Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bnet Media Group, Inc. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001501268 Filed Document 0001551163-13-000132 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
AT Private Credit Opportunities Fund, LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590766 Filed Document 0000943663-13-000204 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROCKDALE 36 DEVELOPMENT See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $7,403,800 Associated Brokers / Dealers N/A CIK Number 0001590726 Filed Document 0001590726-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
AL-Estimote-Fund, LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $161,500 Associated Brokers / Dealers N/A CIK Number 0001590358 Filed Document 0001590358-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
VGBio, Inc. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001590451 Filed Document 0001590451-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001468369 Filed Document 0000898432-13-001371 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Idaho North Resources Corp. See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Pennaluna & Company CIK Number 0001543395 Filed Document 0001002014-13-000493 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Boulderado Partners, LLC See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475272 Filed Document 0001475272-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
KURTOSYS SYSTEMS INC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001376277 Filed Document 0001376277-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
ACP Portfolio, L.L.L.P. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590674 Filed Document 0001590674-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foxhaven Capital (Offshore), Ltd. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590530 Filed Document 0001590855-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmarterCookie, Inc. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001590524 Filed Document 0001590524-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TREETOPS CAPITAL AGRIBUSINESS FUND, LP See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001586209 Filed Document 0001586209-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Coupon Pharmacy II DST See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised $5,054,738 Associated Brokers / Dealers Tracy R. Turner, Chester Ju, Warren J. Thomas, Joshua P. Ungerecht, Rena B. Morris, John G. Chess, Daniel T. Hawtree, David B. Levinson, Robert R. Tweed, Joseph M. Insalaco, Joseph G. Michaletz, Craig A. Hoff, Kenneth M. Chong, Richard J. Heuberger, Michael A. Bendix, Joral T. Schmalle, Douglas J. Lagerstrom, Christopher T. Miller, Gregory A. Block, Corbin S. Thomas, Troy Thomas, John P. Harvey, Jr., and Robert J. Carlson CIK Number 0001585758 Filed Document 0001585758-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Phoenician Resources Fund I, LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001590639 Filed Document 0001590639-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Absolute Return Fund, LP See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534024 Filed Document 0000919574-13-006217 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mission Value Japan Fund Offshore Ltd. See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493785 Filed Document 0001589401-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United States Debt Recovery XIV, L.P. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590648 Filed Document 0001590648-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loomis Sayles Global Energy Long/Short Fund, L.P. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590652 Filed Document 0000898432-13-001370 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Student Loan Strategies, LLC See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001582931 Filed Document 0001582931-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
525 Kedzie Holding LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $2,160,000 Associated Brokers / Dealers N/A CIK Number 0001590700 Filed Document 0001590700-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Colchester Global Real Return Bond Fund See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589880 Filed Document 0001544824-13-000074 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandpiper Hospitality IV LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001589813 Filed Document 0001589813-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Garland Media LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001590441 Filed Document 0001590441-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Washington Realty Capital - Main Street, LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001590788 Filed Document 0001590788-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wheeler REIT, L.P. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $712,373 Associated Brokers / Dealers n/a CIK Number 0001563251 Filed Document 0001563251-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Armor Capital Offshore, Ltd. See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533162 Filed Document 0000919574-13-006072 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avinger Inc See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $28,750,000 Associated Brokers / Dealers N/A CIK Number 0001506928 Filed Document 0001506928-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Oak Ridge SGS Healthcare Fund LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585701 Filed Document 0001585701-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One King Entertainment, Inc See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers CIM Securities, LLC CIK Number 0001587408 Filed Document 0001587408-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Stewardship Investments, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001589701 Filed Document 0001589701-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MWF Financial Ltd See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501059 Filed Document 0001501059-13-000001 Exclusions or Exemptions 504.1 and 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CYPRUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Langford IC Systems, Inc See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001590661 Filed Document 0001590661-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Kane Street Long LP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAR HILLS GROUP, LLC CIK Number 0001579354 Filed Document 0000919574-13-006047 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pista Land Company, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001520716 Filed Document 0001520716-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Page Street Publishing Co See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001555999 Filed Document 0001446933-13-000014 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Plutus Group Holdings LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001590590 Filed Document 0001590590-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
LM2 INVESTMENT GROUP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526923 Filed Document 0001209191-13-050021 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ag Energy Solutions, Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $264,000 Associated Brokers / Dealers N/A CIK Number 0001579485 Filed Document 0001579485-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
NunoErin, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Phillip C. Burnett CIK Number 0001535182 Filed Document 0001535182-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ellington Mortgage Opportunities Partners, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468155 Filed Document 0001012975-13-000502 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CymaBay Therapeutics, Inc. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001042074 Filed Document 0001042074-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Firefly Media, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001589670 Filed Document 0001589670-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
VALOR EQUITY PARTNERS III-A L.P. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001590860 Filed Document 0001590860-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Growth Partners, L.P. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Alliance Affiliated Equities Corporation, AXA Advisors, LLC, Berthel, Fisher & Company Financial Services, Inc., Bryan Funding, Inc., Cadaret, Grant & Co., Inc., Calton & Associates, Inc., Cambridge Investment Research, Inc., Centaurus Financial, Inc., Center Street Securities, Inc., Crown Capital Securities, L.P., Dempsey Lord Smith, LLC, First Tennessee Brokerage Inc., FSC Securities Corporation, Girard Securities, Inc., H. Beck, Inc., Hagen Securities, Inc., Heim, Young & Associates, Inc., Integrated Trading and Investments, Inc., Investment Planners, Inc., J.W. Cole Financial, Inc., Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, LPL Financial LLC, Maitland Securities, Inc., May Capital Group, LLC, McLaughlin Ryder Investments, Inc., Merrimac Corporate Securities, Inc., MetLife Securities Inc., Neidiger, Tucker, Bruner, Inc., New England Securities, Newport Coast Securities, Inc., NFP Securities, Inc., Ni Advisors, The O. N. Equity Sales Company, ProEquities, Inc., Prospera Financial Services, Inc., Purshe Kaplan Sterling Investments, Resource Horizons Group LLC, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Spire Securities, LLC, Summit Brokerage Services, Inc., Tower Square Securities, Inc., Trade-PMR Inc., TransAm Securities, Inc., TransAmerica Financial Advisors, Inc., Triad Advisors, Inc., United Planners' Financial Services of America, Walnut Street Securities, Inc. (c/o Metlife Securities), Wilbanks Securities, Inc., Woodbury Financial Services, Inc., World Equity Group, Inc., Money Concepts Capital Corporation, The Strategic Financial Alliance, Inc., McNally Financial Services Corporation, Whitehall-Parker Securities, Inc., Financial West Group, MidAmerica Financial Services, Inc., and Coastal Equities, Inc. CIK Number 0001572702 Filed Document 0001572702-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AUSTIN CENTER FOR OUTPATIENT SURGERY, L.P. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $54,000 Associated Brokers / Dealers N/A CIK Number 0001427074 Filed Document 0001427074-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DUMA ENERGY CORP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $3,589,567 Associated Brokers / Dealers N/A CIK Number 0001425808 Filed Document 0001183740-13-000411 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Colchester Global Bond Fund (Ireland) See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589879 Filed Document 0001544824-13-000070 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Birchwood Resources Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001541032 Filed Document 0001541032-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Orbimed Healthcare Investments Trust See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $152,680,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001590706 Filed Document 0001590706-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund