|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591992
- Filed Document
- 0001591992-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $99,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577982
- Filed Document
- 0001577982-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001415522
- Filed Document
- 0001415522-13-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,637
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592022
- Filed Document
- 0001183740-13-000429
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001309678
- Filed Document
- 0001309678-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001591346
- Filed Document
- 0001590528-13-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- none
- CIK Number
- 0001591975
- Filed Document
- 0001591975-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $2,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591613
- Filed Document
- 0001591613-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502126
- Filed Document
- 0001502126-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591413
- Filed Document
- 0001591413-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $11,604,054
- Associated Brokers / Dealers
- Richard J. Reynolds, Daniel J. Woog, James R. Reynolds, Christina S. Nielson, Robert L. Boggess, Susan J. Gitt, Rena B. Morris, Joseph A. Nugent, Warren J. Thomas, Thomas J. Ealy, Joshua P. Ungerecht, Craig A. Cooper, Anthony J. Pitta, Samuel J. Angelo, Jr., William F. Walsh, Corbin S. Thomas, Rocco Santorsola, Brian D. Vosberg, Michael A. DiPietro, Jonathan R. Creighton, Mark O. Coombe, Gary L. Forry, and Daniel R. Mueller
- CIK Number
- 0001583111
- Filed Document
- 0001583111-13-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591631
- Filed Document
- 0000919574-13-006384
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001591720
- Filed Document
- 0001591720-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509408
- Filed Document
- 0001509408-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $2,303,606
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591846
- Filed Document
- 0001591846-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001539833
- Filed Document
- 0001415522-13-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $4,871,587
- Associated Brokers / Dealers
- Eric S. Scaff, Robert S. Smith, John S. Weiss, Robert R. Tweed, and Rocco A. Cortese
- CIK Number
- 0001587853
- Filed Document
- 0001587853-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $5,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592269
- Filed Document
- 0001140361-13-043345
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Bedminster Financial Group ltd
- CIK Number
- 0001570487
- Filed Document
- 0001437749-13-015010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001535860
- Filed Document
- 0001535860-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Morgan Stanley HedgePremier/Tricadia Credit Strategies Fund II LP
See All Filings
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001461515
- Filed Document
- 0001461515-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $22,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001363650
- Filed Document
- 0001363650-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505203
- Filed Document
- 0001505203-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brian Zeiler, John Carter Bailey, Jr., and William J. Makris
- CIK Number
- 0001503656
- Filed Document
- 0001503656-13-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $5,300,750
- Associated Brokers / Dealers
- Benzion Kahana, Alexander Erlichman, Shlomo Ness, David Turner, Charles Augus, and Ira Lawrence
- CIK Number
- 0001591894
- Filed Document
- 0001591894-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544512
- Filed Document
- 0001544512-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- Pasadera Capital, LLC
- CIK Number
- 0001442811
- Filed Document
- 0001442811-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590844
- Filed Document
- 0001590844-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566946
- Filed Document
- 0001566946-13-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS FINANCIAL SERVICES INC.
- CIK Number
- 0001471633
- Filed Document
- 0001586162-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $4,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591958
- Filed Document
- 0001591958-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591870
- Filed Document
- 0001591870-13-000001
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001562220
- Filed Document
- 0001562220-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001415522
- Filed Document
- 0001415522-13-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001583843
- Filed Document
- 0001583843-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $399,996
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587984
- Filed Document
- 0001587984-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592153
- Filed Document
- 0001181431-13-059210
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- DANIEL R. VEDDERN, SR., BRIAN DAVID ZEILER, WILLIAM MAKRIS, and Patrick Hughes
- CIK Number
- 0001476349
- Filed Document
- 0001476349-13-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Morgan Stanley HedgePremier/Tricadia Credit Strategies Fund, LP
See All Filings
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001493897
- Filed Document
- 0001493897-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Neuberger Berman China Opportunity Fund, a series trust of the Neuberger Berman China Opportunity Trust
See All Filings
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591912
- Filed Document
- 0001591912-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562408
- Filed Document
- 0001535860-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534763
- Filed Document
- 0001505203-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001027991
- Filed Document
- 0001461515-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $39,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572246
- Filed Document
- 0001572246-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $748,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591639
- Filed Document
- 0001591639-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001528172
- Filed Document
- 0001469709-13-000653
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544352
- Filed Document
- 0001544352-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591835
- Filed Document
- 0001012975-13-000517
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591028
- Filed Document
- 0001591252-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,736,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001440804
- Filed Document
- 0001440804-13-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|