Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PARTNERS GROUP RENEWABLE ENERGY INFRASTRUCTURE 2013, L.P. INC. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001545992 Filed Document 0001545992-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realta Entertainment Group, Inc. See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised $9,948,260 Associated Brokers / Dealers Jackson Barber CIK Number 0001554941 Filed Document 0001554941-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SOFIE BIOSCIENCES, INC. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $5,000,004 Associated Brokers / Dealers N/A CIK Number 0001590830 Filed Document 0001590830-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Range Royalty Trust See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $2,297,060 Associated Brokers / Dealers N/A CIK Number 0001590806 Filed Document 0001590806-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Sprinklr, Inc. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $17,499,865 Associated Brokers / Dealers N/A CIK Number 0001569345 Filed Document 0001140361-13-040383 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Larson Capital Fund I, L.P. See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588181 Filed Document 0001588181-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Fresenius Medical Care Tulsa, LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $26,820,000 Associated Brokers / Dealers N/A CIK Number 0001591889 Filed Document 0001461373-13-000047 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JAT CAPITAL OFFSHORE FUND LTD See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425259 Filed Document 0001425259-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OwnZones Media Network, Inc. See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001500549 Filed Document 0001500549-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
househappy inc. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001541497 Filed Document 0001541497-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Mission Value Global Fund, L.P. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589401 Filed Document 0001589401-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foxway, LP See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590529 Filed Document 0001590855-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bnet Media Group, Inc. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001501268 Filed Document 0001551163-13-000132 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
AT Private Credit Opportunities Fund, LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590766 Filed Document 0000943663-13-000204 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROCKDALE 36 DEVELOPMENT See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $7,403,800 Associated Brokers / Dealers N/A CIK Number 0001590726 Filed Document 0001590726-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
AL-Estimote-Fund, LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $161,500 Associated Brokers / Dealers N/A CIK Number 0001590358 Filed Document 0001590358-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
VGBio, Inc. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001590451 Filed Document 0001590451-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001468369 Filed Document 0000898432-13-001371 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Idaho North Resources Corp. See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Pennaluna & Company CIK Number 0001543395 Filed Document 0001002014-13-000493 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Boulderado Partners, LLC See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475272 Filed Document 0001475272-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
KURTOSYS SYSTEMS INC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001376277 Filed Document 0001376277-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
ACP Portfolio, L.L.L.P. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590674 Filed Document 0001590674-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foxhaven Capital (Offshore), Ltd. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590530 Filed Document 0001590855-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmarterCookie, Inc. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001590524 Filed Document 0001590524-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TREETOPS CAPITAL AGRIBUSINESS FUND, LP See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001586209 Filed Document 0001586209-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Coupon Pharmacy II DST See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised $5,054,738 Associated Brokers / Dealers Tracy R. Turner, Chester Ju, Warren J. Thomas, Joshua P. Ungerecht, Rena B. Morris, John G. Chess, Daniel T. Hawtree, David B. Levinson, Robert R. Tweed, Joseph M. Insalaco, Joseph G. Michaletz, Craig A. Hoff, Kenneth M. Chong, Richard J. Heuberger, Michael A. Bendix, Joral T. Schmalle, Douglas J. Lagerstrom, Christopher T. Miller, Gregory A. Block, Corbin S. Thomas, Troy Thomas, John P. Harvey, Jr., and Robert J. Carlson CIK Number 0001585758 Filed Document 0001585758-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Phoenician Resources Fund I, LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001590639 Filed Document 0001590639-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Absolute Return Fund, LP See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534024 Filed Document 0000919574-13-006217 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mission Value Japan Fund Offshore Ltd. See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493785 Filed Document 0001589401-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United States Debt Recovery XIV, L.P. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590648 Filed Document 0001590648-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loomis Sayles Global Energy Long/Short Fund, L.P. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590652 Filed Document 0000898432-13-001370 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Student Loan Strategies, LLC See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001582931 Filed Document 0001582931-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
525 Kedzie Holding LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $2,160,000 Associated Brokers / Dealers N/A CIK Number 0001590700 Filed Document 0001590700-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Colchester Global Real Return Bond Fund See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589880 Filed Document 0001544824-13-000074 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandpiper Hospitality IV LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001589813 Filed Document 0001589813-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Garland Media LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001590441 Filed Document 0001590441-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Washington Realty Capital - Main Street, LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001590788 Filed Document 0001590788-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wheeler REIT, L.P. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $712,373 Associated Brokers / Dealers n/a CIK Number 0001563251 Filed Document 0001563251-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Armor Capital Offshore, Ltd. See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533162 Filed Document 0000919574-13-006072 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avinger Inc See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $28,750,000 Associated Brokers / Dealers N/A CIK Number 0001506928 Filed Document 0001506928-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Oak Ridge SGS Healthcare Fund LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585701 Filed Document 0001585701-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One King Entertainment, Inc See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers CIM Securities, LLC CIK Number 0001587408 Filed Document 0001587408-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Stewardship Investments, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001589701 Filed Document 0001589701-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MWF Financial Ltd See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501059 Filed Document 0001501059-13-000001 Exclusions or Exemptions 504.1 and 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CYPRUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Langford IC Systems, Inc See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001590661 Filed Document 0001590661-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Kane Street Long LP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAR HILLS GROUP, LLC CIK Number 0001579354 Filed Document 0000919574-13-006047 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pista Land Company, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001520716 Filed Document 0001520716-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Page Street Publishing Co See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001555999 Filed Document 0001446933-13-000014 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Plutus Group Holdings LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001590590 Filed Document 0001590590-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
LM2 INVESTMENT GROUP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526923 Filed Document 0001209191-13-050021 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt