|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588780
- Filed Document
- 0001588780-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $97,909,226
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589572
- Filed Document
- 0001181431-13-055438
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW ZEALAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001535723
- Filed Document
- 0001535723-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- William Clark, Jaclyn Strife, and Garrett Paul
- CIK Number
- 0001590377
- Filed Document
- 0001590377-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001550741
- Filed Document
- 0001550741-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590413
- Filed Document
- 0001590413-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- Fourth Dimension Real Estate, Inc
- CIK Number
- 0001590335
- Filed Document
- 0001590335-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590238
- Filed Document
- 0001590238-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $2,449,616
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001449048
- Filed Document
- 0001449048-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590484
- Filed Document
- 0001590484-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $270,000,000
- Associated Brokers / Dealers
- LAZARD FRERES & CO. LLC and LAZARD & CO., LIMITED
- CIK Number
- 0001589921
- Filed Document
- 0001589921-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $425,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574312
- Filed Document
- 0001574312-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $237,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504130
- Filed Document
- 0001504130-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001516231
- Filed Document
- 0001315863-13-000495
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED ARAB EMIRATES
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539008
- Filed Document
- 0001539008-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $1,199,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001495214
- Filed Document
- 0001495214-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- Colony Park Financial Services LLC
- CIK Number
- 0001590202
- Filed Document
- 0001590202-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $854,656
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564339
- Filed Document
- 0001183740-13-000401
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589719
- Filed Document
- 0001589719-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $833,334
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001536891
- Filed Document
- 0001536891-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590539
- Filed Document
- 0001078782-13-002138
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589665
- Filed Document
- 0001589665-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001551784
- Filed Document
- 0000902664-13-003529
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $522,921
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511707
- Filed Document
- 0001511707-13-000003
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- Anthony Cantalupo, Jr.
- CIK Number
- 0001590492
- Filed Document
- 0001590492-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- Alliance Affiliated Equities Corporation, AXA Advisors, LLC, Berthel, Fisher & Company Financial Services, Inc., Bryan Funding, Inc., Cadaret, Grant & Co., Inc., Calton & Associates, Inc., Cambridge Investment Research, Inc., Centaurus Financial, Inc., Center Street Securities, Inc., Crown Capital Securities, L.P., Dempsey Lord Smith, LLC, First Tennessee Brokerage Inc., FSC Securities Corporation, Girard Securities, Inc., H. Beck, Inc., Hagen Securities, Inc., Heim, Young & Associates, Inc., Integrated Trading and Investments, Inc., Investment Planners, Inc., J.W. Cole Financial, Inc., Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, LPL Financial LLC, Maitland Securities, Inc., May Capital Group, LLC, McLaughlin Ryder Investments, Inc., Merrimac Corporate Securities, Inc., MetLife Securities Inc., Neidiger, Tucker, Bruner, Inc., New England Securities, Newport Coast Securities, Inc., NFP Securities, Inc., Ni Advisors, The O.N. Equity Sales Company, ProEquities, Inc., Prospera Financial Services, Inc., Purshe Kaplan Sterling Investments, Resource Horizon Group LLC, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Spire Securities, LLC, Summit Brokerage Services, Inc., Tower Square Securities, Inc., Trade-PMR Inc., TransAm Securities, INc., TransAmerica Financial Advisors, Inc., Triad Advisors, Inc., United Planners' Financial Services of America, Walnut Street Securities, Inc., Willbanks Securities, Inc., Woodbury Financial Services, Inc., World Equity Group, Inc., The Strategic Financial Alliance, Inc., Independence Captial Co., Inc., Coastal Equities, Inc., MHA Financial Corp, Money Concepts Capital Corporation, Infinity Financial Services, International Assets Advisory, LLC, McNally Financial Services Corporation, Whitehall-Parker Securities, Inc., Kovack Securities, Inc., First Financial Equity Corporation, and Financial West Group
- CIK Number
- 0001570597
- Filed Document
- 0001570597-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $750,288
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572017
- Filed Document
- 0001572017-13-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589974
- Filed Document
- 0001589974-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Roth Capital Partners, LLC
- CIK Number
- 0000844856
- Filed Document
- 0001209191-13-049660
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001394240
- Filed Document
- 0000911959-13-000043
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $4,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001496558
- Filed Document
- 0001496558-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001487021
- Filed Document
- 0001487021-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557268
- Filed Document
- 0001557268-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581537
- Filed Document
- 0001581537-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588779
- Filed Document
- 0001588779-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590291
- Filed Document
- 0001590291-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511987
- Filed Document
- 0001511987-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590434
- Filed Document
- 0001590434-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385865
- Filed Document
- 0001385865-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001391798
- Filed Document
- 0001448051-13-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- Brookline Group, LLC
- CIK Number
- 0001579428
- Filed Document
- 0001579428-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001520116
- Filed Document
- 0000902664-13-003530
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585639
- Filed Document
- 0001585639-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hamilton Miller Investments, LLC
- CIK Number
- 0001590390
- Filed Document
- 0001590389-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001285484
- Filed Document
- 0000919574-13-006015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590559
- Filed Document
- 0001214659-13-006022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589903
- Filed Document
- 0001013594-13-000525
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590206
- Filed Document
- 0001065949-13-000141
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- William Clark, Jaclyn Strife, and Garrett Paul
- CIK Number
- 0001588035
- Filed Document
- 0001588035-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573379
- Filed Document
- 0001573379-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|