Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services CIK Number 0001616060 Filed Document 0001393725-15-000082 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Croix Holdings, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001640418 Filed Document 0001640418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cortland Capital Market Services LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $4,800,217 Associated Brokers / Dealers N/A CIK Number 0001481226 Filed Document 0001481226-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AGERpoint, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $3,171,198 Associated Brokers / Dealers N/A CIK Number 0001631299 Filed Document 0001631299-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Orts-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $173,000 Associated Brokers / Dealers N/A CIK Number 0001641331 Filed Document 0001641331-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EFACTOR GROUP CORP. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $15,256,874 Associated Brokers / Dealers N/A CIK Number 0001158694 Filed Document 0001158694-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ERICK BANCSHARES, INC. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $2,100,051 Associated Brokers / Dealers N/A CIK Number 0001641443 Filed Document 0001140361-15-017898 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Emerging Market Currency Fund See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641258 Filed Document 0000902664-15-002384 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cina Holdings, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001638768 Filed Document 0001638768-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Heron Real Estate Opportunity Fund II, LP See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640875 Filed Document 0001640875-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
AngelList-Iinc-11-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $220,215 Associated Brokers / Dealers N/A CIK Number 0001640881 Filed Document 0001640881-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Cter-11-Fund, a series of Brick & Mortar Ventures - AngelList Syndications LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $228,000 Associated Brokers / Dealers N/A CIK Number 0001641345 Filed Document 0001641345-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares Cactus Private Asset Backed Fund, L.P. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001641032 Filed Document 0001641032-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Northzone Streaming Opportunity L.P. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001641222 Filed Document 0001140361-15-017563 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Strata Baxter LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $9,400,000 Associated Brokers / Dealers N/A CIK Number 0001638766 Filed Document 0001638766-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MV WSD Fund I LLC See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001628323 Filed Document 0001628323-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Vapetek Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $130 Associated Brokers / Dealers N/A CIK Number 0001580485 Filed Document 0001567860-15-000066 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Peaks Park City LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $14,500,000 Associated Brokers / Dealers N/A CIK Number 0001640838 Filed Document 0001640838-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
OCEAN AVENUE FUND III-P, L.P. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001641490 Filed Document 0001641490-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OPUS POINT HEALTHCARE INNOVATIONS FUND, L.P. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469584 Filed Document 0001469584-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Energy Infrastructure Fund III-C, L.P. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630887 Filed Document 0001315863-15-000403 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Giffen Solutions, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $5,000,024 Associated Brokers / Dealers N/A CIK Number 0001547859 Filed Document 0001547859-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Consulting Services Support Corp See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001491144 Filed Document 0001491144-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Bean Logik LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001400812 Filed Document 0001400812-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PANAVISION INC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001022911 Filed Document 0001022911-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
BASSWOOD FINANCIAL FUND, INC. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576092 Filed Document 0001405086-15-000130 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wildomar Holdings, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001638765 Filed Document 0001638765-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NiteHawk Pediatric Urgent Care, LLC See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001607395 Filed Document 0001607395-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NantBioscience, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001608318 Filed Document 0001608318-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SDC Portfolio LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $7,426,000 Associated Brokers / Dealers N/A CIK Number 0001640604 Filed Document 0000892712-15-000543 Exclusions or Exemptions 506c Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
QUENTEC FUND, LTD. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554514 Filed Document 0000919574-15-003862 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quintessence Associates LP See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406804 Filed Document 0001406804-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terra Equity Group, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001641343 Filed Document 0001641343-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
MV Venture Fund IV LLC See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $2,707,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001630870 Filed Document 0001630870-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MWW Lite, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640473 Filed Document 0001640474-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lion Semiconductor Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588720 Filed Document 0001588720-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shavit Capital Fund III (U.S.), LP See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001640124 Filed Document 0001640124-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Just Greens, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $20,205,000 Associated Brokers / Dealers N/A CIK Number 0001590624 Filed Document 0001590624-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Post Capital Equity Partners III LP See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rafael Astruc CIK Number 0001593543 Filed Document 0001393725-15-000083 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beltway Investors XI LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640744 Filed Document 0001140361-15-017671 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
International Growth Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381359 Filed Document 0001393725-15-000076 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Euro Choice Secondary L.P. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Capital Group CIK Number 0001640821 Filed Document 0001640821-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets $Not Applicable Type of Security Equity
BSI Platform Holdings, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001641076 Filed Document 0001641076-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Waterstone Holdings, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $22,222,222 Associated Brokers / Dealers N/A CIK Number 0001641960 Filed Document 0001641960-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Evergreen Industrial Properties, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640354 Filed Document 0001640354-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Optum Clinics Holdings, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $36,979,733 Associated Brokers / Dealers N/A CIK Number 0001641013 Filed Document 0001140361-15-017740 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MeetMindful, Inc. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $822,500 Associated Brokers / Dealers N/A CIK Number 0001629841 Filed Document 0001629841-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Large Cap Growth Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001429803 Filed Document 0001393725-15-000077 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Pastures Fund, LLC Series 2 (MJAR Holdings, LLC) See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $2,954,250 Associated Brokers / Dealers N/A CIK Number 0001641174 Filed Document 0001641174-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Symetra Separate Account VL See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other