Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IP III CO-INVESTORS, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $52,000,000 Associated Brokers / Dealers N/A CIK Number 0001421238 Filed Document 0000950103-13-006595 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Diversified Arbitrage Strategies QP Ltd. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481759 Filed Document 0001395549-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CSRA GM Dothan, DST See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $9,516,000 Associated Brokers / Dealers N/A CIK Number 0001591811 Filed Document 0001591811-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
TWM EQUITY INCOME PARTNERSHIP L P See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373863 Filed Document 0001373863-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ Credit Opportunities Overseas Fund, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534327 Filed Document 0001534327-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: The Adelphi Europe Fund Ltd See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001591218 Filed Document 0001140361-13-041978 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Threat Stack, Inc. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,302,984 Associated Brokers / Dealers N/A CIK Number 0001585081 Filed Document 0001461373-13-000045 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TIEDEMANN/PIKE PLACE PARTNERS QP, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494063 Filed Document 0000919574-13-006232 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Milwaukee Summer 2013, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $99,750 Associated Brokers / Dealers N/A CIK Number 0001591957 Filed Document 0001591957-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
RED BRIDGE CAPITAL II LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001491039 Filed Document 0001491039-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Asia Investments LP See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001395549 Filed Document 0001395549-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Small Cap International, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459807 Filed Document 0000950103-13-006610 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sessa Capital (International), Ltd. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561286 Filed Document 0001561286-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BluBox Energy, Inc. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $968,111 Associated Brokers / Dealers N/A CIK Number 0001573798 Filed Document 0001573798-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
CMWA BioMotiv LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001574780 Filed Document 0001574780-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Innovis Labs, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001588153 Filed Document 0001588153-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Foresight Biotherapeutics, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001526947 Filed Document 0001526947-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bollente Companies Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001429393 Filed Document 0001077048-13-000177 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Green Waste Energy, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001561610 Filed Document 0001561610-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
ValueScape Analytics, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $19,830 Associated Brokers / Dealers N/A CIK Number 0001590551 Filed Document 0001590551-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Foresite Capital IV-C, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001591627 Filed Document 0001591627-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forest Hill Strategic Value Fund, L.P. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591749 Filed Document 0001315863-13-000517 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RSF REIT V B, L.L.C. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001591845 Filed Document 0001591845-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Stay TP, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001590897 Filed Document 0001590897-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PointClear Solutions, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,099,635 Associated Brokers / Dealers N/A CIK Number 0001591667 Filed Document 0001591667-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
MSDC Denali EIV, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591521 Filed Document 0000902664-13-003688 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signal Point Holdings Corp. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $10,540,000 Associated Brokers / Dealers N/A CIK Number 0001560351 Filed Document 0001560351-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waddell & Reed Asset Strategy Fund, LLC See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001462237 Filed Document 0001393725-13-000094 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brain Synergy Institute, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001571030 Filed Document 0001571030-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Craft3 See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001573708 Filed Document 0001573708-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Hedge Fund Select: Adelphi Europe Partners LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001591192 Filed Document 0001140361-13-041977 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STS Partners Fund, LP See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Taglianetti and Glen A. Beigel CIK Number 0001476525 Filed Document 0001476525-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton ERISA International, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459808 Filed Document 0000950103-13-006604 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cuartetera, LP See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001591532 Filed Document 0001591532-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Institutional Diversified Arbitrage Strategies Ltd. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481761 Filed Document 0001395549-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
American Revival Fund LP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578113 Filed Document 0001315863-13-000516 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTELICARE HEALTH SERVICES, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001591726 Filed Document 0000949265-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ByUs, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001591844 Filed Document 0001591844-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Arno Therapeutics, Inc See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $30,840,078 Associated Brokers / Dealers N/A CIK Number 0001195116 Filed Document 0001181431-13-058627 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Northstar Mezzanine Partners VI L.P. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580391 Filed Document 0001580391-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Richfield Energy Partners Master Fund I, LP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001591842 Filed Document 0001591842-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MSDC Denali Investors, L.P. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591519 Filed Document 0000902664-13-003687 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strathspey Crown Holdings, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001557024 Filed Document 0001557024-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio The Duffield Family Foundation DBA Maddie's Fund, Ltd. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001561805 Filed Document 0001140361-13-041983 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pyramis Leveraged Loan LP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC and Fidelity Brokerage Services CIK Number 0001592008 Filed Document 0001592008-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Natural Gas Energy Fund, Ltd. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588353 Filed Document 0001144204-13-061596 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWM Select Equity Partnership LP See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409839 Filed Document 0001409839-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Casto Partners LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $18,616,665 Associated Brokers / Dealers N/A CIK Number 0001591488 Filed Document 0000949265-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TCW Securitized Opportunities (Cayman), L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001533391 Filed Document 0001533390-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHT MIDSPAN, L.P. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $10,924,444 Associated Brokers / Dealers N/A CIK Number 0001141568 Filed Document 0001141568-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity