|
|
D/A |
2013-11-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001339460
- Filed Document
- 0001095449-13-000121
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-10 00:00:00 UTC |
- Amount To Be Raised
- $4,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577635
- Filed Document
- 0001577635-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657621
- Filed Document
- 0000902664-15-004146
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590610
- Filed Document
- 0001590610-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001337881
- Filed Document
- 0001337881-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589427
- Filed Document
- 0001589427-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Summit Equities, Inc., Compass Securities Corporation, and Capital Management Partners, Inc.
- CIK Number
- 0001448370
- Filed Document
- 0001448370-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591500
- Filed Document
- 0001209191-13-051492
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Summit Equities, Inc., Compass Securities Corporation, and Capital Management Partners, Inc.
- CIK Number
- 0001011789
- Filed Document
- 0001011789-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590818
- Filed Document
- 0000919574-13-006155
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001533654
- Filed Document
- 0001533654-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WYOMING
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001569066
- Filed Document
- 0001569066-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001536408
- Filed Document
- 0001536408-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Deutsche Bank Securities Inc.
- CIK Number
- 0001010290
- Filed Document
- 0001010290-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Papamarkou, Wellner & Co., Inc.
- CIK Number
- 0001372657
- Filed Document
- 0001095449-13-000126
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WYOMING
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $2,068,831
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001399637
- Filed Document
- 0001399637-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001276351
- Filed Document
- 0001276351-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000,000
- Associated Brokers / Dealers
- Evercore Group L.L.C. and Magenta Capital Services Ltd.
- CIK Number
- 0001591689
- Filed Document
- 0001591689-13-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590873
- Filed Document
- 0001590873-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591044
- Filed Document
- 0001591044-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $1,090,560
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591229
- Filed Document
- 0000950172-13-000105
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001451701
- Filed Document
- 0001451701-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001499499
- Filed Document
- 0001499499-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591164
- Filed Document
- 0001591164-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000936551
- Filed Document
- 0000936551-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000,000
- Associated Brokers / Dealers
- Evercore Group L.L.C. and Magenta Capital Services Ltd.
- CIK Number
- 0001591693
- Filed Document
- 0001591689-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $2,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001415286
- Filed Document
- 0001214659-13-006289
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001402217
- Filed Document
- 0001402217-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Access Securities, Inc.
- CIK Number
- 0001534304
- Filed Document
- 0000902664-13-003607
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $1,650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587306
- Filed Document
- 0001587306-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001315082
- Filed Document
- 0001315082-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- none
- CIK Number
- 0001591376
- Filed Document
- 0001591376-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001535136
- Filed Document
- 0001535136-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505325
- Filed Document
- 0001012975-13-000510
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001550200
- Filed Document
- 0000919574-13-006170
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C.
- CIK Number
- 0001590554
- Filed Document
- 0001590554-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001133062
- Filed Document
- 0001116354-13-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $14,707,800
- Associated Brokers / Dealers
- RYR Equities, Yoram Mehr, Shlomo Ness, Rugby Investment Limited, David Turner, and Paradigm CRE Advisors Inc., a Toronto, ON Canadian Corporation
- CIK Number
- 0001587943
- Filed Document
- 0001587943-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534311
- Filed Document
- 0001013594-13-000539
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- Daniel R. Coyne
- CIK Number
- 0001376375
- Filed Document
- 0001376375-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- SKB Securities, LLC and Robert R. Walker, Jr.
- CIK Number
- 0001591084
- Filed Document
- 0001591084-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OREGON
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000918923
- Filed Document
- 0000918923-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $27,000,000
- Associated Brokers / Dealers
- Terry D. Harvey
- CIK Number
- 0001591438
- Filed Document
- 0001591438-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Mineral Property
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $125,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590469
- Filed Document
- 0000945621-13-000344
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Merriman Capital Inc.
- CIK Number
- 0001432001
- Filed Document
- 0001441557-13-000084
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- UTAH
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534527
- Filed Document
- 0001534527-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591341
- Filed Document
- 0001591341-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000895401
- Filed Document
- 0000895401-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001292887
- Filed Document
- 0001292887-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001515898
- Filed Document
- 0001013762-13-001378
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|