Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ABG ESTABLISHMENT LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Jason S. Finkel CIK Number 0001588831 Filed Document 0001588831-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
FlexShopper, Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $515,000 Associated Brokers / Dealers N/A CIK Number 0001397047 Filed Document 0001468128-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
OCB Plymouth Real Estate, LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001592074 Filed Document 0001592074-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Horseman European Select Fund Ltd. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534188 Filed Document 0000919574-13-006120 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LASER LIGHT ENGINES INC See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $4,169,700 Associated Brokers / Dealers N/A CIK Number 0001435834 Filed Document 0001435834-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
AAISL Development LP See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers David G. McNitt CIK Number 0001591076 Filed Document 0001591076-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
CISTA SYSTEM CORP. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001584424 Filed Document 0001584424-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROCKY NYC MUSICAL L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591008 Filed Document 0001591008-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GoSpotCheck, Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001565732 Filed Document 0001565732-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Zoonie, LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001591260 Filed Document 0001591260-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Crestview Partners III (FF Offshore), L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd., Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001589477 Filed Document 0000950103-13-006490 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reign Development Group, LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Reign Development Group CIK Number 0001570092 Filed Document 0001570092-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
FR XIII Global Energy Trust See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001579952 Filed Document 0001579952-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INCOME ADVANTAGE FUND LLC See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001562773 Filed Document 0001562773-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HIGHBRIDGE STATISTICAL OPPORTUNITIES FUND L P See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS") CIK Number 0001387462 Filed Document 0001327788-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tioga Square LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001591182 Filed Document 0001591182-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Crestview Holdings III (TE), L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd., Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001591184 Filed Document 0000950103-13-006495 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEGEA, INC. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers NA CIK Number 0001424549 Filed Document 0001079974-13-000690 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Other
CREA PARTNERS I, L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590985 Filed Document 0001590985-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDG Media, Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $5,499,995 Associated Brokers / Dealers N/A CIK Number 0001585118 Filed Document 0001585118-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WESTWARD HO COUNTRY CLUB INC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000871553 Filed Document 0001362118-13-000116 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
Crestview Partners III (Offshore), L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd., Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001589480 Filed Document 0000950103-13-006488 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Environmental Waste International Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $624,800 Associated Brokers / Dealers N/A CIK Number 0001590427 Filed Document 0001013762-13-001366 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Clean Plate Restaurants, Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001591040 Filed Document 0001580695-13-000114 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BPC Cranium Merchant Ventures LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers N/A CIK Number 0001591669 Filed Document 0001192482-13-000192 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Primexx Energy Opportunity Fund, LP See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001591103 Filed Document 0001591103-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN STANDARD PARTNERS LP See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450414 Filed Document 0001209191-13-051292 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProUroCare Medical Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001222244 Filed Document 0001181431-13-057149 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Loomis Sayles Core Plus Full Discretion Trust See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591269 Filed Document 0001518698-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Stimwave Technologies Inc See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $2,715,000 Associated Brokers / Dealers N/A CIK Number 0001567966 Filed Document 0000897069-13-000389 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
FR XIII Global Energy Fund (Offshore), L.P. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001579951 Filed Document 0001579951-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horseman Global Fund Ltd. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534189 Filed Document 0000919574-13-006119 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORGE ACQUISITION INC. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $31,899,000 Associated Brokers / Dealers N/A CIK Number 0001590762 Filed Document 0001140361-13-040865 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HORSE & HOUND, LTD. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591172 Filed Document 0000919574-13-006121 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATURAL GAS FUELING & CONVERSION INC. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001590715 Filed Document 0001144204-13-059185 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Waterton Precious Metals Fund II Cayman, LP See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583785 Filed Document 0001583785-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEW Senior Housing Investors II, L.P. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561928 Filed Document 0001561928-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lalo, LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $710,791 Associated Brokers / Dealers N/A CIK Number 0001590253 Filed Document 0001590253-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KG INVESTMENTS FUND LLC See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459598 Filed Document 0001459598-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestview Offshore Holdings III, L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd., Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001589486 Filed Document 0000950103-13-006491 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestview Partners III (892), L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd, Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001589481 Filed Document 0000950103-13-006489 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taylors Creek Holdings, L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001591243 Filed Document 0001591243-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
2217 East High Street, LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $2,781,806 Associated Brokers / Dealers N/A CIK Number 0001591886 Filed Document 0001461373-13-000048 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FENTRESS COUNTY PROSPECT See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001580834 Filed Document 0001580834-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Downtown NY Owner, LLC See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001544017 Filed Document 0001544017-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Crestview Partners III, L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd, Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001589389 Filed Document 0000950103-13-006484 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Together Mobile, Inc. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $8,880,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001580539 Filed Document 0001580539-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HealthFleet, Inc. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001555731 Filed Document 0001209191-13-051166 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Meelo, Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001591221 Filed Document 0001591221-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AppeProPo, Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001557405 Filed Document 0001387131-13-004120 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity