Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Chameleon Collective Inc. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001557751 Filed Document 0001557880-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Kiromic, LLC See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001588511 Filed Document 0001588511-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Qualified Investors Fund III, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $3,425,000 Associated Brokers / Dealers N/A CIK Number 0001586295 Filed Document 0001586295-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $3,659,921 Associated Brokers / Dealers Robert Leeper CIK Number 0001135856 Filed Document 0001135856-13-000181 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HarbourVest Partners Cayman Cleantech Fund II L.P. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560955 Filed Document 0001181431-13-054907 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Series 1 of RMB Real Estate Opportunities QP LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587304 Filed Document 0001587304-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSC Thomson Reuters VC Index Partners, L.P. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559325 Filed Document 0001315863-13-000486 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $23,938,486 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-13-000186 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $57,500 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-13-000810 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Walton Ridge State Credit LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $476,971 Associated Brokers / Dealers N/A CIK Number 0001312136 Filed Document 0001312136-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Packet Photonics, Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $7,999,998 Associated Brokers / Dealers N/A CIK Number 0001561453 Filed Document 0001561453-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR MRP Offshore Fund, L.P. See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559220 Filed Document 0001559220-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Preferling LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001589529 Filed Document 0001589529-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PASSPORT SPECIAL OPPORTUNITIES FUND LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435879 Filed Document 0001435879-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schuyler Hotel Group, LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Schuyler Hotel Group, LLC CIK Number 0001589655 Filed Document 0001589655-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Loomis Sayles Credit Long/Short Fund, L.P. See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448925 Filed Document 0000898432-13-001336 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LHLR Group, LLC See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001576645 Filed Document 0001576645-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
MYDA Advantage, L.P. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589840 Filed Document 0001589840-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiger Ratan Capital Fund (Cayman), Ltd. See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560744 Filed Document 0001560744-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FEEL GOOD FOODS INC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001536266 Filed Document 0001536266-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Game Space Entertainment, Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001588877 Filed Document 0001588877-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ENHANCED RAFI EMERGING MARKETS, LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001365061 Filed Document 0000898432-13-001362 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SL CAPITAL NASF I LP See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589743 Filed Document 0001589743-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US 301/51st Ave. E., LLLP See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001589658 Filed Document 0001589658-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
UHY Advisors Inc See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001413310 Filed Document 0001413310-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Old Black Bear Brewing Company, LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001589746 Filed Document 0001589746-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Eaglewood Small Business Fund LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001587351 Filed Document 0001587351-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FLORIDA INVESTORS CAPITAL, LLC See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers NONE CIK Number 0001569221 Filed Document 0001569221-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
United Resource Holdings Group, Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554751 Filed Document 0001554751-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
CARDIOX Corp See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001027488 Filed Document 0000949265-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Option To Acquire
Basswood Tarp Fund, LP - Series 15 See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589883 Filed Document 0001405086-13-000354 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Goldman Sachs Institutional Funds II plc See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001462911 Filed Document 0001140361-13-039257 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Investors 2013 - QP RE, LLLP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571496 Filed Document 0001571496-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
BetrOptions Investment Group, LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559355 Filed Document 0001559355-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ENHANCED RAFI US SMALL LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339980 Filed Document 0000898432-13-001367 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClarityAd Inc. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001589540 Filed Document 0001589540-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2013 - EIG EF XVI, LLLP See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588264 Filed Document 0001588264-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
DIONYSUS TECHNOLOGY CONCEPTS, INC. See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001586399 Filed Document 0001469709-13-000597 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Ascendiant Focus Fund, LP See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589692 Filed Document 0001589692-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GK Preferred Income II (Ridgmar), LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers Sunbelt Securities, Inc. and Arete Wealh Management, Inc. CIK Number 0001585777 Filed Document 0001585777-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Higher Moment Capital Opportunities, LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550039 Filed Document 0000902664-13-003498 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
People Power Co See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised $1,704,600 Associated Brokers / Dealers N/A CIK Number 0001475437 Filed Document 0001475437-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Three Rivers Confections, LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001589914 Filed Document 0001589914-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Enhanced RAFI Small International, LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429712 Filed Document 0000898432-13-001366 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic Trust Global Long/Short Fund, LLC See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476335 Filed Document 0000943663-13-000199 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PASSPORT II LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001267784 Filed Document 0001267784-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anchorage Capital Partners Offshore Ltd See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001402918 Filed Document 0001402918-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENHANCED RAFI US LARGE LP See All Filings	D/A	2013-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401066 Filed Document 0000898432-13-001361 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Theory Entertainment LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001589878 Filed Document 0001589878-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DannyShane, LLC See All Filings	D	2013-10-22 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001554382 Filed Document 0001554382-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt