Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hello Agent LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $307,500 Associated Brokers / Dealers N/A CIK Number 0001590874 Filed Document 0001590874-13-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Seeq Corp See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $8,735,239 Associated Brokers / Dealers N/A CIK Number 0001578165 Filed Document 0001578165-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CIFC Senior Secured Corporate Loan Fund L.P. See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561931 Filed Document 0001561931-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terra Firma Building & Remodeling Cooperative See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $52,000 Associated Brokers / Dealers NA CIK Number 0001590960 Filed Document 0001590960-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
3424 Country Club Drive LP See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001591039 Filed Document 0001591039-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Norwood Partners, LP See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Marc Rosenberg, Gary Reneau, and Robert Lyster CIK Number 0001562670 Filed Document 0001095449-13-000124 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Charter Capital Fund II, LP See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542698 Filed Document 0001315863-13-000502 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arbiter Special Opportunities Fund II, LP See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589656 Filed Document 0000947871-13-000730 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JEI Fund, L.P. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589395 Filed Document 0001589395-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Better ATM Services, Inc. See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Source Capital Group, Inc. CIK Number 0001500606 Filed Document 0001500606-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Serrado Healthcare Fund LP See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501325 Filed Document 0000919574-13-006103 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueArc Diversified Futures Fund, LLC See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558733 Filed Document 0001558744-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENCOUNTER COLLABORATIVE Corp See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers xxx CIK Number 0001177638 Filed Document 0001177638-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Claros Real Estate Securities Fund I, Ltd. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590572 Filed Document 0001590572-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Movement Products, Inc. See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $1,170,000 Associated Brokers / Dealers None CIK Number 0001560883 Filed Document 0001560883-14-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PLH GROUP, INC. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $592,070 Associated Brokers / Dealers N/A CIK Number 0001549468 Filed Document 0001140361-13-040813 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Spiceasy, Inc. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001589696 Filed Document 0001589696-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
MLG Private Fund LLC See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001544555 Filed Document 0001544555-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
PROTONEX TECHNOLOGY CORP See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $1,737,000 Associated Brokers / Dealers N/A CIK Number 0001156992 Filed Document 0001156992-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Peeridea, Inc. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001590268 Filed Document 0001590268-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Push IO Inc. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $475,032 Associated Brokers / Dealers Craig Vaughan CIK Number 0001575368 Filed Document 0001575368-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SolarCommunities, Inc. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001539452 Filed Document 0001539452-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VERMONT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Serrano West Covina #199W, LP See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers None CIK Number 0001591168 Filed Document 0001591168-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BlueArc Diversified Futures Fund (TE), Ltd. See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558744 Filed Document 0001558744-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Degreed, Inc. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001556900 Filed Document 0001556900-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
WAYPOINT VILLAGE ON THE GREEN INVESTORS, LP See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $8,850,000 Associated Brokers / Dealers Broadway Direct Investments, LLC CIK Number 0001590832 Filed Document 0001590832-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Contech Enterprises, Inc. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001591158 Filed Document 0001140361-13-040762 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Albany Joint Venture See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers N/A CIK Number 0001591037 Filed Document 0001591037-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
Asociados del Fondo Inmobiliario West Hill 1, Inc See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590266 Filed Document 0001590266-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Boston Co. T.M.T. Alpha Opportunities Fund LP See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001533542 Filed Document 0000902664-13-003584 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
UNITED HEALTHCARE PRACTICE SOLUTIONS, INC. See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001567021 Filed Document 0001567021-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
NIOCORP DEVELOPMENTS LTD See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001512228 Filed Document 0001512228-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TICTASKS, INC. See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,113,245 Associated Brokers / Dealers N/A CIK Number 0001567859 Filed Document 0001567859-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North Tide Capital, LP See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532505 Filed Document 0001140361-13-040463 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MaxTradeIn.Com LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Periculum Advisors, LLC CIK Number 0001560113 Filed Document 0001140361-13-040569 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CONST BRAZIL US FEEDER FUND LP See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001502925 Filed Document 0001502925-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GenerosiTweet, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590373 Filed Document 0001590373-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Providence Debt III Private Investors, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001590281 Filed Document 0000950103-13-006367 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pantheon USA Small Funds Program IX, L.P. See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551959 Filed Document 0001560235-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Centice Corp See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001415617 Filed Document 0001415617-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
CF SPECIAL SITUATION FUND I, LP See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Safeguard Securities Inc., and Raymond James Financial Services CIK Number 0001380480 Filed Document 0001315863-13-000500 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUE CALYPSO, INC. See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001399587 Filed Document 0001513162-13-000795 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
View, Inc See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised $110,468,467 Associated Brokers / Dealers N/A CIK Number 0001416655 Filed Document 0001416655-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Talson Global Opportunities Fund, LP See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534061 Filed Document 0000919574-13-006080 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rembrandt Venture Partners Fund Three, L.P. See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PETER FOGARTY, WESLEY GORDON, and GORDON FALLONE CIK Number 0001526288 Filed Document 0001526288-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edge Brewing Co Inc See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001590936 Filed Document 0001590936-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
ESSEX PERFORMANCE FUND, LP See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000792807 Filed Document 0000945621-13-000333 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chord Partners Fund I, LP See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586920 Filed Document 0000919574-13-006078 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1214 Griswold Apartments LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001590915 Filed Document 0001104659-13-081227 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
AC AUTOPAY LLC Series 2013 A-30 See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers GAP Managers, Inc. and Douglas Karpf, CPA CIK Number 0001592287 Filed Document 0001592287-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity