|
|
D |
2014-12-17 00:00:00 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- ARI FINANCIAL SERVICES, INC.
- CIK Number
- 0001628378
- Filed Document
- 0001628378-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-12-17 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605954
- Filed Document
- 0001605954-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001419752
- Filed Document
- 0001419755-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628062
- Filed Document
- 0001628062-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628218
- Filed Document
- 0001628218-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627312
- Filed Document
- 0000910680-14-000113
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $2,605,971
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627979
- Filed Document
- 0001446933-14-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545651
- Filed Document
- 0001264128-14-000059
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594150
- Filed Document
- 0001594150-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001355967
- Filed Document
- 0001140361-14-045435
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627566
- Filed Document
- 0000902664-14-004616
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001523709
- Filed Document
- 0001523709-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628193
- Filed Document
- 0001628193-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001467414
- Filed Document
- 0001467414-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Pickwick Capital Partners LLC and Morningside Securities LLC
- CIK Number
- 0001593644
- Filed Document
- 0001013594-14-000714
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Emerging Markets Equity Fund series of Mountain Pacific Future World Funds, LLC
See All Filings
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001556061
- Filed Document
- 0001556061-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $101,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627918
- Filed Document
- 0001192482-14-000256
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456555
- Filed Document
- 0001013594-14-000719
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001550945
- Filed Document
- 0000897069-14-000493
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $7,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001091006
- Filed Document
- 0001091006-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627221
- Filed Document
- 0001627221-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $21,624
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588642
- Filed Document
- 0001588642-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $2,778,287
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628180
- Filed Document
- 0001628180-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626791
- Filed Document
- 0001626791-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001432039
- Filed Document
- 0001432039-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $3,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627987
- Filed Document
- 0001140361-14-045396
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001419755
- Filed Document
- 0001419755-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $3,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628195
- Filed Document
- 0001628195-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $16,798,000
- Associated Brokers / Dealers
- Leerink Partners LLC
- CIK Number
- 0001597405
- Filed Document
- 0001597405-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- Northland Securities, Inc.
- CIK Number
- 0001487906
- Filed Document
- 0001626551-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628194
- Filed Document
- 0001628194-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $243,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590209
- Filed Document
- 0001590209-14-000082
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627973
- Filed Document
- 0001627973-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627630
- Filed Document
- 0000902664-14-004615
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $3,999,996
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623447
- Filed Document
- 0001623447-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $2,598,388
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588504
- Filed Document
- 0001588504-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $39,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627497
- Filed Document
- 0001627497-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $14,000,000
- Associated Brokers / Dealers
- Advisory Group Equity Services, Ltd.
- CIK Number
- 0001628372
- Filed Document
- 0001628372-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- EVERCORE GROUP L.L.C.
- CIK Number
- 0001627542
- Filed Document
- 0001627542-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596451
- Filed Document
- 0001596451-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578506
- Filed Document
- 0001578506-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- Medalist Securities Inc., Deer Isle Capital, LLC, and Deer Isle Capital, LLC
- CIK Number
- 0001583010
- Filed Document
- 0001583010-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- Smith Moore, Co.
- CIK Number
- 0001572381
- Filed Document
- 0001572381-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Energy Conservation
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593469
- Filed Document
- 0001013594-14-000710
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628207
- Filed Document
- 0001628207-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001374957
- Filed Document
- 0001374957-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney
- CIK Number
- 0001537262
- Filed Document
- 0001537262-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624564
- Filed Document
- 0001624564-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613407
- Filed Document
- 0001613407-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Not Applicable
- CIK Number
- 0001594430
- Filed Document
- 0001181431-14-039118
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|