0001444597
- Filed Document
- 0001209191-13-056527
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593900
- Filed Document
- 0001593900-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $48,830
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001384295
- Filed Document
- 0001384295-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $2,400,000
- Associated Brokers / Dealers
- Steven Russell, William Barry, Kelly Milligan, and Bryant Kirk
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000250
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001475645
- Filed Document
- 0001475645-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564460
- Filed Document
- 0000919574-13-006920
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001474893
- Filed Document
- 0000919574-13-006925
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592783
- Filed Document
- 0001592783-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $1,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001167183
- Filed Document
- 0001167183-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594067
- Filed Document
- 0001594067-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $1,694,279
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568752
- Filed Document
- 0001144204-13-067245
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584594
- Filed Document
- 0001584594-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $1,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001001601
- Filed Document
- 0001144204-13-067005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001475112
- Filed Document
- 0000902664-13-003960
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- Laura Rhoads and John Combias
- CIK Number
- 0001415698
- Filed Document
- 0001095449-13-000129
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Paul Eric Tramontano, Sam Katzman, Jon Michael Goldstein, David Ralph Arizini, Michael Ames Texido, Mark Thomas Mulvoy, Christopher Michael Smith, and Dean Jackson
- CIK Number
- 0001492505
- Filed Document
- 0000919574-13-006918
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001293909
- Filed Document
- 0001293909-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a and Julien Dargent
- CIK Number
- 0001578129
- Filed Document
- 0001181431-13-062675
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $2,080,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594193
- Filed Document
- 0000945621-13-000378
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594471
- Filed Document
- 0001594471-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517514
- Filed Document
- 0001012975-13-000548
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567010
- Filed Document
- 0001567010-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001379208
- Filed Document
- 0000919574-13-006914
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $2,400,000
- Associated Brokers / Dealers
- Steven Russell, William Barry, and Kelly Milligan
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000249
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Catherine Zhang, Sam Ma, Yang Dan, Xi Jing, Kong Qiu, Louis Gao, Zhou Haihong, Leslie Liu, Li Jiangmei, Dai Hefang, Hong Jingxin, Luo Jinfeng, and Echo DX Liang
- CIK Number
- 0001593625
- Filed Document
- 0001593625-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $151,040
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001178428
- Filed Document
- 0001183740-13-000460
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594024
- Filed Document
- 0001594024-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|