Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cohanzick HY Inst Fund I, Ltd. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561374 Filed Document 0001315863-13-000498 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WelVU Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers N/A CIK Number 0001585522 Filed Document 0000896595-13-000143 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Xcaliber Technologies, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001590487 Filed Document 0001140361-13-040039 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BP XXI Diamond, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001590709 Filed Document 0001546927-13-000221 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Global Management LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $219,683 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001181431-13-055955 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Birchwood Resources Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001541032 Filed Document 0001541032-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
KUDU PARTNERS LP See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001142454 Filed Document 0000945621-13-000326 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
1660 University, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001589510 Filed Document 0001589510-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
TARANIS RESOURCES INC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $24,310 Associated Brokers / Dealers N/A CIK Number 0001377524 Filed Document 0001183740-13-000404 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
QuorumLabs, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001473836 Filed Document 0001473836-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
San Simon Estate Land Company, LLC See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001544660 Filed Document 0001544660-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Semper Active MBS Fund, Ltd. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590414 Filed Document 0000945621-13-000340 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Immune Design Corp. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $57,750,000 Associated Brokers / Dealers N/A CIK Number 0001437786 Filed Document 0001437786-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Tricadia Credit Strategies Offshore Fund II L.P. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001590463 Filed Document 0001590463-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison India Opportunities II See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001590194 Filed Document 0001590194-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
QED Labs LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001590505 Filed Document 0001590505-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
North Bridge Growth Equity II, L.P. See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $581,666,666 Associated Brokers / Dealers N/A CIK Number 0001581744 Filed Document 0001581744-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Social Starts II, L.P. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001590273 Filed Document 0001590273-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opry One LP See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590289 Filed Document 0001013594-13-000526 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Susa Ventures, L.P. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001590579 Filed Document 0001590579-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AtoZ Sports, Inc. See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $737,000 Associated Brokers / Dealers N/A CIK Number 0001465832 Filed Document 0001465832-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LEGEND GOLD CORP See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,821,654 Associated Brokers / Dealers N/A CIK Number 0001274997 Filed Document 0001534122-13-000028 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SunBridge Partners JJV Fund, L.P. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers North South Capital, LLC and Pickwick Capital Partners, LLC CIK Number 0001586515 Filed Document 0001586515-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ENERGY FUELS INC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $137,264 Associated Brokers / Dealers Haywood Securities Inc., Dundee Securities Ltd., and Cantor Fitzgerald Canada Corporation CIK Number 0001385849 Filed Document 0001140361-13-039966 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TOWERHILL LONG/SHORT EQUITY LLC See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Benjamin F. Edwards CIK Number 0001133076 Filed Document 0001133076-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIH BARRY, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $11,993,000 Associated Brokers / Dealers N/A CIK Number 0001590653 Filed Document 0001590653-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
DLLRG, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers Fourth Dimension Real Estate, Inc CIK Number 0001590337 Filed Document 0001590337-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BOOM ENTERTAINMENT INC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $3,702,640 Associated Brokers / Dealers N/A CIK Number 0001406132 Filed Document 0001181431-13-055709 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DCM Middle Market Opportunities Fund II, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $8,750,000 Associated Brokers / Dealers N/A CIK Number 0001590455 Filed Document 0001590455-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PC Wrangler Fund, LP See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590052 Filed Document 0000902664-13-003537 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKRC Investments, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590429 Filed Document 0000902664-13-003544 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Centre Capital Fund I, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589753 Filed Document 0001589753-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Opry One LP See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590289 Filed Document 0001013594-13-000527 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HEART PHYSICIANS LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $2,232,000 Associated Brokers / Dealers N/A CIK Number 0001438547 Filed Document 0001144204-13-057623 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business INDIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WWA GROUP INC See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001036478 Filed Document 0001551163-13-000130 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
SCS High Income Strategies Fund, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588797 Filed Document 0001588797-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kaiwu Walden Capital, L.P. See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001556407 Filed Document 0001556407-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protea Biosciences Group, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001335103 Filed Document 0001335103-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
US Industrial Fund II, LP See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590642 Filed Document 0001590642-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MentorTech Ventures III L.P. See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001524124 Filed Document 0001144204-13-057995 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Immy Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers John A. Marxer CIK Number 0001512992 Filed Document 0001512992-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
hyperfund, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001590237 Filed Document 0001590237-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
LoopPay, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $10,314,220 Associated Brokers / Dealers N/A CIK Number 0001590342 Filed Document 0001590342-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EUROPEAN INVESTORS WORLD GROUP TRUST - EII WORLD FUND See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440839 Filed Document 0001440839-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saxena Capital Fund I, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001590556 Filed Document 0001213900-13-006024 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Naples Multifamily DST See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $7,868,793 Associated Brokers / Dealers Inland Securities Corporation, Gregory Block, Eric Bricknese, Concorde Investment Services, LLC, National Securities Corporation, and John S. Weiss CIK Number 0001587701 Filed Document 0000950138-13-000474 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Arrowstreet Global Minimum Volatility Fund VI, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590094 Filed Document 0001590094-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bodmas Capital Partners, LP See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310910 Filed Document 0000919574-13-006024 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/OZ OF II Offshore Fund Ltd. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001590431 Filed Document 0001590431-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Handstand Innovations, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001590510 Filed Document 0001590510-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity