Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LionHedge Platform Fund, Ltd.-Series O See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527670 Filed Document 0000919574-13-005979 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MissionPoint AeroFarms Coinvest Fund, L.P. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590218 Filed Document 0001590218-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Floelle Inc. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001589141 Filed Document 0001589141-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
TORCHLIGHT ENERGY RESOURCES INC See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers None CIK Number 0001431959 Filed Document 0001078782-13-002084 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $13,320,004 Associated Brokers / Dealers Arthur Gilbert, Steven Cwienkala, and Douglass Wooley CIK Number 0001135856 Filed Document 0001135856-13-000187 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lem Turner LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589947 Filed Document 0001589947-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Brown Well 1 Joint Venture See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $2,362,500 Associated Brokers / Dealers N/A CIK Number 0001589889 Filed Document 0001589889-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Birch Equestrian Holdings, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,484,850 Associated Brokers / Dealers N/A CIK Number 0001589917 Filed Document 0001589917-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Celladon Corp See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $2,397,417 Associated Brokers / Dealers N/A CIK Number 0001305253 Filed Document 0001305253-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Wellfount, Corp See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,505,000 Associated Brokers / Dealers N/A CIK Number 0001495014 Filed Document 0001495014-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Specialized Compounding, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001589876 Filed Document 0001589876-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AETOS CAPITAL LONG SHORT STRATEGIES CAYMAN FUND See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001589366 Filed Document 0001589363-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MicroPower Global Ltd See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001488942 Filed Document 0001488942-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LionHedge Platform Fund, Ltd.- Series Z See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589596 Filed Document 0000919574-13-005982 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $7,854,750 Associated Brokers / Dealers Bryant Kirk and James Gajewski CIK Number 0001135856 Filed Document 0001135856-13-000183 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $17,508,730 Associated Brokers / Dealers Kenneth Dayton and Andrew Kraus CIK Number 0001135856 Filed Document 0001135856-13-000190 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Parks REI, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001589752 Filed Document 0001589752-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
ORO UTC, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001589938 Filed Document 0001589938-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Icon Real Estate LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001589189 Filed Document 0001589189-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
GSO Community Development Capital Group LP See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589854 Filed Document 0000902664-13-003493 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $31,200,013 Associated Brokers / Dealers Eric Wittenmyer CIK Number 0001135856 Filed Document 0001135856-13-000176 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Millville Opportunities Offshore Fund Ltd. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530735 Filed Document 0001013594-13-000522 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FieldLens, Inc. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $2,721,233 Associated Brokers / Dealers N/A CIK Number 0001554436 Filed Document 0001554436-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Yellowfin Fund, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589834 Filed Document 0001589834-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hannah's LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $4,012,800 Associated Brokers / Dealers N/A CIK Number 0001534112 Filed Document 0000896595-13-000140 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN GENERAL LIFE INSURANCE CO See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMC Securities Corp. CIK Number 0000005108 Filed Document 0000005108-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Other
coUrbanize, Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $955,809 Associated Brokers / Dealers N/A CIK Number 0001589966 Filed Document 0001589966-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CO Everywhere, Inc. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001586832 Filed Document 0001586832-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Complexa Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers Middlebury Securities, LLC CIK Number 0001551369 Filed Document 0001551369-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
ComCapp Fisherman's Wharf, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $5,970,000 Associated Brokers / Dealers Joey D. Miller and Kenneth M. Levine CIK Number 0001589798 Filed Document 0001589798-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $79,812,275 Associated Brokers / Dealers Donald Tippett, Daniel Davis, Thomas Bass, and Brian Sharkey CIK Number 0001135856 Filed Document 0001135856-13-000188 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GELIA GROUP, CORP. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001561686 Filed Document 0001561686-13-000013 Exclusions or Exemptions 506c Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Simply Gum, Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589895 Filed Document 0001589895-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AtoZ Sports, Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001465832 Filed Document 0001465832-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Village Farms International, Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584549 Filed Document 0001584549-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Equity
Backspaces Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001589990 Filed Document 0001589990-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Metropolitan BancGroup Inc See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $5,611,177 Associated Brokers / Dealers N/A CIK Number 0001414706 Filed Document 0001414706-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSISSIPPI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Legacy Terrace State Credit, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $667,660 Associated Brokers / Dealers N/A CIK Number 0001560635 Filed Document 0001560635-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southside Compounding, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001589877 Filed Document 0001589877-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Clearview Energy III, L.P. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/a, N/a, N/a, N/a, N/a, N/a, N/a, N/a, Lustig Financial Services, LLC, Great Point Capital Advisors, LLC, Robert Harrell Incorporated, N/a, Camelback Wealth Management, LLC, N/a, N/a, and N/a CIK Number 0001546978 Filed Document 0001546978-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jujo, Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001589904 Filed Document 0001589904-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Protea Biosciences Group, Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) LTD. CIK Number 0001335103 Filed Document 0001335103-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MISSION INVESTMENT PARTNERS, LLC See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001499198 Filed Document 0000919574-13-005988 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lobo Securities LLC See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Blackwall Capital Markets, Inc. CIK Number 0001582680 Filed Document 0001013762-13-001329 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARATANA THERAPEUTICS, INC. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $29,750,000 Associated Brokers / Dealers N/A CIK Number 0001509190 Filed Document 0001140361-13-039332 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $12,338,220 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-13-000191 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LionHedge Paulson Advantage Plus Fund, L.P. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Preston K. Tsao and UBS Financial Services Inc. CIK Number 0001464345 Filed Document 0000919574-13-005983 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBA MATERIALS INC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001157175 Filed Document 0001140361-13-039356 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Quadrant Plus Partners, L.P. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589940 Filed Document 0001589940-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stewardship Investments, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001589701 Filed Document 0001589701-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Debt