|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589892
- Filed Document
- 0001544824-13-000072
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509211
- Filed Document
- 0001509211-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590676
- Filed Document
- 0001590676-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001389596
- Filed Document
- 0001140361-13-040148
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001550207
- Filed Document
- 0001550207-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- CORMARK SECURITIES INC.
- CIK Number
- 0001417847
- Filed Document
- 0001183740-13-000407
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $425,000,000
- Associated Brokers / Dealers
- BerchWood Partners, LLC and Harpeth Securities LLC
- CIK Number
- 0001588257
- Filed Document
- 0001588257-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534970
- Filed Document
- 0001534970-13-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001480402
- Filed Document
- 0001480402-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $3,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532647
- Filed Document
- 0001532647-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590382
- Filed Document
- 0001590382-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $15,057,309
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590468
- Filed Document
- 0001590468-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney
- CIK Number
- 0001590173
- Filed Document
- 0001140361-13-040073
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590520
- Filed Document
- 0001590520-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590302
- Filed Document
- 0001590302-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MAINE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590638
- Filed Document
- 0001590638-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460633
- Filed Document
- 0001460633-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589571
- Filed Document
- 0001589571-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001341726
- Filed Document
- 0001580695-13-000092
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $25,379,394
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001494006
- Filed Document
- 0001494006-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $7,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590654
- Filed Document
- 0001590654-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589942
- Filed Document
- 0001589942-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $3,520,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590708
- Filed Document
- 0001546927-13-000225
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001450774
- Filed Document
- 0001450774-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001527536
- Filed Document
- 0001566114-13-000068
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590655
- Filed Document
- 0001590655-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590657
- Filed Document
- 0001590657-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590522
- Filed Document
- 0001590522-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Health Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589855
- Filed Document
- 0001544824-13-000073
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $18,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590744
- Filed Document
- 0001590744-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590460
- Filed Document
- 0001590460-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553516
- Filed Document
- 0001168404-13-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $1,860,551
- Associated Brokers / Dealers
- International Assets Advisory, LLC
- CIK Number
- 0001436598
- Filed Document
- 0001436598-13-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590540
- Filed Document
- 0001181431-13-055962
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $525,000
- Associated Brokers / Dealers
- Joshua Bengson
- CIK Number
- 0001590452
- Filed Document
- 0001590452-13-000001
- Exclusions or Exemptions
- 504, 505, 504.1, and 506c
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588572
- Filed Document
- 0001588572-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001452472
- Filed Document
- 0000897069-13-000386
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney
- CIK Number
- 0001590174
- Filed Document
- 0001140361-13-040072
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581719
- Filed Document
- 0001581719-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001519700
- Filed Document
- 0001519700-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $3,405,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590867
- Filed Document
- 0001590867-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Bruce Roberts
- CIK Number
- 0001590719
- Filed Document
- 0001590719-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590725
- Filed Document
- 0001590725-13-000002
- Exclusions or Exemptions
- 504 and 506c
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567599
- Filed Document
- 0001567599-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $39,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458198
- Filed Document
- 0001458198-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577213
- Filed Document
- 0001577213-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001468154
- Filed Document
- 0001012975-13-000501
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $590,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534581
- Filed Document
- 0001534581-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001341302
- Filed Document
- 0001341302-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D/A |
2013-10-31 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., and Cape Securities Inc.
- CIK Number
- 0001534460
- Filed Document
- 0001534460-13-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-31 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|