Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IG COPPER LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,116,000 Associated Brokers / Dealers N/A CIK Number 0001533588 Filed Document 0001534122-13-000027 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RUSSIAN FEDERATION Revenue or Assets Decline to Disclose Type of Security Option To Acquire
4Cable TV International, Inc. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001421901 Filed Document 0001588194-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MUSIC DEALERS LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001590508 Filed Document 0001590508-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
TEXLARK EXPLORATION CO INC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,040,000 Associated Brokers / Dealers N/A CIK Number 0000853789 Filed Document 0000853789-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Substrate, Inc. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,219,269 Associated Brokers / Dealers N/A CIK Number 0001590428 Filed Document 0001590428-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pegasus Cactus Investors, LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001590188 Filed Document 0001590188-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deadly Codes Productions LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001529754 Filed Document 0001529754-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Novogy, Inc. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001463939 Filed Document 0001463939-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
KLONDEX MINES LTD See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $3,488,395 Associated Brokers / Dealers GMP Securities L.P., MGI Securities Inc., Mackie Research Capital Corporation, M Partners Inc., Euro Pacific Canada Inc., Jones, Gable & Company Limited, and PI Financial Corp. CIK Number 0001311605 Filed Document 0001140361-13-039861 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Black Hawk Royalty IV LP See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590365 Filed Document 0001590365-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Valore Fund, LP See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590461 Filed Document 0001590461-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackbird Financial Group, LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001578461 Filed Document 0001578461-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CASTLE CREEK FUND LP /IL See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001051886 Filed Document 0001051886-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Short Vincent Partners III, L.P. See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised $46,270,000 Associated Brokers / Dealers N/A CIK Number 0001560099 Filed Document 0001560099-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HCM PIN II, LLC See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001590200 Filed Document 0001590200-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PHX Energy Services Corp. See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $252,746 Associated Brokers / Dealers Peters & Co. Limited CIK Number 0001590028 Filed Document 0001140361-13-039670 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
WLR Recovery Investors IV, LLC See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531466 Filed Document 0000943663-13-000201 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRI-BEAR INDUSTRIES LLC See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589975 Filed Document 0001589975-13-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
XSA-THNI April 2013 LLC See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised $43,100 Associated Brokers / Dealers N/A CIK Number 0001575055 Filed Document 0001575055-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CLAROS REAL ESTATE SECURITIES FUND LP See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290963 Filed Document 0001290963-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RREAF PetroStay, LLC See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001590356 Filed Document 0001590356-13-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Global Biosciences LLC See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588558 Filed Document 0001588558-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
Altegris Emerging Markets Fund LP See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, and more than 5 CIK Number 0001503750 Filed Document 0001566114-13-000054 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FEGA, LLC See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001533959 Filed Document 0001533959-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Game Play Network, Inc. See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001560325 Filed Document 0001560325-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
APHENA PHARMA SOLUTIONS HOLDINGS, INC. See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $1,072,027 Associated Brokers / Dealers N/A CIK Number 0001398669 Filed Document 0001398669-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Altegris Willowbridge Macro Fund LP See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5 and more than 5 CIK Number 0001573839 Filed Document 0001566114-13-000066 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sequitur Labs Inc. See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001498575 Filed Document 0001498575-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BLENHEIM GLOBAL MARKETS FUND LTD See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Indian Harbor, LLC and Monitor Capital, LLC CIK Number 0001460528 Filed Document 0001460528-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Altegris Millennium Fund, Ltd. See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, and more than 5 CIK Number 0001536107 Filed Document 0001566114-13-000061 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
DEFENDER HOMES, INC. See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001560039 Filed Document 0001117768-13-000535 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Altegris Long Short Alpha Fund, Ltd. See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised $10,960,328 Associated Brokers / Dealers N/A CIK Number 0001504484 Filed Document 0001566114-13-000059 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Realington LLC See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001590042 Filed Document 0001590042-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Medallion International Ltd. See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561000 Filed Document 0001561000-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Orga Pharma Corp See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001544750 Filed Document 0001544750-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
US-MBS LLC See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Colony Park Financial Services LLC CIK Number 0001590202 Filed Document 0001590202-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
WLR Recovery V Investors, LLC See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515343 Filed Document 0000943663-13-000202 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pat's Backcountry Beverages Inc. See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001484286 Filed Document 0001484286-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
COMPAGNIE DE SAINT GOBAIN See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $4,156,774 Associated Brokers / Dealers N/A CIK Number 0001012037 Filed Document 0001012037-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
OCA Sachem Head Offshore Segregated Portfolio See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587977 Filed Document 0001587977-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MyGrove Media Inc See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001560600 Filed Document 0001560600-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
APM - Global Macro II Fund, Ltd. See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, morethan 5, and more than 5 CIK Number 0001495779 Filed Document 0001566114-13-000058 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
United Toxicology, LLC See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001560521 Filed Document 0001560521-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MPH Energy Midco LP See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001590546 Filed Document 0001590546-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
ARC Property Trust, Inc. See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, and More Than 5 Persons CIK Number 0001480970 Filed Document 0001480970-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Indoor Harvest Corp See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Chad Sykes CIK Number 0001572565 Filed Document 0001572565-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Corriente China Opportunity Offshore Partners II, LP See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495866 Filed Document 0001495866-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corriente China Opportunity Partners II, LP See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495867 Filed Document 0001495867-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Visium Fund, Ltd. See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5 and more than 5 CIK Number 0001571362 Filed Document 0001566114-13-000065 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Stewardship Investments, LLC See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001589701 Filed Document 0001589701-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Debt