Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MOON EXPRESS, INC. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001507602 Filed Document 0001507602-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mora Holdings LLC See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001534088 Filed Document 0001534088-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LBC CREDIT PARTNERS III, L.P. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers CV Brokerage CIK Number 0001545546 Filed Document 0001545546-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Launderette Cafe LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001590999 Filed Document 0001590999-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Popular Pays LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579985 Filed Document 0001140361-13-041331 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
COOK & BYNUM CAPITAL, LLC See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387688 Filed Document 0001387688-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
ASB FINANCIAL CORP /OH See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $5,005,000 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0000944304 Filed Document 0000944304-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
KG OFFSHORE FUND LTD See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461235 Filed Document 0001461235-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBG Energy Services, LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001590863 Filed Document 0001181431-13-057208 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
CONCORDIA COFFEE CO INC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001383816 Filed Document 0001383816-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ALASKA GOLD VENTURE, LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001591107 Filed Document 0001065949-13-000147 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Spinnaker Income Partners, L.P. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001575322 Filed Document 0001575322-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hosted America, LLC. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001591263 Filed Document 0001591263-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RallyPoint Networks, Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001565538 Filed Document 0001565538-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Poydras Street Finance II LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589206 Filed Document 0001589206-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
LOOMIS SAYLES STRATEGIC ALPHA TRUST See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518698 Filed Document 0001518698-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
CTMG INC See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,020,000 Associated Brokers / Dealers N/A CIK Number 0001288022 Filed Document 0001288022-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Crestview Partners III Management Co-Investors, L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001591169 Filed Document 0000950103-13-006492 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestview Partners III (TE), L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd., Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001589478 Filed Document 0000950103-13-006485 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Infrastructure Finance Co Fund, L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001591230 Filed Document 0001591230-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIMEXX ENERGY PARTNERS LTD See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001145815 Filed Document 0001104659-13-081526 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rockwood Reiss Fund I, LP See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591380 Filed Document 0001591380-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MediaSpike, Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $5,207,478 Associated Brokers / Dealers N/A CIK Number 0001590179 Filed Document 0001590179-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rubicon Media, Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $22,546,303 Associated Brokers / Dealers N/A CIK Number 0001571806 Filed Document 0001571806-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Plymouth Opportunity Fund LLC See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489621 Filed Document 0001489621-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THUNDER MOUNTAIN GOLD INC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0000711034 Filed Document 0001052918-13-000464 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Highbridge Capital L P See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), UBS FINANCIAL SERVICES INC., and JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS") CIK Number 0001327788 Filed Document 0001327788-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN STRATEGIC VALUE REALTY FUND, LP See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453332 Filed Document 0001453332-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FORGE PARENT LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $30,900,000 Associated Brokers / Dealers N/A CIK Number 0001590760 Filed Document 0001140361-13-040863 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sole Power, LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001590876 Filed Document 0001590876-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Old Mutual Global Statistical Arbitrage Fund See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590576 Filed Document 0001590576-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Varde Fund XI (C), L.P. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers - and - CIK Number 0001575138 Filed Document 0000950142-13-002195 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fig & Olive Holding LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001590004 Filed Document 0001590004-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OCCO EASTERN EUROPEAN FUND See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307088 Filed Document 0000943663-13-000205 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sorin Tactical Real Estate Fund II LP See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573554 Filed Document 0001573554-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ice Ranch at Boulder Valley LLC See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500107 Filed Document 0001448051-13-000020 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AVIDUS MANAGEMENT GROUP INC. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $856,302 Associated Brokers / Dealers N/A CIK Number 0001508153 Filed Document 0001183740-13-000415 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
WE RESERVES OF MELBOURNE LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $6,740,000 Associated Brokers / Dealers BILLET FEIT & PREIS, DREAM ADVISORS LLC, DOV LEWANONI, JEREMY Z MANDEL, NEIL ZELMAN, and MARK RATAFIA CIK Number 0001591191 Filed Document 0001078782-13-002129 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
American Homeowner Preservation, LLC, Series 2013C See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589687 Filed Document 0001589687-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alphamega Diversified Fund, L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579643 Filed Document 0001579643-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crestview Offshore Holdings III (892), L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd, Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001589488 Filed Document 0000950103-13-006486 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestview Offshore Holdings III (FF), L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd., Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001589487 Filed Document 0000950103-13-006493 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alternative Investments Opportunity Ltd. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590820 Filed Document 0000902664-13-003596 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pointillist Global Macro Series of Pointillist Partners LLC See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570762 Filed Document 0001570762-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpendSmart Payments Co See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001062273 Filed Document 0001140361-13-040689 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Southern Hills, LP See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001590975 Filed Document 0001590975-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NDA XIII, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001590290 Filed Document 0001590290-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Healthcare Real Estate Fund, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $7,927,000 Associated Brokers / Dealers Stephen A. Kohn & Associates, Ltd., Edward Eric Fernandez, and Stephen Alan Kohn CIK Number 0001578151 Filed Document 0001578151-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Runa, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001490218 Filed Document 0001490218-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SR13 2790 Business Park Drive, LLC See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers N/A CIK Number 0001589926 Filed Document 0001589926-13-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity