Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ag Energy Solutions, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001579485 Filed Document 0001579485-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Vetris Capital Fund I, LP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592161 Filed Document 0001019056-13-001288 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICQ Investments 13, LP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592185 Filed Document 0001592185-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AAA Energy Opportunities Fund LLC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. ("UBSFS") CIK Number 0001529004 Filed Document 0001529004-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Elm Tree Investment Fund, LP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001592124 Filed Document 0001592124-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Wireless Seismic, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001411017 Filed Document 0001411017-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Vidalia Hotel Group, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001592159 Filed Document 0001592159-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
GRAM Acquisition 2.0, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001589590 Filed Document 0001589590-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
WORKSTREAM INC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001095266 Filed Document 0001095266-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Vandam Street Fund, L.P. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591805 Filed Document 0001591805-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DW MultiOp Bakken #12, LP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001592273 Filed Document 0001592273-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
nGame, Inc. See All Filings	D	2013-11-17 00:00:00 UTC
Amount To Be Raised $773,220 Associated Brokers / Dealers N/A CIK Number 0001565110 Filed Document 0001565110-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lonestar Heart, Inc. See All Filings	D	2013-11-17 00:00:00 UTC
Amount To Be Raised $12,750,009 Associated Brokers / Dealers N/A CIK Number 0001493499 Filed Document 0001590832-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Portfolio Advisors Secondary Fund II (Offshore), L.P. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc., RBC Wealth Management, Morgan Keegan & Company, Inc., Alternative Investments Company, B.V., Heptagon Capital Limited, and Lytton Financial Inc. CIK Number 0001558268 Filed Document 0000902664-13-003785 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Alkeon Growth Partners Fund LP See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001556737 Filed Document 0001556737-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
No Surprises Software, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001591930 Filed Document 0001591930-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
K Opportunities Fund SPC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591960 Filed Document 0001591960-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camden Municipal Opportunity Fund, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592364 Filed Document 0001140361-13-043481 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Alpha Fund LP See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534938 Filed Document 0001140361-13-043049 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P.A.W. FAF, L.P. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503157 Filed Document 0000919574-13-006725 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, and Matthew H. Moncrief CIK Number 0001589065 Filed Document 0001589065-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ACON Sequitur Investors I, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591676 Filed Document 0001140361-13-043056 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
ORGANIC SYSTEMS See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001591317 Filed Document 0001076542-13-000182 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
JBI Low Correlation Fund, LLC See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001551734 Filed Document 0001551734-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
TheraVasc Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001479295 Filed Document 0001556919-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Crosslink Bayview VII, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592091 Filed Document 0000935836-13-000541 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horizon Tower Ltd Partnership-II See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers David P Dyer, Marshall H. Dean, Michael M. Roberts, and Thomas R. Cameron CIK Number 0001587255 Filed Document 0001587255-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Other
Zetta Venture Partners I, L.P. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001592109 Filed Document 0001573119-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Trxade Group, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001592100 Filed Document 0001592100-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Crosslink Ventures VII-B, L.P. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592072 Filed Document 0000935836-13-000539 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WALTON RIDENOUR STATE CREDIT LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $489,702 Associated Brokers / Dealers N/A CIK Number 0001428003 Filed Document 0001428003-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDR Bellevue III LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001592105 Filed Document 0001592105-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Atlantic CT REIT, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001592152 Filed Document 0001592152-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Strongbrook Direct, LLC See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001562845 Filed Document 0001562845-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Red Duck Foods, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001590650 Filed Document 0001590650-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Portfolio Advisors Secondary Fund II, L.P. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc., RBC Wealth Management, Morgan Keegan & Company, Inc., Alternative Investments Company, B.V., Heptagon Capital Limited, and Lytton Financial Inc. CIK Number 0001530919 Filed Document 0000902664-13-003784 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FW Acquisition Co., LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $3,080,000 Associated Brokers / Dealers N/A CIK Number 0001592260 Filed Document 0001592260-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Optimum Income Fund, LLC See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471840 Filed Document 0001471840-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Express Family Care, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers Charles B. Brinkman CIK Number 0001591895 Filed Document 0001591895-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GEORGIA TRANSIT MIX LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001592138 Filed Document 0001592138-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Arria NLG Ltd See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arria NLG Ltd CIK Number 0001562519 Filed Document 0001562519-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Embarke Inc See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $1,241,998 Associated Brokers / Dealers N/A CIK Number 0001592242 Filed Document 0001592242-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001395039 Filed Document 0001586162-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NCDG PROPERTIES, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers Donald Taylor CIK Number 0001592103 Filed Document 0001592103-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LightSail Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $4,562,300 Associated Brokers / Dealers N/A CIK Number 0001587678 Filed Document 0001140361-13-043269 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Highbridge Capital L.P. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001554015 Filed Document 0001554015-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ISC8 INC. /DE See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers JP Turner & Company, LLC CIK Number 0000357108 Filed Document 0001415889-13-002349 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Crosslink Ventures VII, L.P. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592050 Filed Document 0000935836-13-000540 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Darlington Capital Partners, LP See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592120 Filed Document 0001592120-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree Special Opportunities Fund IV, LP See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587218 Filed Document 0001315863-13-000578 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund